Leveraging Intermediate Artifacts to Improve Automated Trace Link Retrieval

Software traceability establishes a network of connections between diverse artifacts such as requirements, design, and code. However, given the cost and effort of creating and maintaining trace links manually, researchers have proposed automated approaches using information retrieval techniques. Current approaches focus almost entirely upon generating links between pairs of artifacts and have not leveraged the broader network of interconnected artifacts. In this paper we investigate the use of intermediate artifacts to enhance the accuracy of the generated trace links – focus- ing on paths consisting of source, target, and intermediate artifacts. We propose and evaluate combinations of techniques for computing semantic similarity, scaling scores across multiple paths, and aggregating results from multiple paths. We report results from five projects, including one large industrial project. We find that leverag- ing intermediate artifacts improves the accuracy of end-to-end trace retrieval across all datasets and accuracy metrics. After further analysis, we discover that leveraging intermediate artifacts is only helpful when a project’s artifacts share a common vocabulary, which tends to occur in refinement and decomposition hierarchies of artifacts. Given our hybrid approach that integrates both direct and transitive links, we observed little to no loss of accuracy when intermediate artifacts lacked a shared vocabulary with source or target artifacts

EALink: An Efficient and Accurate Pre-trained Framework for Issue-Commit Link Recovery

Issue-commit links, as a type of software traceability links, play a vital role in various software development and maintenance tasks. However, they are typically deficient, as developers often forget or fail to create tags when making commits. Existing studies have deployed deep learning techniques, including pretrained models, to improve automatic issue-commit link recovery.Despite their promising performance, we argue that previous approaches have four main problems, hindering them from recovering links in large software projects. To overcome these problems, we propose an efficient and accurate pre-trained framework called EALink for issue-commit link recovery. EALink requires much fewer model parameters than existing pre-trained methods, bringing efficient training and recovery. Moreover, we design various techniques to improve the recovery accuracy of EALink. We construct a large-scale dataset and conduct extensive experiments to demonstrate the power of EALink. Results show that EALink outperforms the state-of-the-art methods by a large margin (15.23%-408.65%) on various evaluation metrics. Meanwhile, its training and inference overhead is orders of magnitude lower than existing methods.Comment: 13 pages, 6 figures, published to AS

Improving Traceability Link Recovery Using Fine-grained Requirements-to-Code Relations

Traceability information is a fundamental prerequisite for many essential software maintenance and evolution tasks, such as change impact and software reusability analyses. However, manually generating traceability information is costly and error-prone. Therefore, researchers have developed automated approaches that utilize textual similarities between artifacts to establish trace links. These approaches tend to achieve low precision at reasonable recall levels, as they are not able to bridge the semantic gap between high-level natural language requirements and code. We propose to overcome this limitation by leveraging fine-grained, method and sentence level, similarities between the artifacts for traceability link recovery. Our approach uses word embeddings and a Word Mover\u27s Distance-based similarity to bridge the semantic gap. The fine-grained similarities are aggregated according to the artifacts structure and participate in a majority vote to retrieve coarse-grained, requirement-to-class, trace links. In a comprehensive empirical evaluation, we show that our approach is able to outperform state-of-the-art unsupervised traceability link recovery approaches. Additionally, we illustrate the benefits of fine-grained structural analyses to word embedding-based trace link generation

Machine Learning for Software Engineering: A Tertiary Study

Machine learning (ML) techniques increase the effectiveness of software engineering (SE) lifecycle activities. We systematically collected, quality-assessed, summarized, and categorized 83 reviews in ML for SE published between 2009-2022, covering 6,117 primary studies. The SE areas most tackled with ML are software quality and testing, while human-centered areas appear more challenging for ML. We propose a number of ML for SE research challenges and actions including: conducting further empirical validation and industrial studies on ML; reconsidering deficient SE methods; documenting and automating data collection and pipeline processes; reexamining how industrial practitioners distribute their proprietary data; and implementing incremental ML approaches.Comment: 37 pages, 6 figures, 7 tables, journal articl

Recovering Trace Links Between Software Documentation And Code

Introduction Software development involves creating various artifacts at different levels of abstraction and establishing relationships between them is essential. Traceability link recovery (TLR) automates this process, enhancing software quality by aiding tasks like maintenance and evolution. However, automating TLR is challenging due to semantic gaps resulting from different levels of abstraction. While automated TLR approaches exist for requirements and code, architecture documentation lacks tailored solutions, hindering the preservation of architecture knowledge and design decisions. Methods This paper presents our approach TransArC for TLR between architecture documentation and code, using componentbased architecture models as intermediate artifacts to bridge the semantic gap. We create transitive trace links by combining the existing approach ArDoCo for linking architecture documentation to models with our novel approach ArCoTL for linking architecture models to code. Results We evaluate our approaches with five open-source projects, comparing our results to baseline approaches. The model-to-code TLR approach achieves an average F1-score of 0.98, while the documentation-to-code TLR approach achieves a promising average F1-score of 0.82, significantly outperforming baselines. Conclusion Combining two specialized approaches with an intermediate artifact shows promise for bridging the semantic gap. In future research, we will explore further possibilities for such transitive approaches

