Spectrum Leasing as an Incentive towards Uplink Macrocell and Femtocell Cooperation

The concept of femtocell access points underlaying existing communication infrastructure has recently emerged as a key technology that can significantly improve the coverage and performance of next-generation wireless networks. In this paper, we propose a framework for macrocell-femtocell cooperation under a closed access policy, in which a femtocell user may act as a relay for macrocell users. In return, each cooperative macrocell user grants the femtocell user a fraction of its superframe. We formulate a coalitional game with macrocell and femtocell users being the players, which can take individual and distributed decisions on whether to cooperate or not, while maximizing a utility function that captures the cooperative gains, in terms of throughput and delay.We show that the network can selforganize into a partition composed of disjoint coalitions which constitutes the recursive core of the game representing a key solution concept for coalition formation games in partition form. Simulation results show that the proposed coalition formation algorithm yields significant gains in terms of average rate per macrocell user, reaching up to 239%, relative to the non-cooperative case. Moreover, the proposed approach shows an improvement in terms of femtocell users' rate of up to 21% when compared to the traditional closed access policy.Comment: 29 pages, 11 figures, accepted at the IEEE JSAC on Femtocell Network

プライマリシステムの干渉制限を考慮した周波数共用のためのリソース割り当てに関する研究

In wireless communications, the improvement of spectral efficiency isrequired due to the shortage of frequency resource. As an effectivesolution, spectrum sharing has been attracted attention. A cognitiveradio is promising technology for realization of spectrum sharing. Inthe spectrum sharing, cognitive user (secondary user) has to protectlicensed user (primary user) according to the interference constraint.However, conventional metric of interference constraint cannot avoidlarge performance degradation in primary system with widely rangeof Signal to Noise Ratio (SNR) such as a cellular system. Additionally,conventional interference constraints do not considers schedulingbehavior in cellular system. In order to solve these problems, thispaper proposes novel metric of the interference constraint whichsupports the widely SNR region of the primary system, so calledcapacity conservation ratio (CCR). The CCR is defined as the ratio ofthe capacity of the Primary receiver without interference from thesecondary transmitter, to the decreased primary capacity due tointerference. Proposed interference constraint based on CCR canprotect primary capacities over the widely SNR region. In addition,scheduling behavior of the primary system can be protected by usingproposed interference constraint. In addition, we propose transmitpower control schemes: exact and simplified power control. The exactpower control can satisfy requirement of interference constraintwithout large margin; however, transmit power cannot be derivewithout numerical analysis. In contrast, transmit power isclosed-form solution in the simplified power control with satisfyingthe interference constraint. Finally, this thesis proposes the resourcescheduling under the interference constraint. Proposed schedulingachieves the high throughput and high user fairness in the secondarysystem without increasing feedback information compared withconventional algorithm.現在、無線通信において周波数リソース不足が深刻な問題となっており、抜本的な対策技術としてコグニティブ周波数共用が注目されている。本論文では、周波数共用において既存システムの周波数帯を他システム（2 次システム）が二次利用するために干渉制限指標及びリソース割り当てに関する研究を行った。一つ目の研究では、既存システムに与える与干渉状態の評価指標について提案を行い，幅広い通信品質の既存システムを保護可能な干渉制限について評価を行った．評価ではシステムのリンクが静的モデルおよび動的なリソース配分で変更される動的モデルを用いた．二つ目の研究では，その干渉制限達成可能な送信電力制御の検討を行った。送信電力制御を行う際に，外部からチャネル情報の一部のみが得られると仮定し，確率的に変動するフェージング要素について所望のアウテージ確率を満足できるように数値解析を行い，厳密設計および簡易設計について提案を行った．三つ目の研究では、既存システムが複数端末に対して無線リソースをスケジューリングするモデルへと拡張し，2 次システムが干渉を回避しつつ，効率的リソース割り当てに関する検討を行った。電気通信大学201

