From Reduction-Based to Reduction-Free Normalization

We present a systematic construction of a reduction-free normalization function. Starting from a reduction-based normalization function, i.e., the transitive closure of a one-step reduction function, we successively subject it to refocusing (i.e., deforestation of the intermediate reduced terms), simplification (i.e., fusing auxiliary functions), refunctionalization (i.e., Church encoding), and direct-style transformation (i.e., the converse of the CPS transformation). We consider two simple examples and treat them in detail: for the first one, arithmetic expressions, we construct an evaluation function; for the second one, terms in the free monoid, we construct an accumulator-based flatten function. The resulting two functions are traditional reduction-free normalization functions. The construction builds on previous work on refocusing and on a functional correspondence between evaluators and abstract machines. It is also reversible

A Strong Distillery

Abstract machines for the strong evaluation of lambda-terms (that is, under abstractions) are a mostly neglected topic, despite their use in the implementation of proof assistants and higher-order logic programming languages. This paper introduces a machine for the simplest form of strong evaluation, leftmost-outermost (call-by-name) evaluation to normal form, proving it correct, complete, and bounding its overhead. Such a machine, deemed Strong Milner Abstract Machine, is a variant of the KAM computing normal forms and using just one global environment. Its properties are studied via a special form of decoding, called a distillation, into the Linear Substitution Calculus, neatly reformulating the machine as a standard micro-step strategy for explicit substitutions, namely linear leftmost-outermost reduction, i.e., the extension to normal form of linear head reduction. Additionally, the overhead of the machine is shown to be linear both in the number of steps and in the size of the initial term, validating its design. The study highlights two distinguished features of strong machines, namely backtracking phases and their interactions with abstractions and environments.Comment: Accepted at APLAS 201

Comparing Calculi of Explicit Substitutions with Eta-reduction1 1Partially supported by the Brazilian CNPq research council grant number 47488101-6.

AbstractThe past decade has seen an explosion of work on calculi of explicit substitutions. Numerous work has illustrated the usefulness of these calculi for practical notions like the implementation of typed functional programming languages and higher order proof assistants. Three styles of explicit substitutions are treated in this paper: the λσ and the λse which have proved useful for solving practical problems like higher order unification, and the suspension calculus related to the implementation of the language λ-Prolog. We enlarge the suspension calculus with an adequate eta-reduction which we show to preserve termination and confluence of the associated substitution calculus and to correspond to the eta-reductions of the other two calculi. Additionally, we prove that λσ and λse as well as λσ and the suspension calculus are non comparable while λse is more adequate than the suspension calculus

From Interpreter to Compiler and Virtual Machine: A Functional Derivation

We show how to derive a compiler and a virtual machine from a compositional interpreter. We first illustrate the derivation with two evaluation functions and two normalization functions. We obtain Krivine's machine, Felleisen et al.'s CEK machine, and a generalization of these machines performing strong normalization, which is new. We observe that several existing compilers and virtual machines--e.g., the Categorical Abstract Machine (CAM), Schmidt's VEC machine, and Leroy's Zinc abstract machine--are already in derived form and we present the corresponding interpreter for the CAM and the VEC machine. We also consider Hannan and Miller's CLS machine and Landin's SECD machine. We derived Krivine's machine via a call-by-name CPS transformation and the CEK machine via a call-by-value CPS transformation. These two derivations hold both for an evaluation function and for a normalization function. They provide a non-trivial illustration of Reynolds's warning about the evaluation order of a meta-language

A Symmetric Approach to Compilation and Decompilation

Just as specializing a source interpreter can achieve compilation from a source language to a target language, we observe that specializing a target interpreter can achieve compilation from the target language to the source language. In both cases, the key issue is the choice of whether to perform an evaluation or to emit code that represents this evaluation. We substantiate this observation by specializing two source interpreters and two target interpreters. We first consider a source language of arithmetic expressions and a target language for a stack machine, and then the lambda-calculus and the SECD-machine language. In each case, we prove that the target-to-source compiler is a left inverse of the source-to-target compiler, i.e., it is a decompiler. In the context of partial evaluation, compilation by source-interpreter specialization is classically referred to as a Futamura projection. By symmetry, it seems logical to refer to decompilation by target-interpreter specialization as a Futamura embedding

Distilling Abstract Machines (Long Version)

It is well-known that many environment-based abstract machines can be seen as strategies in lambda calculi with explicit substitutions (ES). Recently, graphical syntaxes and linear logic led to the linear substitution calculus (LSC), a new approach to ES that is halfway between big-step calculi and traditional calculi with ES. This paper studies the relationship between the LSC and environment-based abstract machines. While traditional calculi with ES simulate abstract machines, the LSC rather distills them: some transitions are simulated while others vanish, as they map to a notion of structural congruence. The distillation process unveils that abstract machines in fact implement weak linear head reduction, a notion of evaluation having a central role in the theory of linear logic. We show that such a pattern applies uniformly in call-by-name, call-by-value, and call-by-need, catching many machines in the literature. We start by distilling the KAM, the CEK, and the ZINC, and then provide simplified versions of the SECD, the lazy KAM, and Sestoft's machine. Along the way we also introduce some new machines with global environments. Moreover, we show that distillation preserves the time complexity of the executions, i.e. the LSC is a complexity-preserving abstraction of abstract machines.Comment: 63 page

A Rational Deconstruction of Landin's SECD Machine with the J Operator

Landin's SECD machine was the first abstract machine for applicative expressions, i.e., functional programs. Landin's J operator was the first control operator for functional languages, and was specified by an extension of the SECD machine. We present a family of evaluation functions corresponding to this extension of the SECD machine, using a series of elementary transformations (transformation into continu-ation-passing style (CPS) and defunctionalization, chiefly) and their left inverses (transformation into direct style and refunctionalization). To this end, we modernize the SECD machine into a bisimilar one that operates in lockstep with the original one but that (1) does not use a data stack and (2) uses the caller-save rather than the callee-save convention for environments. We also identify that the dump component of the SECD machine is managed in a callee-save way. The caller-save counterpart of the modernized SECD machine precisely corresponds to Thielecke's double-barrelled continuations and to Felleisen's encoding of J in terms of call/cc. We then variously characterize the J operator in terms of CPS and in terms of delimited-control operators in the CPS hierarchy. As a byproduct, we also present several reduction semantics for applicative expressions with the J operator, based on Curien's original calculus of explicit substitutions. These reduction semantics mechanically correspond to the modernized versions of the SECD machine and to the best of our knowledge, they provide the first syntactic theories of applicative expressions with the J operator

An Operational Foundation for Delimited Continuations in the CPS Hierarchy

We present an abstract machine and a reduction semantics for the lambda-calculus extended with control operators that give access to delimited continuations in the CPS hierarchy. The abstract machine is derived from an evaluator in continuation-passing style (CPS); the reduction semantics (i.e., a small-step operational semantics with an explicit representation of evaluation contexts) is constructed from the abstract machine; and the control operators are the shift and reset family. At level n of the CPS hierarchy, programs can use the control operators shift_i and reset_i for