A survey of online data-driven proactive 5G network optimisation using machine learning

In the fifth-generation (5G) mobile networks, proactive network optimisation plays an important role in meeting the exponential traffic growth, more stringent service requirements, and to reduce capitaland operational expenditure. Proactive network optimisation is widely acknowledged as on e of the most promising ways to transform the 5G network based on big data analysis and cloud-fog-edge computing, but there are many challenges. Proactive algorithms will require accurate forecasting of highly contextualised traffic demand and quantifying the uncertainty to drive decision making with performance guarantees. Context in Cyber-Physical-Social Systems (CPSS) is often challenging to uncover, unfolds over time, and even more difficult to quantify and integrate into decision making. The first part of the review focuses on mining and inferring CPSS context from heterogeneous data sources, such as online user-generated-content. It will examine the state-of-the-art methods currently employed to infer location, social behaviour, and traffic demand through a cloud-edge computing framework; combining them to form the input to proactive algorithms. The second part of the review focuses on exploiting and integrating the demand knowledge for a range of proactive optimisation techniques, including the key aspects of load balancing, mobile edge caching, and interference management. In both parts, appropriate state-of-the-art machine learning techniques (including probabilistic uncertainty cascades in proactive optimisation), complexity-performance trade-offs, and demonstrative examples are presented to inspire readers. This survey couples the potential of online big data analytics, cloud-edge computing, statistical machine learning, and proactive network optimisation in a common cross-layer wireless framework. The wider impact of this survey includes better cross-fertilising the academic fields of data analytics, mobile edge computing, AI, CPSS, and wireless communications, as well as informing the industry of the promising potentials in this area

Intelligent and Efficient Ultra-Dense Heterogeneous Networks for 5G and Beyond

Ultra-dense heterogeneous network (HetNet), in which densified small cells overlaying the conventional macro-cells, is a promising technique for the fifth-generation (5G) mobile network. The dense and multi-tier network architecture is able to support the extensive data traffic and diverse quality of service (QoS) but meanwhile arises several challenges especially on the interference coordination and resource management. In this thesis, three novel network schemes are proposed to achieve intelligent and efficient operation based on the deep learning-enabled network awareness. Both optimization and deep learning methods are developed to achieve intelligent and efficient resource allocation in these proposed network schemes. To improve the cost and energy efficiency of ultra-dense HetNets, a hotspot prediction based virtual small cell (VSC) network is proposed. A VSC is formed only when the traffic volume and user density are extremely high. We leverage the feature extraction capabilities of deep learning techniques and exploit a long-short term memory (LSTM) neural network to predict potential hotspots and form VSC. Large-scale antenna array enabled hybrid beamforming is also adaptively adjusted for highly directional transmission to cover these VSCs. Within each VSC, one user equipment (UE) is selected as a cell head (CH), which collects the intra-cell traffic using the unlicensed band and relays the aggregated traffic to the macro-cell base station (MBS) in the licensed band. The inter-cell interference can thus be reduced, and the spectrum efficiency can be improved. Numerical results show that proposed VSCs can reduce $55\%$ power consumption in comparison with traditional small cells. In addition to the smart VSCs deployment, a novel multi-dimensional intelligent multiple access (MD-IMA) scheme is also proposed to achieve stringent and diverse QoS of emerging 5G applications with disparate resource constraints. Multiple access (MA) schemes in multi-dimensional resources are adaptively scheduled to accommodate dynamic QoS requirements and network states. The MD-IMA learns the integrated-quality-of-system-experience (I-QoSE) by monitoring and predicting QoS through the LSTM neural network. The resource allocation in the MD-IMA scheme is formulated as an optimization problem to maximize the I-QoSE as well as minimize the non-orthogonality (NO) in view of implementation constraints. In order to solve this problem, both model-based optimization algorithms and model-free deep reinforcement learning (DRL) approaches are utilized. Simulation results demonstrate that the achievable I-QoSE gain of MD-IMA over traditional MA is $15\%$ - $18\%$. In the final part of the thesis, a Software-Defined Networking (SDN) enabled 5G-vehicle ad hoc networks (VANET) is designed to support the growing vehicle-generated data traffic. In this integrated architecture, to reduce the signaling overhead, vehicles are clustered under the coordination of SDN and one vehicle in each cluster is selected as a gateway to aggregate intra-cluster traffic. To ensure the capacity of the trunk-link between the gateway and macro base station, a Non-orthogonal Multiplexed Modulation (NOMM) scheme is proposed to split aggregated data stream into multi-layers and use sparse spreading code to partially superpose the modulated symbols on several resource blocks. The simulation results show that the energy efficiency performance of proposed NOMM is around 1.5-2 times than that of the typical orthogonal transmission scheme