Self-organising network management for heterogeneous LTE-advanced networks

This thesis was submitted for the award of Doctor of Philosophy and awarded by Brunel University LondonSince 2004, when the Long Term Evolution (LTE) was first proposed to be publicly available in the year 2009, a plethora of new characteristics, techniques and applications have been constantly enhancing it since its first release, over the past decade. As a result, the research aims for LTE-Advanced (LTE-A) have been released to create a ubiquitous and supportive network for mobile users. The incorporation of heterogeneous networks (HetNets) has been proposed as one of the main enhancements of LTE-A systems over the existing LTE releases, by proposing the deployment of small-cell applications, such as femtocells, to provide more coverage and quality of service (QoS) within the network, whilst also reducing capital expenditure. These principal advantages can be obtained at the cost of new challenges such as inter-cell interference, which occurs when different network applications share the same frequency channel in the network. In this thesis, the main challenges of HetNets in LTE-A platform have been addressed and novel solutions are proposed by using self-organising network (SON) management approaches, which allows the cooperative cellular systems to observe, decide and amend their ongoing operation based on network conditions. The novel SON algorithms are modelled and simulated in OPNET modeler simulation software for the three processes of resource allocation, mobility management and interference coordination in multi-tier macro-femto networks. Different channel allocation methods based on cooperative transmission, frequency reuse and dynamic spectrum access are investigated and a novel SON sub-channel allocation method is proposed based on hybrid fractional frequency reuse (HFFR) scheme to provide dynamic resource allocation between macrocells and femtocells, while avoiding co-tier and cross-tier interference. Mobility management is also addressed as another important issue in HetNets, especially in hand-ins from macrocell to femtocell base stations. The existing research considers a limited number of methods for handover optimisation, such as signal strength and call admission control (CAC) to avoid unnecessary handovers, while our novel SON handover management method implements a comprehensive algorithm that performs sensing process, as well as resource availability and user residence checks to initiate the handover process at the optimal time. In addition to this, the novel femto over macro priority (FoMP) check in this process also gives the femtocell target nodes priority over the congested macrocells in order to improve the QoS at both the network tiers. Inter-cell interference, as the key challenge of HetNets, is also investigated by research on the existing time-domain, frequency-domain and power control methods. A novel SON interference mitigation algorithm is proposed, which is based on enhanced inter-cell interference coordination (eICIC) with power control process. The 3-phase power control algorithm contains signal to interference plus noise ratio (SINR) measurements, channel quality indicator (CQI) mapping and transmission power amendments to avoid the occurrence of interference due to the effects of high transmission power. The results of this research confirm that if heterogeneous systems are backed-up with SON management strategies, not only can improve the network capacity and QoS, but also the new network challenges such as inter-cell interference can also be mitigated in new releases of LTE-A network

Interferences and Solutions in Long Term Evolution (LTE) Network: A Review

LTE is an enhanced of Universal Mobile Telecommunications Systems (UMTS) network, enriched with new and outstanding features geared towards its network and mobile users. Hence, it can improve poor network coverage and quality of service (QoS). Improper network designed by network operators and random deployments of femtocell behaviour will attract interferences and severely degraded the LTE network. This paper reviewed several interference management techniques to improve LTE network performances based on Third Generation Partnership Project (3GPP) in Rel-8 until Rel-12 from recent studies. This paper covers several interferences i.e. co-channel interference (CCI), cross-tier interference and inter-cell interference (ICI). The techniques reviewed focus on victim users e.g. at cell-edge and indoor areas in heterogeneous networks (HetNets). All techniques were explained and the variables used were reviewed

Vandermonde-subspace Frequency Division Multiplexing for Two-Tiered Cognitive Radio Networks

Vandermonde-subspace frequency division multiplexing (VFDM) is an overlay spectrum sharing technique for cognitive radio. VFDM makes use of a precoder based on a Vandermonde structure to transmit information over a secondary system, while keeping an orthogonal frequency division multiplexing (OFDM)-based primary system interference-free. To do so, VFDM exploits frequency selectivity and the use of cyclic prefixes by the primary system. Herein, a global view of VFDM is presented, including also practical aspects such as linear receivers and the impact of channel estimation. We show that VFDM provides a spectral efficiency increase of up to 1 bps/Hz over cognitive radio systems based on unused band detection. We also present some key design parameters for its future implementation and a feasible channel estimation protocol. Finally we show that, even when some of the theoretical assumptions are relaxed, VFDM provides non-negligible rates while protecting the primary system.Comment: 9 pages, accepted for publication in IEEE Transactions on Communication

