Advanced receiver structures for mobile MIMO multicarrier communication systems

Beyond third generation (3G) and fourth generation (4G) wireless communication systems are targeting far higher data rates, spectral efficiency and mobility requirements than existing 3G networks. By using multiple antennas at the transmitter and the receiver, multiple-input multiple-output (MIMO) technology allows improving both the spectral efficiency (bits/s/Hz), the coverage, and link reliability of the system. Multicarrier modulation such as orthogonal frequency division multiplexing (OFDM) is a powerful technique to handle impairments specific to the wireless radio channel. The combination of multicarrier modulation together with MIMO signaling provides a feasible physical layer technology for future beyond 3G and fourth generation communication systems. The theoretical benefits of MIMO and multicarrier modulation may not be fully achieved because the wireless transmission channels are time and frequency selective. Also, high data rates call for a large bandwidth and high carrier frequencies. As a result, an important Doppler spread is likely to be experienced, leading to variations of the channel over very short period of time. At the same time, transceiver front-end imperfections, mobility and rich scattering environments cause frequency synchronization errors. Unlike their single-carrier counterparts, multi-carrier transmissions are extremely sensitive to carrier frequency offsets (CFO). Therefore, reliable channel estimation and frequency synchronization are necessary to obtain the benefits of MIMO OFDM in mobile systems. These two topics are the main research problems in this thesis. An algorithm for the joint estimation and tracking of channel and CFO parameters in MIMO OFDM is developed in this thesis. A specific state-space model is introduced for MIMO OFDM systems impaired by multiple carrier frequency offsets under time-frequency selective fading. In MIMO systems, multiple frequency offsets are justified by mobility, rich scattering environment and large angle spread, as well as potentially separate radio frequency - intermediate frequency chains. An extended Kalman filter stage tracks channel and CFO parameters. Tracking takes place in time domain, which ensures reduced computational complexity, robustness to estimation errors as well as low estimation variance in comparison to frequency domain processing. The thesis also addresses the problem of blind carrier frequency synchronization in OFDM. Blind techniques exploit statistical or structural properties of the OFDM modulation. Two novel approaches are proposed for blind fine CFO estimation. The first one aims at restoring the orthogonality of the OFDM transmission by exploiting the properties of the received signal covariance matrix. The second approach is a subspace algorithm exploiting the correlation of the channel frequency response among the subcarriers. Both methods achieve reliable estimation of the CFO regardless of multipath fading. The subspace algorithm needs extremely small sample support, which is a key feature in the face of time-selective channels. Finally, the Cramér-Rao (CRB) bound is established for the problem in order to assess the large sample performance of the proposed algorithms.reviewe

OFDM passive radar employing compressive processing in MIMO configurations

A key advantage of passive radar is that it provides a means of performing position detection and tracking without the need for transmission of energy pulses. In this respect, passive radar systems utilising (receiving) orthogonal frequency division multiplexing (OFDM) communications signals from transmitters using OFDM standards such as long term evolution (LTE), WiMax or WiFi, are considered. Receiving a stronger reference signal for the matched filtering, detecting a lower target signature is one of the challenges in the passive radar. Impinging at the receiver, the OFDM waveforms supply two-dimensional virtual uniform rectangul ararray with the first and second dimensions refer to time delays and Doppler frequencies respectively. A subspace method, multiple signals classification (MUSIC) algorithm, demonstrated the signal extraction using multiple time samples. Apply normal measurements, this problem requires high computational resources regarding the number of OFDM subcarriers. For sub-Nyquist sampling, compressive sensing (CS) becomes attractive. A single snap shot measurement can be applied with Basis Pursuit (BP), whereas l1-singular value decomposition (l1-SVD) is applied for the multiple snapshots. Employing multiple transmitters, the diversity in the detection process can be achieved. While a passive means of attaining three-dimensional large-set measurements is provided by co-located receivers, there is a significant computational burden in terms of the on-line analysis of such data sets. In this thesis, the passive radar problem is presented as a mathematically sparse problem and interesting solutions, BP and l1-SVD as well as Bayesian compressive sensing, fast-Besselk, are considered. To increase the possibility of target signal detection, beamforming in the compressive domain is also introduced with the application of conve xoptimization and subspace orthogonality. An interference study is also another problem when reconstructing the target signal. The networks of passive radars are employed using stochastic geometry in order to understand the characteristics of interference, and the effect of signal to interference plus noise ratio (SINR). The results demonstrate the outstanding performance of l1-SVD over MUSIC when employing multiple snapshots. The single snapshot problem along with fast-BesselK multiple-input multiple-output configuration can be solved using fast-BesselK and this allows the compressive beamforming for detection capability

Digital and Optical Compensation of Signal Impairments for Optical Communication Receivers