Design of a Machine Learning-based Approach for Fragment Retrieval on Models

[ES] El aprendizaje automático (ML por sus siglas en inglés) es conocido como la rama de la inteligencia artificial que reúne algoritmos estadísticos, probabilísticos y de optimización, que aprenden empíricamente. ML puede aprovechar el conocimiento y la experiencia que se han generado durante años en las empresas para realizar automáticamente diferentes procesos. Por lo tanto, ML se ha aplicado a diversas áreas de investigación, que estudian desde la medicina hasta la ingeniería del software. De hecho, en el campo de la ingeniería del software, el mantenimiento y la evolución de un sistema abarca hasta un 80% de la vida útil del sistema. Las empresas, que se han dedicado al desarrollo de sistemas software durante muchos años, han acumulado grandes cantidades de conocimiento y experiencia. Por lo tanto, ML resulta una solución atractiva para reducir sus costos de mantenimiento aprovechando los recursos acumulados. Específicamente, la Recuperación de Enlaces de Trazabilidad, la Localización de Errores y la Ubicación de Características se encuentran entre las tareas más comunes y relevantes para realizar el mantenimiento de productos software. Para abordar estas tareas, los investigadores han propuesto diferentes enfoques. Sin embargo, la mayoría de las investigaciones se centran en métodos tradicionales, como la indexación semántica latente, que no explota los recursos recopilados. Además, la mayoría de las investigaciones se enfocan en el código, descuidando otros artefactos de software como son los modelos. En esta tesis, presentamos un enfoque basado en ML para la recuperación de fragmentos en modelos (FRAME). El objetivo de este enfoque es recuperar el fragmento del modelo que realiza mejor una consulta específica. Esto permite a los ingenieros recuperar el fragmento que necesita ser trazado, reparado o ubicado para el mantenimiento del software. Específicamente, FRAME combina la computación evolutiva y las técnicas ML. En FRAME, un algoritmo evolutivo es guiado por ML para extraer de manera eficaz distintos fragmentos de un modelo. Estos fragmentos son posteriormente evaluados mediante técnicas ML. Para aprender a evaluarlos, las técnicas ML aprovechan el conocimiento (fragmentos recuperados de modelos) y la experiencia que las empresas han generado durante años. Basándose en lo aprendido, las técnicas ML determinan qué fragmento del modelo realiza mejor una consulta. Sin embargo, la mayoría de las técnicas ML no pueden entender los fragmentos de los modelos. Por lo tanto, antes de aplicar las técnicas ML, el enfoque propuesto codifica los fragmentos a través de una codificación ontológica y evolutiva. En resumen, FRAME está diseñado para extraer fragmentos de un modelo, codificarlos y evaluar cuál realiza mejor una consulta específica. El enfoque ha sido evaluado a partir de un caso real proporcionado por nuestro socio industrial (CAF, un proveedor internacional de soluciones ferroviarias). Además, sus resultados han sido comparados con los resultados de los enfoques más comunes y recientes. Los resultados muestran que FRAME obtuvo los mejores resultados para la mayoría de los indicadores de rendimiento, proporcionando un valor medio de precisión igual a 59.91%, un valor medio de exhaustividad igual a 78.95%, una valor-F medio igual a 62.50% y un MCC (Coeficiente de Correlación Matthews) medio igual a 0.64. Aprovechando los fragmentos recuperados de los modelos, FRAME es menos sensible al conocimiento tácito y al desajuste de vocabulario que los enfoques basados en información semántica. Sin embargo, FRAME está limitado por la disponibilidad de fragmentos recuperados para llevar a cabo el aprendizaje automático. Esta tesis presenta una discusión más amplia de estos aspectos así como el análisis estadístico de los resultados, que evalúa la magnitud de la mejora en comparación con los otros enfoques.[CAT] L'aprenentatge automàtic (ML per les seues sigles en anglés) és conegut com la branca de la intel·ligència artificial que reuneix algorismes estadístics, probabilístics i d'optimització, que aprenen empíricament. ML pot aprofitar el coneixement i l'experiència que s'han generat durant anys en les empreses per a realitzar automàticament diferents processos. Per tant, ML s'ha aplicat a diverses àrees d'investigació, que estudien des de la medicina fins a l'enginyeria del programari. De fet, en el camp de l'enginyeria del programari, el manteniment i l'evolució d'un sistema abasta fins a un 80% de la vida útil del sistema. Les empreses, que s'han dedicat al desenvolupament de sistemes programari durant molts anys, han acumulat grans quantitats de coneixement i experiència. Per tant, ML resulta una solució atractiva per a reduir els seus costos de manteniment aprofitant els recursos acumulats. Específicament, la Recuperació d'Enllaços de Traçabilitat, la Localització d'Errors i la Ubicació de Característiques es troben entre les tasques més comunes i rellevants per a realitzar el manteniment de productes programari. Per a abordar aquestes tasques, els investigadors han proposat diferents enfocaments. No obstant això, la majoria de les investigacions se centren en mètodes tradicionals, com la indexació semàntica latent, que no explota els recursos recopilats. A més, la majoria de les investigacions s'enfoquen en el codi, descurant altres artefactes de programari com són els models. En aquesta tesi, presentem un enfocament basat en ML per a la recuperació de fragments en models (FRAME). L'objectiu d'aquest enfocament és