Theoretical Analysis and Performance Comparison of multi-carrier Waveforms for 5G Wireless Applications

5G wireless technology is a new wireless communication system that must meet different complementary needs: high data rate for mobile services, low energy consumption and long-range for connected objects, low latency to ensure real-time communication for critical applications and high spectral efficiency to improve the overall system capacity. The waveforms and associated signals processing, present a real challenge in the implementation for each generation of wireless communication networks. This paper presents the diverse waveforms candidate for 5G systems, including: CE-OFDM (Constant Envelope OFDM), Filter-Bank Multi Carrier (FBMC), Universal Filtered Multi-Carrier (UFMC) and Filtered OFDM (F-OFDM). In this work, simulations are carried out in order to compare the performance of the OFDM, CE-OFDM, F-OFDM, UFMC and FBMC in terms of Power spectral density (PSD) and of Bit Error Rate (BER). It has been demonstrated that (CE-OFDM), constitutes a more efficient solution in terms of energy consumption than OFDM signal. Moreover, the (F-OFDM), (UFMC) and (FBMC) could constitute a more efficient solution in terms of power spectral density, spectral efficiency and bit error rates. In fact, CE-OFDM reduces the Peak to Average Power Ratio (PAPR) associated with OFDM system, FBMC is a method of improving out-of-band (OOB) characteristic by filtering each subcarrier and resisting the inter-carrier interference (ICI). While, UFMC offers a high spectral efficiency compared to OFDM

Energy efficiency and interference management in long term evolution-advanced networks.

Doctoral Degree. University of KwaZulu-Natal, Durban.Cellular networks are continuously undergoing fast extraordinary evolution to overcome technological challenges. The fourth generation (4G) or Long Term Evolution-Advanced (LTE-Advanced) networks offer improvements in performance through increase in network density, while allowing self-organisation and self-healing. The LTE-Advanced architecture is heterogeneous, consisting of different radio access technologies (RATs), such as macrocell, smallcells, cooperative relay nodes (RNs), having various capabilities, and coexisting in the same geographical coverage area. These network improvements come with different challenges that affect users’ quality of service (QoS) and network performance. These challenges include; interference management, high energy consumption and poor coverage of marginal users. Hence, developing mitigation schemes for these identified challenges is the focus of this thesis. The exponential growth of mobile broadband data usage and poor networks’ performance along the cell edges, result in a large increase of the energy consumption for both base stations (BSs) and users. This due to improper RN placement or deployment that creates severe inter-cell and intracell interferences in the networks. It is therefore, necessary to investigate appropriate RN placement techniques which offer efficient coverage extension while reducing energy consumption and mitigating interference in LTE-Advanced femtocell networks. This work proposes energy efficient and optimal RN placement (EEORNP) algorithm based on greedy algorithm to assure improved and effective coverage extension. The performance of the proposed algorithm is investigated in terms of coverage percentage and number of RN needed to cover marginalised users and found to outperform other RN placement schemes. Transceiver design has gained importance as one of the effective tools of interference management. Centralised transceiver design techniques have been used to improve network performance for LTE-Advanced networks in terms of mean square error (MSE), bit error rate (BER) and sum-rate. The centralised transceiver design techniques are not effective and computationally feasible for distributed cooperative heterogeneous networks, the systems considered in this thesis. This work proposes decentralised transceivers design based on the least-square (LS) and minimum MSE (MMSE) pilot-aided channel estimations for interference management in uplink LTE-Advanced femtocell networks. The decentralised transceiver algorithms are designed for the femtocells, the macrocell user equipments (MUEs), RNs and the cell edge macrocell UEs (CUEs) in the half-duplex cooperative relaying systems. The BER performances of the proposed algorithms with the effect of channel estimation are investigated. Finally, the EE optimisation is investigated in half-duplex multi-user multiple-input multiple-output (MU-MIMO) relay systems. The EE optimisation is divided into sub-optimal EE problems due to the distributed architecture of the MU-MIMO relay systems. The decentralised approach is employed to design the transceivers such as MUEs, CUEs, RN and femtocells for the different sub-optimal EE problems. The EE objective functions are formulated as convex optimisation problems subject to the QoS and transmit powers constraints in case of perfect channel state information (CSI). The non-convexity of the formulated EE optimisation problems is surmounted by introducing the EE parameter substractive function into each proposed algorithms. These EE parameters are updated using the Dinkelbach’s algorithm. The EE optimisation of the proposed algorithms is achieved after finding the optimal transceivers where the unknown interference terms in the transmit signals are designed with the zero-forcing (ZF) assumption and estimation errors are added to improve the EE performances. With the aid of simulation results, the performance of the proposed decentralised schemes are derived in terms of average EE evaluation and found to be better than existing algorithms

Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Advanced Technologies for Device-to-device Communications Underlaying Cellular Networks

The past few years have seen a major change in cellular networks, as explosive growth in data demands requires more and more network capacity and backhaul capability. New wireless technologies have been proposed to tackle these challenges. One of the emerging technologies is device-to-device (D2D) communications. It enables two cellular user equip- ment (UEs) in proximity to communicate with each other directly reusing cellular radio resources. In this case, D2D is able to of oad data traf c from central base stations (BSs) and signi cantly improve the spectrum ef ciency of a cellular network, and thus is one of the key technologies for the next generation cellular systems. Radio resource management (RRM) for D2D communications and how to effectively exploit the potential bene ts of D2D are two paramount challenges to D2D communications underlaying cellular networks. In this thesis, we focus on four problems related to these two challenges. In Chapter 2, we utilise the mixed integer non-linear programming (MINLP) to model and solve the RRM optimisation problems for D2D communications. Firstly we consider the RRM optimisation problem for D2D communications underlaying the single carrier frequency division multiple access (SC-FDMA) system and devise a heuristic sub- optimal solution to it. Then we propose an optimised RRM mechanism for multi-hop D2D communications with network coding (NC). NC has been proven as an ef cient technique to improve the throughput of ad-hoc networks and thus we apply it to multi-hop D2D communications. We devise an optimal solution to the RRM optimisation problem for multi-hop D2D communications with NC. In Chapter 3, we investigate how the location of the D2D transmitter in a cell may affect the RRM mechanism and the performance of D2D communications. We propose two optimised location-based RRM mechanisms for D2D, which maximise the throughput and the energy ef ciency of D2D, respectively. We show that, by considering the location information of the D2D transmitter, the MINLP problem of RRM for D2D communications can be transformed into a convex optimisation problem, which can be ef ciently solved by the method of Lagrangian multipliers. In Chapter 4, we propose a D2D-based P2P le sharing system, which is called Iunius. The Iunius system features: 1) a wireless P2P protocol based on Bittorrent protocol in the application layer; 2) a simple centralised routing mechanism for multi-hop D2D communications; 3) an interference cancellation technique for conventional cellular (CC) uplink communications; and 4) a radio resource management scheme to mitigate the interference between CC and D2D communications that share the cellular uplink radio resources while maximising the throughput of D2D communications. We show that with the properly designed application layer protocol and the optimised RRM for D2D communications, Iunius can signi cantly improve the quality of experience (QoE) of users and of oad local traf c from the base station. In Chapter 5, we combine LTE-unlicensed with D2D communications. We utilise LTE-unlicensed to enable the operation of D2D in unlicensed bands. We show that not only can this improve the throughput of D2D communications, but also allow D2D to work in the cell central area, which normally regarded as a “forbidden area” for D2D in existing works. We achieve these results mainly through numerical optimisation and simulations. We utilise a wide range of numerical optimisation theories in our works. Instead of utilising the general numerical optimisation algorithms to solve the optimisation problems, we modify them to be suitable for the speci c problems, thereby reducing the computational complexity. Finally, we evaluate our proposed algorithms and systems through sophisticated numer- ical simulations. We have developed a complete system-level simulation framework for D2D communications and we open-source it in Github: https://github.com/mathwuyue/py- wireless-sys-sim

