Polarimetric Synthetic Aperture Radar (SAR) Application for Geological Mapping and Resource Exploration in the Canadian Arctic

The role of remote sensing in geological mapping has been rapidly growing by providing predictive maps in advance of field surveys. Remote predictive maps with broad spatial coverage have been produced for northern Canada and the Canadian Arctic which are typically very difficult to access. Multi and hyperspectral airborne and spaceborne sensors are widely used for geological mapping as spectral characteristics are able to constrain the minerals and rocks that are present in a target region. Rock surfaces in the Canadian Arctic are altered by extensive glacial activity and freeze-thaw weathering, and form different surface roughnesses depending on rock type. Different physical surface properties, such as surface roughness and soil moisture, can be revealed by distinct radar backscattering signatures at different polarizations. This thesis aims to provide a multidisciplinary approach for remote predictive mapping that integrates the lithological and physical surface properties of target rocks. This work investigates the physical surface properties of geological units in the Tunnunik and Haughton impact structures in the Canadian Arctic characterized by polarimetric synthetic aperture radar (SAR). It relates the radar scattering mechanisms of target surfaces to their lithological compositions from multispectral analysis for remote predictive geological mapping in the Canadian Arctic. This work quantitatively estimates the surface roughness relative to the transmitted radar wavelength and volumetric soil moisture by radar scattering model inversion. The SAR polarization signatures of different geological units were also characterized, which showed a significant correlation with their surface roughness. This work presents a modified radar scattering model for weathered rock surfaces. More broadly, it presents an integrative remote predictive mapping algorithm by combining multispectral and polarimetric SAR parameters

Quantitative Estimation of Surface Soil Moisture in Agricultural Landscapes using Spaceborne Synthetic Aperture Radar Imaging at Different Frequencies and Polarizations

Soil moisture and its distribution in space and time plays an important role in the surface energy balance at the soil-atmosphere interface. It is a key variable influencing the partitioning of solar energy into latent and sensible heat flux as well as the partitioning of precipitation into runoff and percolation. Due to their large spatial variability, estimation of spatial patterns of soil moisture from field measurements is difficult and not feasible for large scale analyses. In the past decades, Synthetic Aperture Radar (SAR) remote sensing has proven its potential to quantitatively estimate near surface soil moisture at high spatial resolutions. Since the knowledge of the basic SAR concepts is important to understand the impact of different natural terrain features on the quantitative estimation of soil moisture and other surface parameters, the fundamental principles of synthetic aperture radar imaging are discussed. Also the two spaceborne SAR missions whose data was used in this study, the ENVISAT of the European Space Agency (ESA) and the ALOS of the Japanese Aerospace Exploration Agency (JAXA), are introduced. Subsequently, the two essential surface properties in the field of radar remote sensing, surface soil moisture and surface roughness are defined, and the established methods of their measurement are described. The in situ data used in this study, as well as the research area, the River Rur catchment, with the individual test sites where the data was collected between 2007 and 2010, are specified. On this basis, the important scattering theories in radar polarimetry are discussed and their application is demonstrated using novel polarimetric ALOS/PALSAR data. A critical review of different classical approaches to invert soil moisture from SAR imaging is provided. Five prevalent models have been chosen with the aim to provide an overview of the evolution of ideas and techniques in the field of soil moisture estimation from active microwave data. As the core of this work, a new semi-empirical model for the inversion of surface soil moisture from dual polarimetric L-band SAR data is introduced. This novel approach utilizes advanced polarimetric decomposition techniques to correct for the disturbing effects from surface roughness and vegetation on the soil moisture retrieval without the use of a priori knowledge. The land use specific algorithms for bare soil, grassland, sugar beet, and winter wheat allow quantitative estimations with accuracies in the order of 4 Vol.-%. Application of remotely sensed soil moisture patterns is demonstrated on the basis of mesoscale SAR data by investigating the variability of soil moisture patterns at different spatial scales ranging from field scale to catchment scale. The results show that the variability of surface soil moisture decreases with increasing wetness states at all scales. Finally, the conclusions from this dissertational research are summarized and future perspectives on how to extend the proposed model by means of improved ground based measurements and upcoming advances in sensor technology are discussed. The results obtained in this thesis lead to the conclusion that state-of-the-art spaceborne dual polarimetric L-band SAR systems are not only suitable to accurately retrieve surface soil moisture contents of bare as well as of vegetated agricultural fields and grassland, but for the first time also allow investigating within-field spatial heterogeneities from space

