Sequence-Based Simulation-Optimization Framework With Application to Port Operations at Multimodal Container Terminals

It is evident in previous works that operations research and mathematical algorithms can provide optimal or near-optimal solutions, whereas simulation models can aid in predicting and studying the behavior of systems over time and monitor performance under stochastic and uncertain circumstances. Given the intensive computational effort that simulation optimization methods impose, especially for large and complex systems like container terminals, a favorable approach is to reduce the search space to decrease the amount of computation. A maritime port can consist of multiple terminals with specific functionalities and specialized equipment. A container terminal is one of several facilities in a port that involves numerous resources and entities. It is also where containers are stored and transported, making the container terminal a complex system. Problems such as berth allocation, quay and yard crane scheduling and assignment, storage yard layout configuration, container re-handling, customs and security, and risk analysis become particularly challenging. Discrete-event simulation (DES) models are typically developed for complex and stochastic systems such as container terminals to study their behavior under different scenarios and circumstances. Simulation-optimization methods have emerged as an approach to find optimal values for input variables that maximize certain output metric(s) of the simulation. Various traditional and nontraditional approaches of simulation-optimization continue to be used to aid in decision making. In this dissertation, a novel framework for simulation-optimization is developed, implemented, and validated to study the influence of using a sequence (ordering) of decision variables (resource levels) for simulation-based optimization in resource allocation problems. This approach aims to reduce the computational effort of optimizing large simulations by breaking the simulation-optimization problem into stages. Since container terminals are complex stochastic systems consisting of different areas with detailed and critical functions that may affect the output, a platform that accurately simulates such a system can be of significant analytical benefit. To implement and validate the developed framework, a large-scale complex container terminal discrete-event simulation model was developed and validated based on a real system and then used as a testing platform for various hypothesized algorithms studied in this work

Simultaneous allocation and scheduling of quay cranes, yard cranes, and trucks in dynamical integrated container terminal operations

We present a dynamical modeling of integrated (end-to-end) container terminal operations using finite state machine (FSM) framework where each state machine is represented by a discrete-event system (DES) formulation. The hybrid model incorporates the operations of quay cranes (QC), internal trucks (IT), and yard cranes (YC) and also the selection of storage positions in container yard (CY) and vessel bays. The QC and YC are connected by the IT in our models. As opposed to the commonly adapted modeling in container terminal operations, in which the entire information/inputs to the systems are known for a defined planning horizon, in this research we use real-time trucks, crane, and container storage operations information, which are always updated as the time evolves. The dynamical model shows that the predicted state variables closely follow the actual field data from a container terminal in Tanjung Priuk, Jakarta, Indonesia. Subsequently, using the integrated container terminal hybrid model, we proposed a model predictive algorithm (MPA) to obtain the near-optimal solution of the integrated terminal operations problem, namely the simultaneous allocation and scheduling of QC, IT, and YC, as well as selecting the storage location for the inbound and outbound containers in the CY and vessel. The numerical experiment based on the extensive Monte Carlo simulation and real dataset show that the MPA outperforms by 3-6% both of the policies currently implemented by the terminal operator and the state-of-the-art method from the current literature

The synergistic effect of operational research and big data analytics in greening container terminal operations: a review and future directions

Container Terminals (CTs) are continuously presented with highly interrelated, complex, and uncertain planning tasks. The ever-increasing intensity of operations at CTs in recent years has also resulted in increasing environmental concerns, and they are experiencing an unprecedented pressure to lower their emissions. Operational Research (OR), as a key player in the optimisation of the complex decision problems that arise from the quay and land side operations at CTs, has been therefore presented with new challenges and opportunities to incorporate environmental considerations into decision making and better utilise the ‘big data’ that is continuously generated from the never-stopping operations at CTs. The state-of-the-art literature on OR's incorporation of environmental considerations and its interplay with Big Data Analytics (BDA) is, however, still very much underdeveloped, fragmented, and divergent, and a guiding framework is completely missing. This paper presents a review of the most relevant developments in the field and sheds light on promising research opportunities for the better exploitation of the synergistic effect of the two disciplines in addressing CT operational problems, while incorporating uncertainty and environmental concerns efficiently. The paper finds that while OR has thus far contributed to improving the environmental performance of CTs (rather implicitly), this can be much further stepped up with more explicit incorporation of environmental considerations and better exploitation of BDA predictive modelling capabilities. New interdisciplinary research at the intersection of conventional CT optimisation problems, energy management and sizing, and net-zero technology and energy vectors adoption is also presented as a prominent line of future research