The Coverage, Capacity and Coexistence of Mixed High Altitude Platform and Terrestrial Segments

This thesis explores the coverage, capacity and coexistence of High Altitude Platform (HAP) and terrestrial segments in the same service area. Given the limited spectrum available, mechanisms to manage the co-channel interference to enable effective coexistence between the two infrastructures are examined. Interference arising from the HAP, caused by the relatively high transmit power and the antenna beam profile, has the potential to significantly affect the existing terrestrial system on the ground if the HAP beams are deployed without a proper strategy. Beam-pointing strategies exploiting phased array antennas on the HAPs are shown to be an effective way to place the beams, with each of them forming service cells onto the ground in the service area, especially dense user areas. Using a newly developed RF clustering technique to better point the cells over an area of a dense group of users, it is shown that near maximum coverage of 96% of the population over the service area can be provided while maintaining the coexistence with the existing terrestrial system. To improve the user experience at the cell edge, while at the same time improving the overall capacity of the system, Joint Transmission – Coordinated Multipoint (JT-CoMP) is adapted for a HAP architecture. It is shown how the HAP can potentially enable the tight scheduling needed to perform JT-CoMP due to the centralisation of all virtual E-UTRAN Node Bs (eNodeBs) on the HAP. A trade-off between CINR gain and loss of capacity when adapting JT-CoMP into the HAP system is identified, and strategies to minimise the trade-off are considered. It is shown that 57% of the users benefit from the JT-CoMP. In order to enable coordination between the HAP and terrestrial segments, a joint architecture based on a Cloud – Radio Access Network (C-RAN) system is introduced. Apart from adapting a C-RAN based system to centrally connect the two segments together, the network functional split which varies the degree of the centralised processing is also considered to deal with the limitations of HAP fronthaul link requirements. Based on the fronthaul link requirements acquired from the different splitting options, the ground relay station diversity to connect the HAP to centralised and distributed units (CUs and DUs) is also considered

Metaverse for Wireless Systems: Architecture, Advances, Standardization, and Open Challenges

The growing landscape of emerging wireless applications is a key driver toward the development of novel wireless system designs. Such a design can be based on the metaverse that uses a virtual model of the physical world systems along with other schemes/technologies (e.g., optimization theory, machine learning, and blockchain). A metaverse using a virtual model performs proactive intelligent analytics prior to a user request for efficient management of the wireless system resources. Additionally, a metaverse will enable self-sustainability to operate wireless systems with the least possible intervention from network operators. Although the metaverse can offer many benefits, it faces some challenges as well. Therefore, in this tutorial, we discuss the role of a metaverse in enabling wireless applications. We present an overview, key enablers, design aspects (i.e., metaverse for wireless and wireless for metaverse), and a novel high-level architecture of metaverse-based wireless systems. We discuss metaverse management, reliability, and security of the metaverse-based system. Furthermore, we discuss recent advances and standardization of metaverse-enabled wireless system. Finally, we outline open challenges and present possible solutions