Técnicas de equalização para MIMO massivo com amplificação não linear

The dawn of the new generation of mobile communications and the trafic explosion that derives from its implementation pose great challenge. The milimeter wave band and the use of massive number of antennas are technologies which, when combined, allow the transmission of high data rate, functioning in zones of the electromagnetic spectrum that are less explored and with capability of allocation of dozens of GHz of bandwidth. In this dissertation we consider a massive MIMO millimeter wave system employing a hybrid architecture, i.e., the number of transmit and receive antennas are lower than the number of radio frequency chains. As consequence, the precoder and equalizers should be designed in both digital and analog domains. In the literature, most of the proposed hybrid beamforming schemes were evaluated without considering the effects of nonlinear amplifications. However, these systems face non-avoidable nonlinear effects due to power amplifiers functioning in nonlinear regions. The strong nonlinear effects throughout the transmission chain will have a negative impact on the overall system performance and thus its study and the design of equalizers that take into account these effects are of paramount importance. This dissertation proposes a hybrid iterative equalizer for massive MIMO millimeter wave SC-FDMA systems. The user terminals have low complexity, just equipped with analog precoders based on average angle of departure, each with a single radio frequency chain. At the base station it is designed an hybrid analog-digital iterative equalizer with fully connected architecture in order to eliminate both the multi-user interference and the nonlinear distortion caused by signal amplification during the transmission. The equalizer is optimized by minimizing the bit error rate, which is equivalent to minimize the mean square error rate. The impact of the saturation threshold of the amplifiers in the system performance is analysed, and it is demonstrated that the iterative process can efficiently remove the multi-user interference and the distortion, improving the overall system performance.O surgimento de uma nova geração de comunicações móveis e a explosão de tráfego que advém da sua implementação apresenta grandes desafios. A banda de ondas milimétricas e o uso massivo de antenas são tecnologias que, combinadas, permitem atingir elevadas taxas de transmissão, funcionando em zonas do espectro electromagnético menos exploradas e com capacidade de alocação de dezenas de GHz para largura de banda. Nesta dissertação foi considerado um sistema de MIMO massivo de ondas milimétricas usando uma arquitectura híbrida, i.e., o número de antenas para transmissão e recepção é menor que o número de cadeias de radiofrequência. Consequentemente, o pré-codificador e equalizadores devem ser projectados nos domínios digital e analógico. Na literatura, a maioria dos esquemas híbridos de beamforming são avaliados sem ter em conta os efeitos de não linearidade da amplificação do sinal. No entanto, estes sistemas sofrem inevitavelmente de efeitos não lineares devido aos amplificadores de potência operarem em regiões não lineares. Os fortes efeitos das não-linearidades ao longo da cadeia de transmissão têm um efeito nefasto no desempenho do sistema e portanto o seu estudo e projecto de equalizadores que tenham em conta estes efeitos são de extrema importância. Esta dissertação propõe um equalizador híbrido para sistemas baseados em ondas milimétricas para MIMO massivo com modulação SC-FDMA. Os terminais de utilizador possuem baixa complexidade, equipados apenas com pré-codificadores analógicos baseados no ângulo médio de partida, cada um com uma única cadeia de radiofrequência. Na estação base é projectado um equalizador iterativo híbrido analógico-digital com arquitectura completamente conectada de modo a eliminar a interferencia multi-utilizador e a distorção causada pela amplificação do sinal aquando da transmissão. O equalizador é optimizado minimizando a taxa de erro de bit, o que é equivalente a minimizar a taxa de erro quadrático médio. O impacto do limiar de saturação dos amplificadores no desempenho do sistema é analisado, e é demonstrado que o processo iterativo consegue eliminar de modo eficiente a interferência multi-utilizador e a distorção, melhorando o desempenho do sistema.Mestrado em Engenharia Eletrónica e Telecomunicaçõe