A support vector machine hydrometeor classification algorithm for dual-polarization radar

An algorithm based on a support vector machine (SVM) is proposed for hydrometeor classification. The training phase is driven by the output of a fuzzy logic hydrometeor classification algorithm, i.e., the most popular approach for hydrometer classification algorithms used for ground-based weather radar. The performance of SVM is evaluated by resorting to a weather scenario, generated by a weather model; the corresponding radar measurements are obtained by simulation and by comparing results of SVM classification with those obtained by a fuzzy logic classifier. Results based on the weather model and simulations show a higher accuracy of the SVM classification. Objective comparison of the two classifiers applied to real radar data shows that SVM classification maps are spatially more homogenous (textural indices, energy, and homogeneity increases by 21% and 12% respectively) and do not present non-classified data. The improvements found by SVM classifier, even though it is applied pixel-by-pixel, can be attributed to its ability to learn from the entire hyperspace of radar measurements and to the accurate training. The reliability of results and higher computing performance make SVM attractive for some challenging tasks such as its implementation in Decision Support Systems for helping pilots to make optimal decisions about changes in the flight route caused by unexpected adverse weather

Polarimetric Synthetic Aperture Radar

This open access book focuses on the practical application of electromagnetic polarimetry principles in Earth remote sensing with an educational purpose. In the last decade, the operations from fully polarimetric synthetic aperture radar such as the Japanese ALOS/PalSAR, the Canadian Radarsat-2 and the German TerraSAR-X and their easy data access for scientific use have developed further the research and data applications at L,C and X band. As a consequence, the wider distribution of polarimetric data sets across the remote sensing community boosted activity and development in polarimetric SAR applications, also in view of future missions. Numerous experiments with real data from spaceborne platforms are shown, with the aim of giving an up-to-date and complete treatment of the unique benefits of fully polarimetric synthetic aperture radar data in five different domains: forest, agriculture, cryosphere, urban and oceans

Application Of Polarimetric SAR For Surface Parameter Inversion And Land Cover Mapping Over Agricultural Areas

In this thesis, novel methodology is developed to extract surface parameters under vegetation cover and to map crop types, from the polarimetric Synthetic Aperture Radar (PolSAR) images over agricultural areas. The extracted surface parameters provide crucial information for monitoring crop growth, nutrient release efficiency, water capacity, and crop production. To estimate surface parameters, it is essential to remove the volume scattering caused by the crop canopy, which makes developing an efficient volume scattering model very critical. In this thesis, a simplified adaptive volume scattering model (SAVSM) is developed to describe the vegetation scattering as crop changes over time through considering the probability density function of the crop orientation. The SAVSM achieved the best performance in fields of wheat, soybean and corn at various growth stages being in convert with the crop phenological development compared with current models that are mostly suitable for forest canopy. To remove the volume scattering component, in this thesis, an adaptive two-component model-based decomposition (ATCD) was developed, in which the surface scattering is a X-Bragg scattering, whereas the volume scattering is the SAVSM. The volumetric soil moisture derived from the ATCD is more consistent with the verifiable ground conditions compared with other model-based decomposition methods with its RMSE improved significantly decreasing from 19 [vol.%] to 7 [vol.%]. However, the estimation by the ATCD is biased when the measured soil moisture is greater than 30 [vol.%]. To overcome this issue, in this thesis, an integrated surface parameter inversion scheme (ISPIS) is proposed, in which a calibrated Integral Equation Model together with the SAVSM is employed. The derived soil moisture and surface roughness are more consistent with verifiable observations with the overall RMSE of 6.12 [vol.%] and 0.48, respectively

