Spectrally efficient Non-Orthogonal Multiple Access (NOMA) techniques for future generation mobile systems

With the expectation of over a 1000-fold increase in the number of connected devices by 2020, efficient utilization of the limited bandwidth has become ever more important in the design of mobile wireless systems. Furthermore, the ever-increasing demand for higher data rates has made it necessary for a new waveform design that satisfies not only throughput demands, but network capacity as well. One such technique recently proposed is the non-orthogonal multiple access (NOMA) which utilizes the distance-dependent power domain multiplexing, based on the principles of signal superposition. In this thesis, new spectrally efficient non-orthogonal signal techniques are proposed. The goal of the schemes is to allow simultaneous utilization of the same time frequency network resources. This is achieved by designing component signals in both power and phase domain such that users are precoded or preformed to form a single and uniquely decodable composite signal. The design criteria are based on maximizing either the sum rate or spectral efficiency, minimizing multi-user interference and detection ambiguity, and maximizing the minimum Euclidean distance between the composite constellation points. The design principles are applied in uplink, downlink and coordinated multipoint (CoMP) scenarios. We assume ideal channel state with perfect estimation, low mobility and synchronization scenarios so as to prove the concept and serve as a bound for any future work in non-ideal conditions. Extensive simulations and numerical analysis are carried to show the superiority and compatibility of the schemes. First, a new NOMA signal design called uplink NOMA with constellation precoding is proposed. The precoding weights are generated at the eNB based on the number of users to be superposed. The eNB signals the precoding weights to be employed by the users to adjust their transmission. The adjustments utilize the channel state information estimated from common periodic pilots broadcasted by the eNB. The weights ensure the composite received signal at the eNB belongs to the pre-known constellation. Furthermore, the users precode to the eNB antenna that requires the least total transmit power from all the users. At the eNB, joint maximum likelihood (JML) detection is employed to recover the component signals. As the composite constellation is as that of a single user transmitting that same constellation, multiple access interference can be viewed as absent, which allows multiple users to transmit at their full rates. Furthermore, the power gain achieved by the sum of the component signals maximizes the sum rate. Secondly, the constellation design principle is employed in the downlink scenario. In the scheme, called downlink NOMA with constellation preforming, the eNB preforms the users signal with power and phase weights prior to transmission. The preforming ensures multi-user interference is eliminated and the spectral efficiency maximized. The preformed composite constellation is broadcasted by the eNB which is received by all users. Subsequently, the users perform JML detection with the designed constellation to extract their individual component signals. Furthermore, improved signal reliability is achieved in transmit and receive diversity scenarios in the schemes called distributed transmit and receive diversity combining, respectively. Thirdly, the constellation preforming on the downlink is extended to MIMO spatial multiplexing scenarios. The first MIMO scheme, called downlink NOMA with constellation preforming, each eNB antenna transmits a preformed composite signal composed of a set of multiple users’ streams. This achieves spatial multiplexing with diversity with less transmit antennas, reducing costs associated with multiple RF chains, while still maximizing the sum rate. In the second MIMO scheme, a highly spectrally efficient MIMO preforming scheme is proposed. The scheme, called group layer MIMO with constellation preforming, the eNB preforms to a specific group of users on each transmit antenna. In all the schemes, the users perform JML detection to recover their signals. Finally, the adaptability of the constellation design is shown in CoMP. The scheme, called CoMP with joint constellation processing, the additional degrees of freedom, in form of interfering eNBs, are utilized to enable spatial multiplexing to a user with a single receive antenna. This is achieved by precoding each stream from the coordinating eNB with weights signalled by a central eNB. Consequently, the inter-cell interference is eliminated and the sum-rate maximized. To reduce the total power spent on precoding, an active cell selection scheme is proposed where the precoding is employed on the highest interferers to the user. Furthermore, a power control scheme is applied the design principle, where the objective is to reduce cross-layer interference by adapting the transmission power to the mean channel gain

System-level assessment of a C-RAN based on generalized space–frequency index modulation for 5G new radio and beyond