Ultra Dense Networks Deployment for beyond 2020 Technologies

A new communication paradigm is foreseen for beyond 2020 society, due to the emergence of new broadband services and the Internet of Things era. The set of requirements imposed by these new applications is large and diverse, aiming to provide a ubiquitous broadband connectivity. Research community has been working in the last decade towards the definition of the 5G mobile wireless networks that will provide the proper mechanisms to reach these challenging requirements. In this framework, three key research directions have been identified for the improvement of capacity in 5G: the increase of the spectral efficiency by means of, for example, the use of massive MIMO technology, the use of larger amounts of spectrum by utilizing the millimeter wave band, and the network densification by deploying more base stations per unit area. This dissertation addresses densification as the main enabler for the broadband and massive connectivity required in future 5G networks. To this aim, this Thesis focuses on the study of the UDN. In particular, a set of technology enablers that can lead UDN to achieve their maximum efficiency and performance are investigated, namely, the use of higher frequency bands for the benefit of larger bandwidths, the use of massive MIMO with distributed antenna systems, and the use of distributed radio resource management techniques for the inter-cell interference coordination. Firstly, this Thesis analyzes whether there exists a fundamental performance limit related with densification in cellular networks. To this end, the UDN performance is evaluated by means of an analytical model consisting of a 1-dimensional network deployment with equally spaced BS. The inter-BS distance is decreased until reaching the limit of densification when this distance approaches 0. The achievable rates in networks with different inter-BS distances are analyzed for several levels of transmission power availability, and for various types of cooperation among cells. Moreover, UDN performance is studied in conjunction with the use of a massive number of antennas and larger amounts of spectrum. In particular, the performance of hybrid beamforming and precoding MIMO schemes are assessed in both indoor and outdoor scenarios with multiple cells and users, working in the mmW frequency band. On the one hand, beamforming schemes using the full-connected hybrid architecture are analyzed in BS with limited number of RF chains, identifying the strengths and weaknesses of these schemes in a dense-urban scenario. On the other hand, the performance of different indoor deployment strategies using HP in the mmW band is evaluated, focusing on the use of DAS. More specifically, a DHP suitable for DAS is proposed, comparing its performance with that of HP in other indoor deployment strategies. Lastly, the presence of practical limitations and hardware impairments in the use of hybrid architectures is also investigated. Finally, the investigation of UDN is completed with the study of their main limitation, which is the increasing inter-cell interference in the network. In order to tackle this problem, an eICIC scheduling algorithm based on resource partitioning techniques is proposed. Its performance is evaluated and compared to other scheduling algorithms under several degrees of network densification. After the completion of this study, the potential of UDN to reach the capacity requirements of 5G networks is confirmed. Nevertheless, without the use of larger portions of spectrum, a proper interference management and the use of a massive number of antennas, densification could turn into a serious problem for mobile operators. Performance evaluation results show large system capacity gains with the use of massive MIMO techniques in UDN, and even greater when the antennas are distributed. Furthermore, the application of ICIC techniques reveals that, besides the increase in system capacity, it brings significant energy savings to UDNs.A partir del año 2020 se prevé que un nuevo paradigma de comunicación surja en la sociedad, debido a la aparición de nuevos servicios y la era del Internet de las cosas. El conjunto de requisitos impuesto por estas nuevas aplicaciones es muy amplio y diverso, y tiene como principal objetivo proporcionar conectividad de banda ancha y universal. En las últimas décadas, la comunidad científica ha estado trabajando en la definición de la 5G de redes móviles que brindará los mecanismos necesarios para garantizar estos requisitos. En este marco, se han identificado tres mecanismos clave para conseguir el necesario incremento de capacidad de la red: el aumento de la eficiencia espectral a través de, por ejemplo, el uso de tecnologías MIMO masivas, la utilización de mayores porciones del espectro en frecuencia y la densificación de la red mediante el despliegue de más estaciones base por área. Esta Tesis doctoral aborda la densificación como el principal mecanismo que permitirá la conectividad de banda ancha y universal requerida en la 5G, centrándose en el estudio de las Redes Ultra Densas o UDNs. En concreto, se analiza el conjunto de tecnologías habilitantes que pueden llevar a las UDNs a obtener su máxima eficiencia y prestaciones, incluyendo el uso de altas frecuencias para el aprovechamiento de mayores anchos de banda, la utilización de MIMO masivo con sistemas de antenas distribuidas y el uso de técnicas de reparto de recursos distribuidas para la coordinación de interferencias. En primer lugar, se analiza si existe un límite fundamental en la mejora de las prestaciones en relación a la densificación. Con este fin, las prestaciones de las UDNs se evalúan utilizando un modelo analítico de red unidimensional con BSs equiespaciadas, en el que la distancia entre BSs se disminuye hasta alcanzar el límite de densificación cuando ésta se aproxima a 0. Las tasas alcanzables en redes con distintas distancias entre BSs son analizadas, considerando