Exploiting satellite SAR for archaeological prospection and heritage site protection

Optical and Synthetic Aperture Radar (SAR) remote sensing has a long history of use and reached a good level of maturity in archaeological and cultural heritage applications, yet further advances are viable through the exploitation of novel sensor data and imaging modes, big data and high-performance computing, advanced and automated analysis methods. This paper showcases the main research avenues in this field, with a focus on archaeological prospection and heritage site protection. Six demonstration use-cases with a wealth of heritage asset types (e.g. excavated and still buried archaeological features, standing monuments, natural reserves, burial mounds, paleo-channels) and respective scientific research objectives are presented: the Ostia-Portus area and the wider Province of Rome (Italy), the city of Wuhan and the Jiuzhaigou National Park (China), and the Siberian “Valley of the Kings” (Russia). Input data encompass both archive and newly tasked medium to very high-resolution imagery acquired over the last decade from satellite (e.g. Copernicus Sentinels and ESA Third Party Missions) and aerial (e.g. Unmanned Aerial Vehicles, UAV) platforms, as well as field-based evidence and ground truth, auxiliary topographic data, Digital Elevation Models (DEM), and monitoring data from geodetic campaigns and networks. The novel results achieved for the use-cases contribute to the discussion on the advantages and limitations of optical and SAR-based archaeological and heritage applications aimed to detect buried and sub-surface archaeological assets across rural and semi-vegetated landscapes, identify threats to cultural heritage assets due to ground instability and urban development in large metropolises, and monitor post-disaster impacts in natural reserves

Monitoring von Hangbewegungen mit InSAR Techniken im Gebiet Ciloto, Indonesien

In this doctoral thesis, the InSAR techniques are applied to detect the ground movement phenomenon and to assess the InSAR result geometrically in the Ciloto area, Indonesia. Mainly, one of those techniques, the SB-SDFP algorithm, overcomes the limitations of conventional InSAR in monitoring rural and agricultural areas and can observe extremely slow landslides. The InSAR strategy is positively known as a promising option to detect and quantify the kinematics of active landslides on a large areal scale. To minimize the bias of the InSAR displacement result, the correction of the tropospheric phase delay was carried out in a first step. This procedure is demonstrated in experiments both in the small study area in Ciloto and in a larger area. The latter is an area located in Northern Baja California, Mexico and is dominated by tectonic activity as well as groundwater-induced subsidence. A detailed investigation of the slope movement's behavior in the Ciloto district was conducted utilizing multi-temporal and multi-band SAR data from ERS1/2 (1996-1999), ALOS PALSAR (2007-2009) and Sentinel-1 (2014-2018) satellites. The region was successfully identified as a permanent active landslide prone area, especially in the vicinity of the Puncak Pass and Puncak Highway. The full 3D velocity field and the displacement time series were estimated using the inversion model. The velocity rate was classified from extremely slow to slow movement. To comprehend the landslide's behavior, a further examination of the relationship between InSAR results and physical characteristics of the area was carried out. For the long period of a slow-moving landslide, the relationship between precipitation and displacement trend shows a weak correlation. It is concluded that the extremely slow to slow deformation is not directly influenced by the rainfall intensity, yet it effectuates the subsurface and the groundwater flow. The run-off process with rainfall exceeding a soil's infiltration capacity was suspected as the main driver of the slow ground movement phenomenon. However, when analyzing rapid and extremely rapid landslide events at Puncak Pass, a significant increase in the correlation coefficient between precipitation and displacement rate could be observed.In dieser Doktorarbeit wird die Anwendung von erweiterten Verarbeitungsstrategien von InSAR Daten zur Erkennung und geometrischen Bewertung der Bodenbewegungen im Ciloto - Indonesien dargestellt. Dieser Ansatz überwindet die Beschränkungen konventioneller SAR-Interferometrie und ermöglicht sowohl ein kontinuierliches Monitoring dieses landwirtschaftich geprägten Gebietes als auch die Erfassung extrem langsamer Hangrutschungen. Um eine Verzerrung der InSAR Deformationsergebnisse zu minimieren, wurde zunächst eine Korrektur der troposphärischen Phase durchgeführt. Diese neuartige Strategie wird sowohl im Forschungsgebiet Ciloto als auch an einem größeren Gebiet demonstriert. Bei letzterem handelt es sich um einen Küstenstreifen im nördlichen Niederkalifornien, Mexiko, welcher durch hohe tektonische Aktivität und grundwasserinduzierte Landsetzungen charakterisiert ist. Die detaillierte Untersuchung des Verhaltens von Hangrutschungen im Ciloto erfolgte durch die Verarbeitung multi-temporaler SAR-Daten unter Nutzung verschiedener Frequenzbänder, darunter ESR1/2 (1996-1999), ALOS PALSAR (2007-2009) und Sentinel-1 (2014-2018) Daten. Die Region konnte erfolgreich als permanent aktives Hangrutschungsgebiet identifiziert werden, wobei der Puncak Pass und der Puncak Highway ein erhöhtes Gefahrenpotential aufweisen. Ein 3D- Geschwindig-keitsfeld der Deformation und die zugehörigen Zeitreihen wurden mit dem Inversionsmodell berechnet. Die Geschwindigkeitsrate wurde als langsam bis extrem langsam klassifiziert. Um das dynamische Verhalten der Hangrutschung zu verstehen wurde, in einer weiteren Untersuchung die Beziehung zwischen dem InSAR-Ergebnis und den physikalischen Begebenheiten im Forschungsgebiet analysiert. Es wird der Schluss gezogen, dass die langsame bis extrem langsame Verformung nicht direkt von der Niederschlagsintensität beeinflusst wird, diese sich aber auf den Untergrund und die Grundwasserströmung auswirkt. Es wird vermutet, dass der Oberflächenablauf, welcher die Infiltrationskapazität des Bodens übersteigt, ausschlaggebend für das Phänomen der langsamen Bodenbewegung ist. Für die schnellen und extrem schnellen Hangrutschungen jedoch konnte eine signifikante Erhöhung des Korrelationskoeffizienten zwischen Niederschlag und Verschiebungsrate bei Untersuchungen der Hangrutschung am Puncak-Pass nachgewiesen werden