Index modulation (IM) has been attracting considerable research efforts in recent years as it is considered a promising technology that can enhance spectral and energy efficiency and help cope with the rising demand of mobile traffic in future wireless networks. In this paper, we propose a cloud radio access network (C-RAN) suitable for fifth-generation (5G) and beyond systems, where the base stations (BSs) and access points (APs) transmit multidimensional IM symbols, which we refer to as precoding-aided transmitter-side generalized space–frequency IM (PT-GSFIM). The adopted PT-GSFIM approach is an alternative multiuser multiple-input multiple-output (MU-MIMO) scheme that avoids multiuser interference (MUI) while exploiting the inherent diversity in frequency-selective channels. To validate the potential gains of the proposed PT-GSFIM-based C-RAN, a thorough system-level assessment is presented for three different three-dimensional scenarios taken from standardized 5G New Radio (5G NR), using two different numerologies and frequency ranges. Throughput performance results indicate that the 28 GHz band in spite of its higher bandwidth and higher achieved throughput presents lower spectral efficiency (SE). The 3.5 GHz band having lower bandwidth and lower achieved throughput attains higher SE. Overall, the results indicate that a C-RAN based on the proposed PT-GSFIM scheme clearly outperforms both generalized spatial modulation (GSM) and conventional MU-MIMO, exploiting its additional inherent frequency diversity.info:eu-repo/semantics/publishedVersio

Design of terahertz transceiver schemes for ultrahigh-speed wireless communications

Future ultra-high-speed wireless communication systems face difficult challenges due to the fundamental limitations of current technologies operating at microwave frequencies. Supporting high transmission rates will require the use of more spectral resources that are only available at higher frequencies. Within this context, terahertz (THz) communications have been attracting more and more attention, being considered by the research community as one of the most promising research fields on the topic due to the availability of extensive unused bandwidth segments. However, its widespread use is not yet possible due to some obstacles, such as the high propagation losses that occur in this band and the difficulty in designing devices that can effectively perform both transmission and detection tasks. The purpose of this dissertation is to contribute for the solution of both of the aforementioned problems and to propose novel THz transceiver schemes for ultra-high-speed wireless communications. Three main research areas were addressed: device modelling for the THz; index modulation (IM) based schemes for Beyond 5G (B5G) networks and hybrid precoding designs for THz ultra massive (UM) – multiple input multiple output (MIMO) systems. The main contributions of this work include the creation of a new design for a reconfigurable THz filter; the proposal of a precoded generalized spatial modulation scheme for downlink MIMO transmissions in B5G networks; the creation of a low-complexity hybrid design algorithm with a near fully-digital performance for multiuser (MU) mmWave/THz ultra massive MIMO systems that can incorporate different analog architectures; and the system-level assessment of cloud radio access network (C-RAN) deployments based on low-complexity hybrid precoding designs for massive MIMO downlink transmissions in B5G networks. The first contribution is especially suited for the implementation of reconfigurable THz filters and optical modulators, since it is based on a simple design, which transits from situations in which it presents a full transparency to situations where it achieves full opacity. Moreover, this approach can also be used for the implementation of simultaneously transmitting and reflecting (STAR) reconfigurable intelligent surfaces (RIS) which are important for enabling flexible system designs in RIS-assisted networks. The second contribution showed that the implementation of precoding schemes based on generalised spatial modulations is a solution with a considerable potential for future B5G systems, since it can provide larger throughputs when compared to conventional MU-MIMO schemes with identical spectral efficiencies.The last two contributions showed that through the proposed hybrid design algorithm it becomes possible to replace a fully digital precoder/combiner by a fully-connected or even by a partially-connected architecture (array of subarrays and dynamic array of subarrays), while achieving good tradeoffs between spectral efficiency, power consumption and implementation complexity. These proposals are particularly relevant for the support of UM-MIMO in severely hardware constrained THz systems. Moreover, the capability of achieving significant improvements in terms of throughput performance and coverage over typical cellular networks, when considering hybrid precoding‐based C-RAN deployments in two indoor office scenarios at the THz band, was demonstrated.Os futuros sistemas de comunicação sem fios de velocidade ultra-elevada enfrentam desafios difíceis devido às limitações fundamentais das tecnologias atuais que funcionam a frequências de microondas. O suporte de taxas de transmissão altas exigirá a utilização de mais recursos espectrais que só estão disponíveis em frequências mais elevadas. A banda Terahertz (THz) é uma das soluções mais promissoras devido às suas enormes larguras de banda disponíveis no espectro eletromagnético. No entanto, a sua utilização generalizada ainda não é possível devido a alguns obstáculos, tais como as elevadas perdas de propagação que se verificam nesta banda e a dificuldade em conceber dispositivos que possam desempenhar eficazmente as tarefas de transmissão e deteção. O objetivo desta tese de doutoramento, é contribuir para ambos os problemas mencionados anteriormente e propor novos esquemas de transcetores THz para comunicações sem fios de velocidade ultra-elevada. Três grandes áreas de investigação foram endereçadas, contribuindo individualmente para um todo: a modelação do dispositivo para o THz; esquemas baseados em modulações de índice (IM) para redes pós-5G (B5G) e desenhos de pré-codificadores híbridos para sistemas THz MIMO ultra-massivos. As principais contribuições deste trabalho incluem a criação de um novo design para um filtro THz reconfigurável; a proposta de uma nova tipologia de modulação espacial generalizada pré-codificada para transmissões MIMO de ligação descendente para redes B5G; a criação de um algoritmo de design híbrido de baixa complexidade com desempenho quase totalmente digital para sistemas MIMO multi-utilizador (MU) mmWave/THz ultra massivos que podem incorporar diferentes arquiteturas analógicas e a avaliação das implementações da rede de acesso de rádio na nuvem (C-RAN) com base em designs de pré-codificação híbridos de baixa complexidade para transmissões MIMO de ligação descendente massivas em redes B5G. A primeira contribuição é especialmente adequada para a implementação de filtros THz reconfiguráveis e moduladores óticos, uma vez que se baseia numa concepção mais simples, que transita de situações em que apresenta uma transparência total para situações em que atinge uma opacidade total. Para além disso, esta abordagem também pode ser utilizada para a implementação de superfícies inteligentes reconfiguráveis (RIS) de transmissão e reflexão simultânea (STAR). A segunda contribuição mostrou que a implementação de esquemas de pré-codificação baseados em modulações espaciais generalizadas é uma solução com um potencial considerável para futuros sistemas B5G, uma vez que permite alcançar maiores ganhos em termos de débito binário quando comparado com esquemas convencionais MU-MIMO com eficiências espectrais idênticas. As duas últimas contribuições mostraram que através do algoritmo proposto torna-se possível substituir a utilização de uma arquitectura totalmente digital por uma arquitetura totalmente conectada ou mesmo por uma arquitetura parcialmente conectada (arrays de subarrays e arrays dinâmicos de subarrays), conseguindo-se bons tradeoffs entre eficiência espectral, consumo de energia e complexidade de implementação. Estas propostas são particularmente relevantes para dar suporte a sistemas THz UM-MIMO com restrições severas ao nível de hardware. Demonstrou-se também a capacidade de se alcançar melhorias significativas em termos de débito binário e cobertura em relação a redes celulares típicas, considerando dois cenários na banda THz