distintos niveles de potencia disponible en la red y varios grados de cooperación entre celdas. Además, el comportamiento de las UDNs se estudia junto al uso masivo de antenas y la utilización de anchos de banda mayores. Más concretamente, las prestaciones de ciertas técnicas híbridas MIMO de precodificación y beamforming se examinan en la banda milimétrica. Por una parte, se analizan esquemas de beamforming en BSs con arquitectura híbrida en función de la disponibilidad de cadenas de radiofrecuencia en escenarios exteriores. Por otra parte, se evalúan las prestaciones de ciertos esquemas de precodificación híbrida en escenarios interiores, utilizando distintos despliegues y centrando la atención en los sistemas de antenas distribuidos o DAS. Además, se propone un algoritmo de precodificación híbrida específico para DAS, y se evalúan y comparan sus prestaciones con las de otros algoritmos de precodificación utilizados. Por último, se investiga el impacto en las prestaciones de ciertas limitaciones prácticas y deficiencias introducidas por el uso de dispositivos no ideales. Finalmente, el estudio de las UDNs se completa con el análisis de su principal limitación, el nivel creciente de interferencia en la red. Para ello, se propone un algoritmo de control de interferencias basado en la partición de recursos. Sus prestaciones son evaluadas y comparadas con las de otras técnicas de asignación de recursos. Tras este estudio, se puede afirmar que las UDNs tienen gran potencial para la consecución de los requisitos de la 5G. Sin embargo, sin el uso conjunto de mayores porciones del espectro, adecuadas técnicas de control de la interferencia y el uso masivo de antenas, las UDNs pueden convertirse en serios obstáculos para los operadores móviles. Los resultados de la evaluación de prestaciones de estas tecnologías confirman el gran aumento de la capacidad de las redes mediante el uso masivo de antenas y la introducción de mecanismos de IA partir de l'any 2020 es preveu un nou paradigma de comunicació en la societat, degut a l'aparició de nous serveis i la era de la Internet de les coses. El conjunt de requeriments imposat per aquestes noves aplicacions és ampli i divers, i té com a principal objectiu proporcionar connectivitat universal i de banda ampla. En les últimes dècades, la comunitat científica ha estat treballant en la definició de la 5G, que proveirà els mecanismes necessaris per a garantir aquests exigents requeriments. En aquest marc, s'han identificat tres mecanismes claus per a aconseguir l'increment necessari en la capacitat: l'augment de l'eficiència espectral a través de, per exemple, l'ús de tecnologies MIMO massives, la utilització de majors porcions de l'espectre i la densificació mitjançant el desplegament de més estacions base per àrea. Aquesta Tesi aborda la densificació com a principal mecanisme que permetrà la connectivitat de banda ampla i universal requerida en la 5G, centrant-se en l' estudi de les xarxes ultra denses (UDNs). Concretament, el conjunt de tecnologies que poden dur a les UDNs a la seua màxima eficiència i prestacions és analitzat, incloent l'ús d'altes freqüències per a l'aprofitament de majors amplàries de banda, la utilització de MIMO massiu amb sistemes d'antenes distribuïdes i l'ús de tècniques distribuïdes de repartiment de recursos per a la coordinació de la interferència. En primer lloc, aquesta Tesi analitza si existeix un límit fonamental en les prestacions en relació a la densificació. Per això, les prestacions de les UDNs s'avaluen utilitzant un model analític unidimensional amb estacions base equidistants, en les quals la distància entre estacions base es redueix fins assolir el límit de densificació quan aquesta distància s'aproxima a 0. Les taxes assolibles en xarxes amb diferents distàncies entre estacions base s'analitzen considerant diferents nivells de potència i varis graus de cooperació entre cel·les. A més, el comportament de les UDNs s'estudia conjuntament amb l'ús massiu d'antenes i la utilització de majors amplàries de banda. Més concretament, les prestacions de certes tècniques híbrides MIMO de precodificació i beamforming s'examinen en la banda mil·limètrica. D'una banda, els esquemes de beamforming aplicats a estacions base amb arquitectures híbrides és analitzat amb disponibilitat limitada de cadenes de radiofreqüència a un escenari urbà dens. D'altra banda, s'avaluen les prestacions de certs esquemes de precodificació híbrida en escenaris d'interior, utilitzant diferents estratègies de desplegament i centrant l'atenció en els sistemes d' antenes distribuïdes (DAS). A més, es proposa un algoritme de precodificació híbrida distribuïda per a DAS, i s'avaluen i comparen les seues prestacions amb les de altres algoritmes. Per últim, s'investiga l'impacte de les limitacions pràctiques i altres deficiències introduïdes per l'ús de dispositius no ideals en les prestacions de tots els esquemes anteriors. Finalment, l' estudi de les UDNs es completa amb l'anàlisi de la seua principal limitació, el nivell creixent d'interferència entre cel·les. Per tractar aquest problema, es proposa un algoritme de control d'interferències basat en la partició de recursos. Les prestacions de l'algoritme proposat s'avaluen i comparen amb les d'altres tècniques d'assignació de recursos. Una vegada completat aquest estudi, es pot afirmar que les UDNs tenen un gran potencial per aconseguir els ambiciosos requeriments plantejats per a la 5G. Tanmateix, sense l'ús conjunt de majors amplàries de banda, apropiades tècniques de control de la interferència i l'ús massiu d'antenes, les UDNs poden convertir-se en seriosos obstacles per als operadors mòbils. Els resultats de l'avaluació de prestacions d' aquestes tecnologies confirmen el gran augment de la capacitat de les xarxes obtingut mitjançant l'ús massiu d'antenes i la introducciGiménez Colás, S. (2017). Ultra Dense Networks Deployment for beyond 2020 Technologies [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/86204TESI