Optimization and Robustness in Planning and Scheduling Problems. Application to Container Terminals

Tesis por compendioDespite the continuous evolution in computers and information technology, real-world combinatorial optimization problems are NP-problems, in particular in the domain of planning and scheduling. Thus, although exact techniques from the Operations Research (OR) field, such as Linear Programming, could be applied to solve optimization problems, they are difficult to apply in real-world scenarios since they usually require too much computational time, i.e: an optimized solution is required at an affordable computational time. Furthermore, decision makers often face different and typically opposing goals, then resulting multi-objective optimization problems. Therefore, approximate techniques from the Artificial Intelligence (AI) field are commonly used to solve the real world problems. The AI techniques provide richer and more flexible representations of real-world (Gomes 2000), and they are widely used to solve these type of problems. AI heuristic techniques do not guarantee the optimal solution, but they provide near-optimal solutions in a reasonable time. These techniques are divided into two broad classes of algorithms: constructive and local search methods (Aarts and Lenstra 2003). They can guide their search processes by means of heuristics or metaheuristics depending on how they escape from local optima (Blum and Roli 2003). Regarding multi-objective optimization problems, the use of AI techniques becomes paramount due to their complexity (Coello Coello 2006). Nowadays, the point of view for planning and scheduling tasks has changed. Due to the fact that real world is uncertain, imprecise and non-deterministic, there might be unknown information, breakdowns, incidences or changes, which become the initial plans or schedules invalid. Thus, there is a new trend to cope these aspects in the optimization techniques, and to seek robust solutions (schedules) (Lambrechts, Demeulemeester, and Herroelen 2008). In this way, these optimization problems become harder since a new objective function (robustness measure) must be taken into account during the solution search. Therefore, the robustness concept is being studied and a general robustness measure has been developed for any scheduling problem (such as Job Shop Problem, Open Shop Problem, Railway Scheduling or Vehicle Routing Problem). To this end, in this thesis, some techniques have been developed to improve the search of optimized and robust solutions in planning and scheduling problems. These techniques offer assistance to decision makers to help in planning and scheduling tasks, determine the consequences of changes, provide support in the resolution of incidents, provide alternative plans, etc. As a case study to evaluate the behaviour of the techniques developed, this thesis focuses on problems related to container terminals. Container terminals generally serve as a transshipment zone between ships and land vehicles (trains or trucks). In (Henesey 2006a), it is shown how this transshipment market has grown rapidly. Container terminals are open systems with three distinguishable areas: the berth area, the storage yard, and the terminal receipt and delivery gate area. Each one presents different planning and scheduling problems to be optimized (Stahlbock and Voß 2008). For example, berth allocation, quay crane assignment, stowage planning, and quay crane scheduling must be managed in the berthing area; the container stacking problem, yard crane scheduling, and horizontal transport operations must be carried out in the yard area; and the hinterland operations must be solved in the landside area. Furthermore, dynamism is also present in container terminals. The tasks of the container terminals take place in an environment susceptible of breakdowns or incidences. For instance, a Quay Crane engine stopped working and needs to be revised, delaying this task one or two hours. Thereby, the robustness concept can be included in the scheduling techniques to take into consideration some incidences and return a set of robust schedules. In this thesis, we have developed a new domain-dependent planner to obtain more effi- cient solutions in the generic problem of reshuffles of containers. Planning heuristics and optimization criteria developed have been evaluated on realistic problems and they are applicable to the general problem of reshuffling in blocks world scenarios. Additionally, we have developed a scheduling model, using constructive metaheuristic techniques on a complex problem that combines sequences of scenarios with different types of resources (Berth Allocation, Quay Crane Assignment, and Container Stacking problems). These problems are usually solved separately and their integration allows more optimized solutions. Moreover, in order to address the impact and changes that arise in dynamic real-world environments, a robustness model has been developed for scheduling tasks. This model has been applied to metaheuristic schemes, which are based on genetic algorithms. The extension of such schemes, incorporating the robustness model developed, allows us to evaluate and obtain more robust solutions. This approach, combined with the classical optimality criterion in scheduling problems, allows us to obtain, in an efficient in way, optimized solution able to withstand a greater degree of incidents that occur in dynamic scenarios. Thus, a proactive approach is applied to the problem that arises with the presence of incidences and changes that occur in typical scheduling problems of a dynamic real world.Rodríguez Molins, M. (2015). Optimization and Robustness in Planning and Scheduling Problems. Application to Container Terminals [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/48545TESISCompendi