Interference Aware Cognitive Femtocell Networks

Femtocells Access Points (FAP) are low power, plug and play home base stations which are designed to extend the cellular radio range in indoor environments where macrocell coverage is generally poor. They offer significant increases in data rates over a short range, enabling high speed wireless and mobile broadband services, with the femtocell network overlaid onto the macrocell in a dual-tier arrangement. In contrast to conventional cellular systems which are well planned, FAP are arbitrarily installed by the end users and this can create harmful interference to both collocated femtocell and macrocell users. The interference becomes particularly serious in high FAP density scenarios and compromises the ensuing data rate. Consequently, effective management of both cross and co-tier interference is a major design challenge in dual-tier networks. Since traditional radio resource management techniques and architectures for single-tier systems are either not applicable or operate inefficiently, innovative dual-tier approaches to intelligently manage interference are required. This thesis presents a number of original contributions to fulfill this objective including, a new hybrid cross-tier spectrum sharing model which builds upon an existing fractional frequency reuse technique to ensure minimal impact on the macro-tier resource allocation. A new flexible and adaptive virtual clustering framework is then formulated to alleviate co-tier interference in high FAP densities situations and finally, an intelligent coverage extension algorithm is developed to mitigate excessive femto-macrocell handovers, while upholding the required quality of service provision. This thesis contends that to exploit the undoubted potential of dual-tier, macro-femtocell architectures an interference awareness solution is necessary. Rigorous evidence confirms that noteworthy performance improvements can be achieved in the quality of the received signal and throughput by applying cognitive methods to manage interference

Recent advances in radio resource management for heterogeneous LTE/LTE-A networks

As heterogeneous networks (HetNets) emerge as one of the most promising developments toward realizing the target specifications of Long Term Evolution (LTE) and LTE-Advanced (LTE-A) networks, radio resource management (RRM) research for such networks has, in recent times, been intensively pursued. Clearly, recent research mainly concentrates on the aspect of interference mitigation. Other RRM aspects, such as radio resource utilization, fairness, complexity, and QoS, have not been given much attention. In this paper, we aim to provide an overview of the key challenges arising from HetNets and highlight their importance. Subsequently, we present a comprehensive survey of the RRM schemes that have been studied in recent years for LTE/LTE-A HetNets, with a particular focus on those for femtocells and relay nodes. Furthermore, we classify these RRM schemes according to their underlying approaches. In addition, these RRM schemes are qualitatively analyzed and compared to each other. We also identify a number of potential research directions for future RRM development. Finally, we discuss the lack of current RRM research and the importance of multi-objective RRM studies

Interference management and system optimisation for Femtocells technology in LTE and future 4G/5G networks

Femtocells are seen to be the future of Long Term Evaluation (LTE) networks to improve the performance of indoor, outdoor and cell edge User Equipments (UEs). These small cells work efficiently in areas that suffer from high penetration loss and path-loss to improve the coverage area. It is said that 30% of total served UEs in LTE networks are vehicular, which poses challenges in LTE networks due to their high mobility, high vehicular penetration loss (VPL), high path loss and high interference. Therefore, self-optimising and dynamic solutions are required to incorporate more intelligence into the current standard of LTE system. This makes the network more adaptive, able to handle peak data demands and cope with the increasing capacity for vehicular UEs. This research has drawn a performance comparison between vehicular UEs who are served by Mobile-Femto, Fixed-Femto and eNB under different VPL scales that range between highs and lows e.g. 0dB, 25dB and 40dB. Deploying Mobile-Femto under high VPLs has improved the vehicular UE Ergodic capacity by 1% and 5% under 25dB and 40dB VPL respectively as compared to other eNB technologies. A noticeable improvement is also seen in signal strength, throughput and spectral efficiency. Furthermore, this research discusses the co-channel interference between the eNB and the Mobile-Femto as both share the same resources and bandwidth. This has created an interference issue from the downlink signals of each other to their UEs. There were no previous solutions that worked efficiently in cases where UEs and base stations are mobile. Therefore, this research has adapted an efficient frequency reuse scheme that worked dynamically over distance and achieved improved results in the signal strength and throughput of Macro and Mobile-Femto UE as compared to previous interference management schemes e.g. Fractional Frequency Reuse factor1 (NoFFR-3) and Fractional Frequency Reuse factor3 (FFR-3). Also, the achieved results show that implementing the proposed handover scheme together with the Mobile-Femto deployment has reduced the dropped calls probability by 7% and the blocked calls probability by 14% compared to the direct transmission from the eNB. Furthermore, the outage signal probabilities under different VPLs have been reduced by 1.8% and 2% when the VPLs are 25dB and 40dB respectively compared to other eNB technologies