Sparse representation-based synthetic aperture radar imaging

There is increasing interest in using synthetic aperture radar (SAR) images in automated target recognition and decision-making tasks. The success of such tasks depends on how well the reconstructed SAR images exhibit certain features of the underlying scene. Based on the observation that typical underlying scenes usually exhibit sparsity in terms of such features, we develop an image formation method which formulates the SAR imaging problem as a sparse signal representation problem. Sparse signal representation, which has mostly been exploited in real-valued problems, has many capabilities such as superresolution and feature enhancement for various reconstruction and recognition tasks. However, for problems of complex-valued nature, such as SAR, a key challenge is how to choose the dictionary and the representation scheme for effective sparse representation. Since we are usually interested in features of the magnitude of the SAR reflectivity field, our new approach is designed to sparsely represent the magnitude of the complex-valued scattered field. This turns the image reconstruction problem into a joint optimization problem over the representation of magnitude and phase of the underlying field reflectivities. We develop the mathematical framework for this method and propose an iterative solution for the corresponding joint optimization problem. Our experimental results demonstrate the superiority of this method over previous approaches in terms of both producing high quality SAR images as well as exhibiting robustness to uncertain or limited data

Sparse representation-based SAR imaging

There is increasing interest in using synthetic aperture radar (SAR) images in automated target recognition and decision-making tasks. The success of such tasks depends on how well the reconstructed SAR images exhibit certain features of the underlying scene. Based on the observation that typical underlying scenes usually exhibit sparsity in terms of such features, we develop an image formation method which formulates the SAR imaging problem as a sparse signal representation problem. Sparse signal representation, which has mostly been exploited in real-valued problems, has many capabilities such as superresolution and feature enhancement for various reconstruction and recognition tasks. However, for problems of complex-valued nature, such as SAR, a key challenge is how to choose the dictionary and the representation scheme for effective sparse representation. Since we are usually interested in features of the magnitude of the SAR reflectivity field, our new approach is designed to sparsely represent the magnitude of the complex-valued scattered field. This turns the image reconstruction problem into a joint optimization problem over the representation of magnitude and phase of the underlying field reflectivities. We develop the mathematical framework for this method and propose an iterative solution for the corresponding joint optimization problem. Our experimental results demonstrate the superiority of this method over previous approaches in terms of both producing high quality SAR images as well as exhibiting robustness to uncertain or limited data

Study of the speckle noise effects over the eigen decomposition of polarimetric SAR data: a review

This paper is focused on considering the effects of speckle noise on the eigen decomposition of the co- herency matrix. Based on a perturbation analysis of the matrix, it is possible to obtain an analytical expression for the mean value of the eigenvalues and the eigenvectors, as well as for the Entropy, the Anisotroopy and the dif- ferent a angles. The analytical expressions are compared against simulated polarimetric SAR data, demonstrating the correctness of the different expressions.Peer ReviewedPostprint (published version

Radarkaugseire rakendused metsaüleujutuste ja põllumajanduslike rohumaade jälgimiseks