Mapping ground instability in areas of geotechnical infrastructure using satellite InSAR and Small UAV Surveying: a case study in Northern Ireland

Satellite Interferometric Synthetic Aperture Radar (InSAR), geological data and Small Unmanned Aerial Vehicle (SUAV) surveying was used to enhance our understanding of ground movement at five areas of interest in Northern Ireland. In total 68 ERS-1/2 images 1992–2000 were processed with the Small Baseline Subset (SBAS) InSAR technique to derive the baseline ground instability scenario of key areas of interest for five stakeholders: TransportNI, Northern Ireland Railways, Department for the Economy, Arup, and Belfast City Council. These stakeholders require monitoring of ground deformation across either their geotechnical infrastructure (i.e., embankments, cuttings, engineered fills and earth retaining structures) or assessment of subsidence risk as a result of abandoned mine workings, using the most efficient, cost-effective methods, with a view to minimising and managing risk to their businesses. The InSAR results provided an overview of the extent and magnitude of ground deformation for a 3000 km2 region, including the key sites of the disused salt mines in Carrickfergus, the Belfast–Bangor railway line, Throne Bend and Ligoniel Park in Belfast, Straidkilly and Garron Point along the Antrim Coast Road, plus other urbanised areas in and around Belfast. Tailored SUAV campaigns with a X8 airframe and generation of very high resolution ortho-photographs and a 3D surface model via the Structure from Motion (SfM) approach at Maiden Mount salt mine collapse in Carrickfergus in 2016 and 2017 also demonstrate the benefits of very high resolution surveying technologies to detect localised deformation and indicators of ground instabilit

Interferometric Synthetic Aperture RADAR and Radargrammetry towards the Categorization of Building Changes

The purpose of this work is the investigation of SAR techniques relying on multi image acquisition for fully automatic and rapid change detection analysis at building level. In particular, the benefits and limitations of a complementary use of two specific SAR techniques, InSAR and radargrammetry, in an emergency context are examined in term of quickness, globality and accuracy. The analysis is performed using spaceborne SAR data