Improved planning and resource management in next generation green mobile communication networks

In upcoming years, mobile communication networks will experience a disruptive reinventing process through the deployment of post 5th Generation (5G) mobile networks. Profound impacts are expected on network planning processes, maintenance and operations, on mobile services, subscribers with major changes in their data consumption and generation behaviours, as well as on devices itself, with a myriad of different equipment communicating over such networks. Post 5G will be characterized by a profound transformation of several aspects: processes, technology, economic, social, but also environmental aspects, with energy efficiency and carbon neutrality playing an important role. It will represent a network of networks: where different types of access networks will coexist, an increasing diversity of devices of different nature, massive cloud computing utilization and subscribers with unprecedented data-consuming behaviours. All at greater throughput and quality of service, as unseen in previous generations. The present research work uses 5G new radio (NR) latest release as baseline for developing the research activities, with future networks post 5G NR in focus. Two approaches were followed: i) method re-engineering, to propose new mechanisms and overcome existing or predictably existing limitations and ii) concept design and innovation, to propose and present innovative methods or mechanisms to enhance and improve the design, planning, operation, maintenance and optimization of 5G networks. Four main research areas were addressed, focusing on optimization and enhancement of 5G NR future networks, the usage of edge virtualized functions, subscriber’s behavior towards the generation of data and a carbon sequestering model aiming to achieve carbon neutrality. Several contributions have been made and demonstrated, either through models of methodologies that will, on each of the research areas, provide significant improvements and enhancements from the planning phase to the operational phase, always focusing on optimizing resource management. All the contributions are retro compatible with 5G NR and can also be applied to what starts being foreseen as future mobile networks. From the subscriber’s perspective and the ultimate goal of providing the best quality of experience possible, still considering the mobile network operator’s (MNO) perspective, the different proposed or developed approaches resulted in optimization methods for the numerous problems identified throughout the work. Overall, all of such contributed individually but aggregately as a whole to improve and enhance globally future mobile networks. Therefore, an answer to the main question was provided: how to further optimize a next-generation network - developed with optimization in mind - making it even more efficient while, simultaneously, becoming neutral concerning carbon emissions. The developed model for MNOs which aimed to achieve carbon neutrality through CO2 sequestration together with the subscriber’s behaviour model - topics still not deeply focused nowadays – are two of the main contributions of this thesis and of utmost importance for post-5G networks.Nos próximos anos espera-se que as redes de comunicações móveis se reinventem para lá da 5ª Geração (5G), com impactos profundos ao nível da forma como são planeadas, mantidas e operacionalizadas, ao nível do comportamento dos subscritores de serviços móveis, e através de uma miríade de dispositivos a comunicar através das mesmas. Estas redes serão profundamente transformadoras em termos tecnológicos, económicos, sociais, mas também ambientais, sendo a eficiência energética e a neutralidade carbónica aspetos que sofrem uma profunda melhoria. Paradoxalmente, numa rede em que coexistirão diferentes tipos de redes de acesso, mais dispositivos, utilização massiva de sistema de computação em nuvem, e subscritores com comportamentos de consumo de serviços