Baseline CNN structure analysis for facial expression recognition

We present a baseline convolutional neural network (CNN) structure and image preprocessing methodology to improve facial expression recognition algorithm using CNN. To analyze the most efficient network structure, we investigated four network structures that are known to show good performance in facial expression recognition. Moreover, we also investigated the effect of input image preprocessing methods. Five types of data input (raw, histogram equalization, isotropic smoothing, diffusion-based normalization, difference of Gaussian) were tested, and the accuracy was compared. We trained 20 different CNN models (4 networks x 5 data input types) and verified the performance of each network with test images from five different databases. The experiment result showed that a three-layer structure consisting of a simple convolutional and a max pooling layer with histogram equalization image input was the most efficient. We describe the detailed training procedure and analyze the result of the test accuracy based on considerable observation.Comment: 6 pages, RO-MAN2016 Conferenc

A dynamic framework based on local Zernike Moment and motion history image for facial expression recognition

A dynamic descriptor facilitates robust recognition of facial expressions in video sequences. The current two main approaches to the recognition are basic emotion recognition and recognition based on facial action coding system (FACS) action units. In this paper we focus on basic emotion recognition and propose a spatio-temporal feature based on local Zernike moment in the spatial domain using motion change frequency. We also design a dynamic feature comprising motion history image and entropy. To recognise a facial expression, a weighting strategy based on the latter feature and sub-division of the image frame is applied to the former to enhance the dynamic information of facial expression, and followed by the application of the classical support vector machine. Experiments on the CK+ and MMI datasets using leave-one-out cross validation scheme demonstrate that the integrated framework achieves a better performance than using individual descriptor separately. Compared with six state-of-arts methods, the proposed framework demonstrates a superior performance

Artificial Intelligence Tools for Facial Expression Analysis.

Inner emotions show visibly upon the human face and are understood as a basic guide to an individual’s inner world. It is, therefore, possible to determine a person’s attitudes and the effects of others’ behaviour on their deeper feelings through examining facial expressions. In real world applications, machines that interact with people need strong facial expression recognition. This recognition is seen to hold advantages for varied applications in affective computing, advanced human-computer interaction, security, stress and depression analysis, robotic systems, and machine learning. This thesis starts by proposing a benchmark of dynamic versus static methods for facial Action Unit (AU) detection. AU activation is a set of local individual facial muscle parts that occur in unison constituting a natural facial expression event. Detecting AUs automatically can provide explicit benefits since it considers both static and dynamic facial features. For this research, AU occurrence activation detection was conducted by extracting features (static and dynamic) of both nominal hand-crafted and deep learning representation from each static image of a video. This confirmed the superior ability of a pretrained model that leaps in performance. Next, temporal modelling was investigated to detect the underlying temporal variation phases using supervised and unsupervised methods from dynamic sequences. During these processes, the importance of stacking dynamic on top of static was discovered in encoding deep features for learning temporal information when combining the spatial and temporal schemes simultaneously. Also, this study found that fusing both temporal and temporal features will give more long term temporal pattern information. Moreover, we hypothesised that using an unsupervised method would enable the leaching of invariant information from dynamic textures. Recently, fresh cutting-edge developments have been created by approaches based on Generative Adversarial Networks (GANs). In the second section of this thesis, we propose a model based on the adoption of an unsupervised DCGAN for the facial features’ extraction and classification to achieve the following: the creation of facial expression images under different arbitrary poses (frontal, multi-view, and in the wild), and the recognition of emotion categories and AUs, in an attempt to resolve the problem of recognising the static seven classes of emotion in the wild. Thorough experimentation with the proposed cross-database performance demonstrates that this approach can improve the generalization results. Additionally, we showed that the features learnt by the DCGAN process are poorly suited to encoding facial expressions when observed under multiple views, or when trained from a limited number of positive examples. Finally, this research focuses on disentangling identity from expression for facial expression recognition. A novel technique was implemented for emotion recognition from a single monocular image. A large-scale dataset (Face vid) was created from facial image videos which were rich in variations and distribution of facial dynamics, appearance, identities, expressions, and 3D poses. This dataset was used to train a DCNN (ResNet) to regress the expression parameters from a 3D Morphable Model jointly with a back-end classifier

Local Higher-Order Statistics (LHS) describing images with statistics of local non-binarized pixel patterns

Accepted for publication in International Journal of Computer Vision and Image Understanding (CVIU)International audienceWe propose a new image representation for texture categorization and facial analysis, relying on the use of higher-order local differential statistics as features. It has been recently shown that small local pixel pattern distributions can be highly discriminative while being extremely efficient to compute, which is in contrast to the models based on the global structure of images. Motivated by such works, we propose to use higher-order statistics of local non-binarized pixel patterns for the image description. The proposed model does not require either (i) user specified quantization of the space (of pixel patterns) or (ii) any heuristics for discarding low occupancy volumes of the space. We propose to use a data driven soft quantization of the space, with parametric mixture models, combined with higher-order statistics, based on Fisher scores. We demonstrate that this leads to a more expressive representation which, when combined with discriminatively learned classifiers and metrics, achieves state-of-the-art performance on challenging texture and facial analysis datasets, in low complexity setup. Further, it is complementary to higher complexity features and when combined with them improves performance

Towards spatial and temporal analysis of facial expressions in 3D data

Facial expressions are one of the most important means for communication of emotions and meaning. They are used to clarify and give emphasis, to express intentions, and form a crucial part of any human interaction. The ability to automatically recognise and analyse expressions could therefore prove to be vital in human behaviour understanding, which has applications in a number of areas such as psychology, medicine and security. 3D and 4D (3D+time) facial expression analysis is an expanding field, providing the ability to deal with problems inherent to 2D images, such as out-of-plane motion, head pose, and lighting and illumination issues. Analysis of data of this kind requires extending successful approaches applied to the 2D problem, as well as the development of new techniques. The introduction of recent new databases containing appropriate expression data, recorded in 3D or 4D, has allowed research into this exciting area for the first time. This thesis develops a number of techniques, both in 2D and 3D, that build towards a complete system for analysis of 4D expressions. Suitable feature types, designed by employing binary pattern methods, are developed for analysis of 3D facial geometry data. The full dynamics of 4D expressions are modelled, through a system reliant on motion-based features, to demonstrate how the different components of the expression (neutral-onset-apex-offset) can be distinguished and harnessed. Further, the spatial structure of expressions is harnessed to improve expression component intensity estimation in 2D videos. Finally, it is discussed how this latter step could be extended to 3D facial expression analysis, and also combined with temporal analysis. Thus, it is demonstrated that both spatial and temporal information, when combined with appropriate 3D features, is critical in analysis of 4D expression data.Open Acces