Energy-Efficient System Design for Future Wireless Communications

The exponential growth of wireless data traffic has caused a significant increase in the power consumption of wireless communications systems due to the higher complexity of the transceiver structures required to establish the communication links. For this reason, in this Thesis we propose and characterize technologies for improving the energy efficiency of multiple-antenna wireless communications. This Thesis firstly focuses on energy-efficient transmission schemes and commences by introducing a scheme for alleviating the power loss experienced by the Tomlinson-Harashima precoder, by aligning the interference of a number of users with the symbols to transmit. Subsequently, a strategy for improving the performance of space shift keying transmission via symbol pre-scaling is presented. This scheme re-formulates complex optimization problems via semidefinite relaxation to yield problem formulations that can be efficiently solved. In a similar line, this Thesis designs a signal detection scheme based on compressive sensing to improve the energy efficiency of spatial modulation systems in multiple access channels. The proposed technique relies on exploiting the particular structure and sparsity that spatial modulation systems inherently possess to enhance performance. This Thesis also presents research carried out with the aim of reducing the hardware complexity and associated power consumption of large scale multiple-antenna base stations. In this context, the employment of incomplete channel state information is proposed to achieve the above-mentioned objective in correlated communication channels. The candidate’s work developed in Bell Labs is also presented, where the feasibility of simplified hardware architectures for massive antenna systems is assessed with real channel measurements. Moreover, a strategy for reducing the hardware complexity of antenna selection schemes by simplifying the design of the switching procedure is also analyzed. Overall, extensive theoretical and simulation results support the improved energy efficiency and complexity of the proposed schemes, towards green wireless communications systems

Index Modulation Techniques for Energy-efficient Transmission in Large-scale MIMO Systems