Ph.DDOCTOR OF PHILOSOPH

Advanced receivers for distributed cooperation in mobile ad hoc networks

Mobile ad hoc networks (MANETs) are rapidly deployable wireless communications systems, operating with minimal coordination in order to avoid spectral efficiency losses caused by overhead. Cooperative transmission schemes are attractive for MANETs, but the distributed nature of such protocols comes with an increased level of interference, whose impact is further amplified by the need to push the limits of energy and spectral efficiency. Hence, the impact of interference has to be mitigated through with the use PHY layer signal processing algorithms with reasonable computational complexity. Recent advances in iterative digital receiver design techniques exploit approximate Bayesian inference and derivative message passing techniques to improve the capabilities of well-established turbo detectors. In particular, expectation propagation (EP) is a flexible technique which offers attractive complexity-performance trade-offs in situations where conventional belief propagation is limited by computational complexity. Moreover, thanks to emerging techniques in deep learning, such iterative structures are cast into deep detection networks, where learning the algorithmic hyper-parameters further improves receiver performance. In this thesis, EP-based finite-impulse response decision feedback equalizers are designed, and they achieve significant improvements, especially in high spectral efficiency applications, over more conventional turbo-equalization techniques, while having the advantage of being asymptotically predictable. A framework for designing frequency-domain EP-based receivers is proposed, in order to obtain detection architectures with low computational complexity. This framework is theoretically and numerically analysed with a focus on channel equalization, and then it is also extended to handle detection for time-varying channels and multiple-antenna systems. The design of multiple-user detectors and the impact of channel estimation are also explored to understand the capabilities and limits of this framework. Finally, a finite-length performance prediction method is presented for carrying out link abstraction for the EP-based frequency domain equalizer. The impact of accurate physical layer modelling is evaluated in the context of cooperative broadcasting in tactical MANETs, thanks to a flexible MAC-level simulato

Enabling Technology in Optical Fiber Communications: From Device, System to Networking

This book explores the enabling technology in optical fiber communications. It focuses on the state-of-the-art advances from fundamental theories, devices, and subsystems to networking applications as well as future perspectives of optical fiber communications. The topics cover include integrated photonics, fiber optics, fiber and free-space optical communications, and optical networking