inéditos nas gerações anteriores. O trabalho desenvolvido utiliza como base a release mais recente das redes 5G NR (New Radio), sendo o principal focus as redes pós-5G. Foi adotada uma abordagem de "reengenharia de métodos” (com o objetivo de propor mecanismos para resolver limitações existentes ou previsíveis) e de “inovação e design de conceitos”, em que são apresentadas técnicas e metodologias inovadoras, com o principal objetivo de contribuir para um desenho e operação otimizadas desta geração de redes celulares. Quatro grandes áreas de investigação foram endereçadas, contribuindo individualmente para um todo: melhorias e otimização generalizada de redes pós-5G, a utilização de virtualização de funções de rede, a análise comportamental dos subscritores no respeitante à geração e consumo de tráfego e finalmente, um modelo de sequestro de carbono com o objetivo de compensar as emissões produzidas por esse tipo de redes que se prevê ser massiva, almejando atingir a neutralidade carbónica. Como resultado deste trabalho, foram feitas e demonstradas várias contribuições, através de modelos ou metodologias, representando em cada área de investigação melhorias e otimizações, que, todas contribuindo para o mesmo objetivo, tiveram em consideração a retro compatibilidade e aplicabilidade ao que se prevê que sejam as futuras redes pós 5G. Focando sempre na perspetiva do subscritor da melhor experiência possível, mas também no lado do operador de serviço móvel – que pretende otimizar as suas redes, reduzir custos e maximizar o nível de qualidade de serviço prestado - as diferentes abordagens que foram desenvolvidas ou propostas, tiveram como resultado a resolução ou otimização dos diferentes problemas identificados, contribuindo de forma agregada para a melhoria do sistema no seu todo, respondendo à questão principal de como otimizar ainda mais uma rede desenvolvida para ser extremamente eficiente, tornando-a, simultaneamente, neutra em termos de emissões de carbono. Das principais contribuições deste trabalho relevam-se precisamente o modelo de compensação das emissões de CO2, com vista à neutralidade carbónica e um modelo de análise comportamental dos subscritores, dois temas ainda pouco explorados e extremamente importantes em contexto de redes futuras pós-5G

Five Facets of 6G: Research Challenges and Opportunities

Whilst the fifth-generation (5G) systems are being rolled out across the globe, researchers have turned their attention to the exploration of radical next-generation solutions. At this early evolutionary stage we survey five main research facets of this field, namely {\em Facet~1: next-generation architectures, spectrum and services, Facet~2: next-generation networking, Facet~3: Internet of Things (IoT), Facet~4: wireless positioning and sensing, as well as Facet~5: applications of deep learning in 6G networks.} In this paper, we have provided a critical appraisal of the literature of promising techniques ranging from the associated architectures, networking, applications as well as designs. We have portrayed a plethora of heterogeneous architectures relying on cooperative hybrid networks supported by diverse access and transmission mechanisms. The vulnerabilities of these techniques are also addressed and carefully considered for highlighting the most of promising future research directions. Additionally, we have listed a rich suite of learning-driven optimization techniques. We conclude by observing the evolutionary paradigm-shift that has taken place from pure single-component bandwidth-efficiency, power-efficiency or delay-optimization towards multi-component designs, as exemplified by the twin-component ultra-reliable low-latency mode of the 5G system. We advocate a further evolutionary step towards multi-component Pareto optimization, which requires the exploration of the entire Pareto front of all optiomal solutions, where none of the components of the objective function may be improved without degrading at least one of the other components