Väitekirja elektrooniline versioon ei sisalda publikatsioone.Käesolev doktoritöö keskendub radarkaugseire rakenduste arendamisele kahes keerukas looduskeskkonnas: üleujutatud metsas ja põllumajanduslikel rohumaadel. Uurimistöö viidi läbi Tartu Observatooriumis, Tartu Ülikoolis, Ventspilsi Kõrgkoolis ja Aalto Ülikoolis. Töö esimene osa käsitleb X-laineala polarimeetrilise radarisignaali käitumist regulaarselt üleujutatavas metsas Soomaa näitel ning teine osa põllumajanduslike rohumaade seisundi ja polarimeetriliste ning interferomeetriliste tehisava-radari parameetrite vahelisi seoseid. 2012 kevadel Soomaa testalal TerraSAR-X andmetega läbi viidud eksperiment näitas, et topelt-peegeldusele tundlik HH-VV polarimeetriline kanal pakub tõesti kontrastsemat tagasihajumisepõhist üleujutatud metsa eristust üleujutamata metsast kui traditsiooniline HH polarimeetriline kanal. HH-VV kanali eelis HH kanali ees on seda suurem, mida madalam on mets ning raagus tingimustes lehtmetsas oli HH-VV kanali eelis HH kanali ees suurem kui okasmetsas. Lisaks on üleujutusele tundlik HH ja VV kanali polarimeetriline faasivahe, mida on soovitatud ka varasemates töödes kasutada täiendava andmeallikana üleujutuste kaardistamisel. Käesolevas doktoritöös mõõdeti polarimeetrilise X-laineala tehisava-radari HH/VV faasivahe suurenemine üleujutuste tõttu erineva kõrgusega okas- ja lehtmetsas. 2013 a vegetatsiooniperioodil korraldati Rannu test-alal välimõõtmistega toetatud eksperiment uurimaks X- ja C-laineala polarimeetrilise ning X-laineala interferomeetrilise tehisava-radari parameetrite undlikkust rohumaade tingimuste muutustele. Ilmnes, et ühepäevase vahega kogutud X-laineala tehisava-radari interferomeetriliste paaride koherentsus korreleerus rohu kõrgusega. Koherentsus oli seda madalam, mida kõrgem oli rohi - leitud seost on võimalik potentsiaalselt rakendada niitmise tuvastamiseks. TerraSAR-X ja RADARSAT-2 polarimeetriliste aegridade analüüsi tulemusel leiti kaks niitmisele tundlikku parameetrit: HH/VV polarimeetriline koherentsus ja polarimeetriline entroopia. Niitmise järel langes HH/VV polarimeetriline koherentsus järsult ning polarimeetriline entroopia tõusis järsult. Rohu tagasikasvamise faasis hakkas HH/VV polarimeetriline koherentsus aeglaselt kasvama ning entroopia aeglaselt kahanema. Täheldatud efekt oli tugevam TerraSARX X-laineala aegridadel kui RADARSAT-2 C-riba tehisava-radari mõõtmistel ning seda selgemini nähtav mida rohkem biomassi niitmise järgselt maha jäi. Leitud HH/VV polarimeetrilise koherentsuse ja polarimeetrilise entroopia käitumine vastas taimkatte osakestepilve radarikiirguse tagasihajumismudelile. Mudeli järgi põhjus- 60 tas eelnimetatud parameetrite iseloomulikku muutust rohukõrte kui dipoolide orientatsiooni ja korrastatuse muut niitmise tõttu, mis on kooskõlas meie välimõõtmiste andmetega.This thesis presents research about the application of radar remote sensing for monitoring of complex natural environments, such as flooded forests and agricultural grasslands. The study was carried out in Tartu Observatory, University of Tartu, Ventspils University College, and Aalto University. The research consists of two distinctive parts devoted to polarimetric analysis of images from a seasonal flooding of wetlands, and to polarimetric and interferometric analysis of a summer-long campaign covering eleven agricultural grasslands. TerraSAR-X data from 2012 were used to assess the use of the double-bounce scattering mechanism for improving the mapping of flooded forest areas. The study confirmed that the HH–VV polarimetric channel that is sensitive to double-bounce scattering provides increased separation between flooded and unflooded forest areas when compared to the conventional HH channel. The increase in separation increases with decreasing forest height, and it is more pronounced for deciduous forests due to the leaf-off conditions during the study. The phase difference information provided by the HH–VV channel may provide additional information for delineating flooded and unflooded forest areas. Time series of X-band (TanDEM-X and COSMO-SkyMed) and C-band (RADARSAT-2) data from 2013 were analyzed in respect to vegetation parameters collected during a field survey. The one-day repeat-pass X-band interferometric coherence was shown to be correlated to the grassland vegetation height. The coherence was also found to be potentially useful for detecting mowing events. The polarimetric analysis of TanDEM-X and RADARSAT-2 data identified two parameters sensitive to mowing events - the HH/VV polarimetric coherence magnitude and the H2α entropy. Mowing of vegetation consistently caused the coherence magnitude to decrease and the entropy to increase. The effect was more pronounced in case of X-band data. Additionally, the effect was stronger with more vegetation left on the ground after mowing. The effect was explained using a vegetation particle scattering model. The changes in polarimetric variables was shown to be caused by the change of orientation and the randomness of the vegetation

Statistical assessment of eigenvector-based target decomposition theorems in radar polarimetry

© 2005 IEEE.Carlos López-Martínez, Eric Pottier and Shane R. Cloud