Mehrdimensionale Kanalschätzung für MIMO-OFDM

DIGITAL wireless communication started in the 1990s with the wide-spread deployment of GSM. Since then, wireless systems evolved dramatically. Current wireless standards approach the goal of an omnipresent communication system, which fulfils the wish to communicate with anyone, anywhere at anytime. Nowadays, the acceptance of smartphones and/or tablets is huge and the mobile internet is the core application. Given the current growth, the estimated data traffic in wireless networks in 2020 might be 1000 times higher than that of 2010, exceeding 127 exabyte. Unfortunately, the available radio spectrum is scarce and hence, needs to be utilized efficiently. Key technologies, such as multiple-input multiple-output (MIMO), orthogonal frequency-division multiplexing (OFDM) as well as various MIMO precoding techniques increase the theoretically achievable channel capacity considerably and are used in the majority of wireless standards. On the one hand, MIMO-OFDM promises substantial diversity and/or capacity gains. On the other hand, the complexity of optimum maximum-likelihood detection grows exponentially and is thus, not sustainable. Additionally, the required signaling overhead increases with the number of antennas and thereby reduces the bandwidth efficiency. Iterative receivers which jointly carry out channel estimation and data detection are a potential enabler to reduce the pilot overhead and approach optimum capacity at often reduced complexity. In this thesis, a graph-based receiver is developed, which iteratively performs joint data detection and channel estimation. The proposed multi-dimensional factor graph introduces transfer nodes that exploit correlation of adjacent channel coefficients in an arbitrary number of dimensions (e.g. time, frequency, and space). This establishes a simple and flexible receiver structure that facilitates soft channel estimation and data detection in multi-dimensional dispersive channels, and supports arbitrary modulation and channel coding schemes. However, the factor graph exhibits suboptimal cycles. In order to reach the maximum performance, the message exchange schedule, the process of combining messages, and the initialization are adapted. Unlike conventional approaches, which merge nodes of the factor graph to avoid cycles, the proposed message combining methods mitigate the impairing effects of short cycles and retain a low computational complexity. Furthermore, a novel detection algorithm is presented, which combines tree-based MIMO detection with a Gaussian detector. The resulting detector, termed Gaussian tree search detection, integrates well within the factor graph framework and reduces further the overall complexity of the receiver. Additionally, particle swarm optimization (PSO) is investigated for the purpose of initial channel estimation. The bio-inspired algorithm is particularly interesting because of its fast convergence to a reasonable MSE and its versatile adaptation to a variety of optimization problems. It is especially suited for initialization since no a priori information is required. A cooperative approach to PSO is proposed for large-scale antenna implementations as well as a multi-objective PSO for time-varying frequency-selective channels. The performance of the multi-dimensional graph-based soft iterative receiver is evaluated by means of Monte Carlo simulations. The achieved results are compared to the performance of an iterative state-of-the-art receiver. It is shown that a similar or better performance is achieved at a lower complexity. An appealing feature of iterative semi-blind channel estimation is that the supported pilot spacings may exceed the limits given the by Nyquist-Shannon sampling theorem. In this thesis, a relation between pilot spacing and channel code is formulated. Depending on the chosen channel code and code rate, the maximum spacing approaches the proposed “coded sampling bound”.Die digitale drahtlose Kommunikation begann in den 1990er Jahren mit der zunehmenden Verbreitung von GSM. Seitdem haben sich Mobilfunksysteme drastisch weiterentwickelt. Aktuelle Mobilfunkstandards nähern sich dem Ziel eines omnipräsenten Kommunikationssystems an und erfüllen damit den Wunsch mit jedem Menschen zu jeder Zeit an jedem Ort kommunizieren zu können. Heutzutage ist die Akzeptanz von Smartphones und Tablets immens und das mobile Internet ist die zentrale Anwendung. Ausgehend von dem momentanen Wachstum wird das Datenaufkommen in Mobilfunk-Netzwerken im Jahr 2020, im Vergleich zum Jahr 2010, um den Faktor 1000 gestiegen sein und 100 Exabyte überschreiten. Unglücklicherweise ist die verfügbare Bandbreite beschränkt und muss daher effizient genutzt werden. Schlüsseltechnologien, wie z.B. Mehrantennensysteme (multiple-input multiple-output, MIMO), orthogonale Frequenzmultiplexverfahren (orthogonal frequency-division multiplexing, OFDM) sowie weitere MIMO Codierverfahren, vergrößern die theoretisch erreichbare Kanalkapazität und kommen bereits in der Mehrheit der Mobil-funkstandards zum Einsatz. Auf der einen Seite verspricht MIMO-OFDM erhebliche Diversitäts- und/oder Kapazitätsgewinne. Auf der anderen Seite steigt die Komplexität der optimalen Maximum-Likelihood Detektion exponientiell und ist infolgedessen nicht haltbar. Zusätzlich wächst der benötigte Mehraufwand für die Kanalschätzung mit der Anzahl der verwendeten Antennen und reduziert dadurch die Bandbreiteneffizienz. Iterative Empfänger, die Datendetektion und Kanalschätzung im Verbund ausführen, sind potentielle Wegbereiter um den Mehraufwand des Trainings zu reduzieren und sich gleichzeitig der maximalen Kapazität mit geringerem Aufwand anzunähern. Im Rahmen dieser Arbeit wird ein graphenbasierter Empfänger für iterative Datendetektion und Kanalschätzung entwickelt. Der vorgeschlagene multidimensionale Faktor Graph führt sogenannte Transferknoten ein, die die Korrelation benachbarter Kanalkoeffizienten in beliebigen Dimensionen, z.B. Zeit, Frequenz und Raum, ausnutzen. Hierdurch wird eine einfache und flexible Empfängerstruktur realisiert mit deren Hilfe weiche Kanalschätzung und Datendetektion in mehrdimensionalen, dispersiven Kanälen mit beliebiger Modulation und Codierung durchgeführt werden kann. Allerdings weist der Faktorgraph suboptimale Schleifen auf. Um die maximale Performance zu erreichen, wurde neben dem Ablauf des Nachrichtenaustausches und des Vorgangs zur Kombination von Nachrichten auch die Initialisierung speziell angepasst. Im Gegensatz zu herkömmlichen Methoden, bei denen mehrere Knoten zur Vermeidung von Schleifen zusammengefasst werden, verringern die vorgeschlagenen Methoden die leistungsmindernde Effekte von Schleifen, erhalten aber zugleich die geringe Komplexität des Empfängers. Zusätzlich wird ein neuartiger Detektionsalgorithmus vorgestellt, der baumbasierte Detektionsalgorithmen mit dem sogenannten Gauss-Detektor verknüpft. Der resultierende baumbasierte Gauss-Detektor (Gaussian tree search detector) lässt sich ideal in das graphenbasierte Framework einbinden und verringert weiter die Gesamtkomplexität des Empfängers. Zusätzlich wird Particle Swarm Optimization (PSO) zum Zweck der initialen Kanalschätzung untersucht. Der biologisch inspirierte Algorithmus ist insbesonders wegen seiner schnellen Konvergenz zu einem akzeptablen MSE und seiner vielseitigen Abstimmungsmöglichkeiten auf eine Vielzahl von Optimierungsproblemen interessant. Da PSO keine a priori Informationen benötigt, ist er speziell für die Initialisierung geeignet. Sowohl ein kooperativer Ansatz für PSO für Antennensysteme mit extrem vielen Antennen als auch ein multi-objective PSO für Kanäle, die in Zeit und Frequenz dispersiv sind, werden evaluiert. Die Leistungsfähigkeit des multidimensionalen graphenbasierten iterativen Empfängers wird mit Hilfe von Monte Carlo Simulationen untersucht. Die Simulationsergebnisse werden mit denen eines dem Stand der Technik entsprechenden Empfängers verglichen. Es wird gezeigt, dass ähnliche oder bessere Ergebnisse mit geringerem Aufwand erreicht werden. Eine weitere ansprechende Eigenschaft von iterativen semi-blinden Kanalschätzern ist, dass der mögliche Abstand von Trainingssymbolen die Grenzen des Nyquist-Shannon Abtasttheorem überschreiten kann. Im Rahmen dieser Arbeit wird eine Beziehung zwischen dem Trainingsabstand und dem Kanalcode formuliert. In Abhängigkeit des gewählten Kanalcodes und der Coderate folgt der maximale Trainingsabstand der vorgeschlagenen “coded sampling bound”