Waveform Design for 5G and beyond Systems

5G traffic has very diverse requirements with respect to data rate, delay, and reliability. The concept of using multiple OFDM numerologies adopted in the 5G NR standard will likely meet these multiple requirements to some extent. However, the traffic is radically accruing different characteristics and requirements when compared with the initial stage of 5G, which focused mainly on high-speed multimedia data applications. For instance, applications such as vehicular communications and robotics control require a highly reliable and ultra-low delay. In addition, various emerging M2M applications have sparse traffic with a small amount of data to be delivered. The state-of-the-art OFDM technique has some limitations when addressing the aforementioned requirements at the same time. Meanwhile, numerous waveform alternatives, such as FBMC, GFDM, and UFMC, have been explored. They also have their own pros and cons due to their intrinsic waveform properties. Hence, it is the opportune moment to come up with modification/variations/combinations to the aforementioned techniques or a new waveform design for 5G systems and beyond. The aim of this Special Issue is to provide the latest research and advances in the field of waveform design for 5G systems and beyond

Auto configuration dans LTE : procédés de mesure de l’occupation du canal radio pour une utilisation optimisée du spectre

Projecte final de carrera realitzat en col.laboració amb el centre INP Grenoble - ENSIMAG. École Nationale Supérieure d’Informatique et de Mathématiques Appliquées de Grenoble i Alcatel-Lucent Bell LabsLong Term Evolution (LTE) est la quatrième génération de technologies radio qui est conçue afin de fournir des débits de données élevés aux mobiles, offrir une faible latence et permettre une flexibilité accrue dans l'attribution du spectre de fréquence. Les techniques de réutilisation du spectre permettent ainsi de faire face à la demande croissante en bande passante des utilisateurs. Nous nous concentrons sur le cas où toutes les cellules partagent la même bande de fréquence (frequency reuse-1). Ces cellules ainsi déployées peuvent générer des niveaux d’interférence intra-canal importants, ce qui affecte considérablement les performances du réseau. Le but de ce stage est de développer des méthodes de sensing du spectre permettant de caractériser les cellules qui partagent les mêmes ressources radio. En utilisant des informations telles que nombre de cellules en compétition notamment, les mécanismes d’allocation des ressources radio peuvent être optimisés, améliorent ainsi la performance du réseau. Les méthodes ainsi étudiées exploitent les propriétés d’orthogonalité des canaux de contrôle tels que signaux de synchronisation diffusés par chaque station de base. Une première étape du stage a ainsi consisté à mettre en place des méthodes de synchronisation fiables en ‘frequency reuse-1’ et d’en étudier les performances. Au cours de la deuxième partie du stage, une méthode d’identification du nombre de cellules en compétition sur un même canal est proposée. Cette méthode repose sur l’utilisation des canaux de synchronisation. Le stage a lieu sur le site de Villarceaux d’ Alcatel-Lucent Bell Labs et s’est intégré aux projets de recherche sur l'auto-configuration des cellules dans un réseau LTE. Ce rapport présente les travaux réalisés pendant le stage. Celui-ci s’est concentré sur la procédure réalisée par les mobiles afin de se synchroniser au réseau. Dans cette optique,nous avons proposé une méthode pour trouver le nombre des cellules en compétition, afin de caractériser l'occupation du spectre

A new genetic algorithm based scheduling algorithm for the LTE Uplink

Tese (Doutorado)Long Term Evolution has become the de facto technology for the 4G networks. It aims to deliver unprecedented data transmission rates and low latency for several types of applications and services. In this context, this thesis investigates the resource allocation in the LTE uplink. From the principle that resource allocation in the uplink is a complex optimization problem, the main contribution of this thesis is a novel scheduling algorithm based on Genetic Algorithms (GA). This algorithm introduces new operations of initialization, crossover, mutation and a QoS-aware fitness function. The algorithm is evaluated in a mixed traffic environment and its performance is compared with relevant algorithms from the literature. Simulations were carried out in ns-3 and the results show that the proposed algorithm is able to meet the Quality of Service (QoS) requirements of the applications, while presenting a satisfactory execution time