Optimal Planning of Container Terminal Operations

Due to globalization and international trade, moving goods using a mixture of transportation modes has become a norm; today, large vessels transport 95% of the international cargos. In the first part of this thesis, the emphasis is on the sea-land intermodal transport. The availability of different modes of transportation (rail/road/direct) in sea-land intermodal transport and container flows (import, export, transhipment) through the terminal are considered simultaneously within a given planning time horizon. We have also formulated this problem as an Integer Programming (IP) model and the objective is to minimise storage cost, loading and transportation cost from/to the customers. To further understand the computational complexity and performance of the model, we have randomly generated a large number of test instances for extensive experimentation of the algorithm. Since, CPLEX was unable to find the optimal solution for the large test problems; a heuristic algorithm has been devised based on the original IP model to find near „optimal‟ solutions with a relative error of less than 4%. Furthermore, we developed and implemented Lagrangian Relaxation (LR) of the IP formulation of the original problem. The bounds derived from LR were improved using sub-gradient optimisation and computational results are presented. In the second part of the thesis, we consider the combined problems of container assignment and yard crane (YC) deployment within the container terminal. A new IP formulation has been developed using a unified approach with the view to determining optimal container flows and YC requirements within a given planning time horizon. We designed a Branch and Cut (B&C) algorithm to solve the problem to optimality which was computationally evaluated. A novel heuristic approach based on the IP formulation was developed and implemented in C++. Detailed computational results are reported for both the exact and heuristic algorithms using a large number of randomly generated test problems. A practical application of the proposed model in the context of a real case-study is also presented. Finally, a simulation model of container terminal operations based on discrete-event simulation has been developed and implemented with the view of validating the above optimisation model and using it as a test bed for evaluating different operational scenarios

Modeling and Design of Container Terminal Operations

Design of container terminal operations is complex because multiple factors affect the operational perfor- mance. These factors include: topological constraints, a large number of design parameters and settings, and stochastic interactions that interplay among the quayside, vehicle transport, and stackside processes. In this research, we propose new integrated queuing network models for rapid design evaluation of container terminals with Automated Lift Vehicles (ALVs) and Automated Guided Vehicles (AGVs). These models offer the flexibility to analyze alternate design variations and develop insights. For instance, the effect of alternate vehicle dwell point policy is analyzed using state-dependent queues, whereas the efficient terminal layout is determined using variation in the service time expressions at the stations. Further, using embedded Markov chain analysis, we develop an approximate procedure for analyzing bulk container arrivals. These models form the building block for design and analysis of large-scale terminal operations. We test the model efficacy using detailed in-house simulation experiments and real-terminal validation by partnering with an external party

Discrete-Event Control and Optimization of Container Terminal Operations

This thesis discusses the dynamical modeling of complex container terminal operations. In the current literature, the systems are usually modeled in static way using linear programming techniques. This setting does not completely capture the dynamic aspects in the operations, where information about external factors such as ships and trucks arrivals or departures and also the availability of terminal's equipment can always change. We propose dynamical modeling of container terminal operations using discrete-event systems (DES) modeling framework. The basic framework in this thesis is the DES modeling for berth and quay crane allocation problem (BCAP) where the systems are not only dynamic, but also asynchronous. We propose a novel berth and QC allocation method, namely the model predictive allocation (MPA) which is based on model predictive control principle and rolling horizon implementation. The DES models with asynchronous event transition is mathematically analyzed to show the efficacy of our method. We study an optimal input allocation problem for a class of discrete-event systems with dynamic input sequence (DESDIS). We show that in particular, the control input can be obtained by the minimization/maximization of the present input sequence only. We have shown that the proposed approach performed better than the existing method used in the studied terminal and state-of-the-art methods in the literature

Models and new methods for the quayside operations in port container terminals.

Ph.DDOCTOR OF PHILOSOPH