This thesis exploits index modulation techniques to design energy- and spectrum-efficient system models to operate in future wireless networks. In this respect, index modulation techniques are studied considering two different media: mapping the information onto the frequency indices of multicarrier systems, and onto the antenna array indices of a platform that comprises multiple antennas. The index modulation techniques in wideband communication scenarios considering orthogonal and generalized frequency division multiplexing systems are studied first. Single cell multiuser networks are considered while developing the system models that exploit the index modulation on the subcarriers of the multicarrier systems. Instead of actively modulating all the subcarriers, a subset is selected according to the index modulation bits. As a result, there are subcarriers that remain idle during the data transmission phase and the activation pattern of the subcarriers convey additional information. The transceivers for the orthogonal and generalized frequency division multiplexing systems with index modulation are both designed considering the uplink and downlink transmission phases with a linear combiner and precoder in order to reduce the system complexity. In the developed system models, channel state information is required only at the base station. The linear combiner is designed adopting minimum mean square error method to mitigate the inter-user-interference. The proposed system models offer a flexible design as the parameters are independent of each other. The parameters can be adjusted to design the system in favor of the energy efficiency, spectrum efficiency, peak-to-average power ratio, or error performance. Then, the index modulation techniques are studied for large-scale multiple-input multiple-output systems that operate in millimeter wave bands. In order to overcome the drawbacks of transmission in millimeter wave frequencies, channel properties should be taken in to account while envisaging the wireless communication network. The large-scale multiple-input multiple-output systems increase the degrees of freedom in the spatial domain. This feature can be exploited to focus the transmit power directly onto the intended receiver terminal to cope with the severe path-loss. However, scaling up the number of hardware elements results in excessive power consumption. Hybrid architectures provide a remedy by shifting a part of the signal processing to the analog domain. In this way, the number of bulky and high power consuming hardware elements can be reduced. However, there will be a performance degradation as a consequence of renouncing the fully digital signal processing. Index modulation techniques can be combined with the hybrid system architecture to compensate the loss in spectrum efficiency to further increase the data rates. A user terminal architecture is designed that employs analog beamforming together with spatial modulation where a part of the information bits is mapped onto the indices of the antenna arrays. The system is comprised a switching stage that allocates the user terminal antennas on the phase shifter groups to minimize the spatial correlation, and a phase shifting stage that maximizes the beamforming gain to combat the path-loss. A computationally efficient optimization algorithm is developed to configure the system. The flexibility of the architecture enables optimization of the hybrid transceiver at any signal-to-noise ratio values. A base station is designed in which hybrid beamforming together with spatial modulation is employed. The analog beamformer is designed to point the transmit beam only in the direction of the intended user terminal to mitigate leakage of the transmit power to other directions. The analog beamformer to transmit the signal is chosen based on the spatial modulation bits. The digital precoder is designed to eliminate the inter-user-interference by exploiting the zero-forcing method. The base station computes the hybrid beamformers and the digital combiners, and only feeds back the digital combiners of each antenna array-user pair to the related user terminals. Thus, a low complexity user architecture is sufficient to achieve a higher performance. The developed optimization framework for the energy efficiency jointly optimizes the number of served users and the total transmit power by utilizing the derived upper bound of the achievable rate. The proposed transceiver architectures provide a more energy-efficient system model compared to the hybrid systems in which the spatial modulation technique is not exploited. This thesis develops low-complexity system models that operate in narrowband and wideband channel environments to meet the energy and spectrum efficiency demands of future wireless networks. It is corroborated in the thesis that adopting index modulation techniques both in the systems improves the system performance in various aspects.:1 Introduction 1 1.1 Motivation 1 1.2 Overview and Contribution 2 1.3 Outline 9 2 Preliminaries and Fundamentals 13 2.1 Multicarrier Systems 13 2.2 Large-scale Multiple Input Multiple Output Systems 17 2.3 Index Modulation Techniques 19 2.4 Single Cell Multiuser Networks 22 3 Multicarrier Systems with Index Modulation 27 3.1 Orthogonal Frequency Division Multiplexing 28 3.2 Generalized Frequency Division Multiplexing 40 3.3 Summary 52 4 Hybrid Beamforming with Spatial Modulation 55 4.1 Uplink Transmission 56 4.2 Downlink Transmission 74 4.3 Summary 106 5 Conclusion and Outlook 109 5.1 Conclusion 109 5.2 Outlook 111 A Quantization Error Derivations 113 B On the Achievable Rate of Gaussian Mixtures 115 B.1 The Conditional Density Function 115 B.2 Tight Bounds on the Differential Entropy 116 B.3 A Bound on the Achievable Rate 118 C Multiuser MIMO Downlink without Spatial Modulation 121 Bibliograph