recuperar el fragment del model que realitza millor una consulta específica. Això permet als enginyers recuperar el fragment que necessita ser traçat, reparat o situat per al manteniment del programari. Específicament, FRAME combina la computació evolutiva i les tècniques ML. En FRAME, un algorisme evolutiu és guiat per ML per a extraure de manera eficaç diferents fragments d'un model. Aquests fragments són posteriorment avaluats mitjançant tècniques ML. Per a aprendre a avaluar-los, les tècniques ML aprofiten el coneixement (fragments recuperats de models) i l'experiència que les empreses han generat durant anys. Basant-se en l'aprés, les tècniques ML determinen quin fragment del model realitza millor una consulta. No obstant això, la majoria de les tècniques ML no poden entendre els fragments dels models. Per tant, abans d'aplicar les tècniques ML, l'enfocament proposat codifica els fragments a través d'una codificació ontològica i evolutiva. En resum, FRAME està dissenyat per a extraure fragments d'un model, codificar-los i avaluar quin realitza millor una consulta específica. L'enfocament ha sigut avaluat a partir d'un cas real proporcionat pel nostre soci industrial (CAF, un proveïdor internacional de solucions ferroviàries). A més, els seus resultats han sigut comparats amb els resultats dels enfocaments més comuns i recents. Els resultats mostren que FRAME va obtindre els millors resultats per a la majoria dels indicadors de rendiment, proporcionant un valor mitjà de precisió igual a 59.91%, un valor mitjà d'exhaustivitat igual a 78.95%, una valor-F mig igual a 62.50% i un MCC (Coeficient de Correlació Matthews) mig igual a 0.64. Aprofitant els fragments recuperats dels models, FRAME és menys sensible al coneixement tàcit i al desajustament de vocabulari que els enfocaments basats en informació semàntica. No obstant això, FRAME està limitat per la disponibilitat de fragments recuperats per a dur a terme l'aprenentatge automàtic. Aquesta tesi presenta una discussió més àmplia d'aquests aspectes així com l'anàlisi estadística dels resultats, que avalua la magnitud de la millora en comparació amb els altres enfocaments.[EN] Machine Learning (ML) is known as the branch of artificial intelligence that gathers statistical, probabilistic, and optimization algorithms, which learn empirically. ML can exploit the knowledge and the experience that have been generated for years to automatically perform different processes. Therefore, ML has been applied to a wide range of research areas, from medicine to software engineering. In fact, in software engineering field, up to an 80% of a system's lifetime is spent on the maintenance and evolution of the system. The companies, that have been developing these software systems for a long time, have gathered a huge amount of knowledge and experience. Therefore, ML is an attractive solution to reduce their maintenance costs exploiting the gathered resources. Specifically, Traceability Link Recovery, Bug Localization, and Feature Location are amongst the most common and relevant tasks when maintaining software products. To tackle these tasks, researchers have proposed a number of approaches. However, most research focus on traditional methods, such as Latent Semantic Indexing, which does not exploit the gathered resources. Moreover, most research targets code, neglecting other software artifacts such as models. In this dissertation, we present an ML-based approach for fragment retrieval on models (FRAME). The goal of this approach is to retrieve the model fragment which better realizes a specific query in a model. This allows engineers to retrieve the model fragment, which must be traced, fixed, or located for software maintenance. Specifically, the FRAME approach combines evolutionary computation and ML techniques. In the FRAME approach, an evolutionary algorithm is guided by ML to effectively extract model fragments from a model. These model fragments are then assessed through ML techniques. To learn how to assess them, ML techniques takes advantage of the companies' knowledge (retrieved model fragments) and experience. Then, based on what was learned, ML techniques determine which model fragment better realizes a query. However, model fragments are not understandable for most ML techniques. Therefore, the proposed approach encodes the model fragments through an ontological evolutionary encoding. In short, the FRAME approach is designed to extract model fragments, encode them, and assess which one better realizes a specific query. The approach has been evaluated in our industrial partner (CAF, an international provider of railway solutions) and compared to the most common and recent approaches. The results show that the FRAME approach achieved the best results for most performance indicators, providing a mean precision value of 59.91%, a recall value of 78.95%, a combined F-measure of 62.50%, and a MCC (Matthews correlation coefficient) value of 0.64. Leveraging retrieved model fragments, the FRAME approach is less sensitive to tacit knowledge and vocabulary mismatch than the approaches based on semantic information. However, the approach is limited by the availability of the retrieved model fragments to perform the learning. These aspects are further discussed, after the statistical analysis of the results, which assesses the magnitude of the improvement in comparison to the other approaches.Marcén Terraza, AC. (2020). Design of a Machine Learning-based Approach for Fragment Retrieval on Models [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/158617TESI