Recent Advances in Indoor Localization Systems and Technologies

Despite the enormous technical progress seen in the past few years, the maturity of indoor localization technologies has not yet reached the level of GNSS solutions. The 23 selected papers in this book present the recent advances and new developments in indoor localization systems and technologies, propose novel or improved methods with increased performance, provide insight into various aspects of quality control, and also introduce some unorthodox positioning methods

Blind source separation for interference cancellation in CDMA systems

Communication is the science of "reliable" transfer of information between two parties, in the sense that the information reaches the intended party with as few errors as possible. Modern wireless systems have many interfering sources that hinder reliable communication. The performance of receivers severely deteriorates in the presence of unknown or unaccounted interference. The goal of a receiver is then to combat these sources of interference in a robust manner while trying to optimize the trade-off between gain and computational complexity. Conventional methods mitigate these sources of interference by taking into account all available information and at times seeking additional information e.g., channel characteristics, direction of arrival, etc. This usually costs bandwidth. This thesis examines the issue of developing mitigating algorithms that utilize as little as possible or no prior information about the nature of the interference. These methods are either semi-blind, in the former case, or blind in the latter case. Blind source separation (BSS) involves solving a source separation problem with very little prior information. A popular framework for solving the BSS problem is independent component analysis (ICA). This thesis combines techniques of ICA with conventional signal detection to cancel out unaccounted sources of interference. Combining an ICA element to standard techniques enables a robust and computationally efficient structure. This thesis proposes switching techniques based on BSS/ICA effectively to combat interference. Additionally, a structure based on a generalized framework termed as denoising source separation (DSS) is presented. In cases where more information is known about the nature of interference, it is natural to incorporate this knowledge in the separation process, so finally this thesis looks at the issue of using some prior knowledge in these techniques. In the simple case, the advantage of using priors should at least lead to faster algorithms.reviewe

OFDM under Oscillator Phase Noise : Contributions to Analysis and Estimation Methods

Most modern transmitters and receivers involve an analog front-end unit and a digital back-end unit. The digital back-end is responsible for information processing which involves thefollowing: redundancy removal from information; information representation; improvinginformation resilience; and information correction. The analog front-end is responsible forinformation transmission and reception. The information processing algorithms developedand implemented in the digital back-end assume a linear and noiseless analog front-end which,in reality, is not the case. This renders some of the information processing algorithms to be lesseffective in practice. The focus of this thesis is on orthogonal frequency-division multiplexing(OFDM) systems under the influence of oscillator phase noise. OFDM is an efficientinformation representation technique used in many communication systems. On the otherhand, phase noise is one type of undesired noise that occurs in the oscillator device used in theanalog front-end. It arises due to the imperfect task of frequency conversion, performed by theoscillator device, between baseband and radio frequency.  This thesis contributes to the areas of analysis and estimation in OFDM systems under theinfluence of oscillator phase noise. With regard to analysis, this thesis contributes by derivingthe channel capacity assuming a Gaussian input alphabet. The aim here is to show bothquantitatively and qualitatively the degradation in performance of the OFDM system in thepresence of phase noise. The analysis is conducted for phase noise processes that occur in bothfree-running and phase-locked loop based oscillators and also extended to include the effect ofcarrier frequency offset. With regard to estimation, two new phase noise estimation algorithmsare proposed in this thesis. In particular, these algorithms restrict the search space to a specific subset, where the desired phase noise parameter of interest is shown to lie. For example, in the first estimation method, possible subspaces in which the desired phase noise spectral vector may lie are used in the estimation step. In the second method, the geometry of the desired phase noise spectral vector is used in the estimation step. Specifically, this geometry corresponds to a non-convex set described by a set of quadratic forms that involve permutation matrices. By restricting the search space to this set, the accuracy of phase noise estimation can be improved