Recovering Trace Links Between Software Documentation And Code

Introduction Software development involves creating various artifacts at different levels of abstraction and establishing relationships between them is essential. Traceability link recovery (TLR) automates this process, enhancing software quality by aiding tasks like maintenance and evolution. However, automating TLR is challenging due to semantic gaps resulting from different levels of abstraction. While automated TLR approaches exist for requirements and code, architecture documentation lacks tailored solutions, hindering the preservation of architecture knowledge and design decisions. Methods This paper presents our approach TransArC for TLR between architecture documentation and code, using componentbased architecture models as intermediate artifacts to bridge the semantic gap. We create transitive trace links by combining the existing approach ArDoCo for linking architecture documentation to models with our novel approach ArCoTL for linking architecture models to code. Results We evaluate our approaches with five open-source projects, comparing our results to baseline approaches. The model-to-code TLR approach achieves an average F1-score of 0.98, while the documentation-to-code TLR approach achieves a promising average F1-score of 0.82, significantly outperforming baselines. Conclusion Combining two specialized approaches with an intermediate artifact shows promise for bridging the semantic gap. In future research, we will explore further possibilities for such transitive approaches

Systems Engineering

The book "Systems Engineering: Practice and Theory" is a collection of articles written by developers and researches from all around the globe. Mostly they present methodologies for separate Systems Engineering processes; others consider issues of adjacent knowledge areas and sub-areas that significantly contribute to systems development, operation, and maintenance. Case studies include aircraft, spacecrafts, and space systems development, post-analysis of data collected during operation of large systems etc. Important issues related to "bottlenecks" of Systems Engineering, such as complexity, reliability, and safety of different kinds of systems, creation, operation and maintenance of services, system-human communication, and management tasks done during system projects are addressed in the collection. This book is for people who are interested in the modern state of the Systems Engineering knowledge area and for systems engineers involved in different activities of the area. Some articles may be a valuable source for university lecturers and students; most of case studies can be directly used in Systems Engineering courses as illustrative materials

An Investigation into Factors Affecting the Chilled Food Industry

With the advent of Industry 4.0, many new approaches towards process monitoring, benchmarking and traceability are becoming available, and these techniques have the potential to radically transform the agri-food sector. In particular, the chilled food supply chain (CFSC) contains a number of unique challenges by virtue of it being thought of as a temperature controlled supply chain. Therefore, once the key issues affecting the CFSC have been identified, algorithms can be proposed, which would allow realistic thresholds to be established for managing these problems on the micro, meso and macro scales. Hence, a study is required into factors affecting the CFSC within the scope of Industry 4.0. The study itself has been broken down into four main topics: identifying the key issues within the CFSC; implementing a philosophy of continuous improvement within the CFSC; identifying uncertainty within the CFSC; improving and measuring the performance of the supply chain. However, as a consequence of this study two further topics were added: a discussion of some of the issues surrounding information sharing between retailers and suppliers; some of the wider issues affecting food losses and wastage (FLW) on the micro, meso and macro scales. A hybrid algorithm is developed, which incorporates the analytic hierarchical process (AHP) for qualitative issues and data envelopment analysis (DEA) for quantitative issues. The hybrid algorithm itself is a development of the internal auditing algorithm proposed by Sueyoshi et al (2009), which in turn was developed following corporate scandals such as Tyco, Enron, and WorldCom, which have led to a decline in public trust. However, the advantage of the proposed solution is that all of the key issues within the CFSC identified can be managed from a single computer terminal, whilst the risk of food contamination such as the 2013 horsemeat scandal can be avoided via improved traceability