Evaluation of Sentinel-2 Red-Edge Bands for Empirical Estimation of Green LAI and Chlorophyll Content

ESA’s upcoming satellite Sentinel-2 will provide Earth images of high spatial, spectral and temporal resolution and aims to ensure continuity for Landsat and SPOT observations. In comparison to the latter sensors, Sentinel-2 incorporates three new spectral bands in the red-edge region, which are centered at 705, 740 and 783 nm. This study addresses the importance of these new bands for the retrieval and monitoring of two important biophysical parameters: green leaf area index (LAI) and chlorophyll content (Ch). With data from several ESA field campaigns over agricultural sites (SPARC, AgriSAR, CEFLES2) we have evaluated the efficacy of two empirical methods that specifically make use of the new Sentinel-2 bands. First, it was shown that LAI can be derived from a generic normalized difference index (NDI) using hyperspectral data, with 674 nm with 712 nm as best performing bands. These bands are positioned closely to the Sentinel-2 B4 (665 nm) and the new red-edge B5 (705 nm) band. The method has been applied to simulated Sentinel-2 data. The resulting green LAI map was validated against field data of various crop types, thereby spanning a LAI between 0 and 6, and yielded a RMSE of 0.6. Second, the recently developed “Normalized Area Over reflectance Curve” (NAOC), an index that derives Ch from hyperspectral data, was studied on its compatibility with simulated Sentinel-2 data. This index integrates the reflectance curve between 643 and 795 nm, thereby including the new Sentinel-2 bands in the red-edge region. We found that these new bands significantly improve the accuracy of Ch estimation. Both methods emphasize the importance of red-edge bands for operational estimation of biophysical parameters from Sentinel-2

Optimal Exploitation of the Sentinel-2 Spectral Capabilities for Crop Leaf Area Index Mapping

The continuously increasing demand of accurate quantitative high quality information on land surface properties will be faced by a new generation of environmental Earth observation (EO) missions. One current example, associated with a high potential to contribute to those demands, is the multi-spectral ESA Sentinel-2 (S2) system. The present study focuses on the evaluation of spectral information content needed for crop leaf area index (LAI) mapping in view of the future sensors. Data from a field campaign were used to determine the optimal spectral sampling from available S2 bands applying inversion of a radiative transfer model (PROSAIL) with look-up table (LUT) and artificial neural network (ANN) approaches. Overall LAI estimation performance of the proposed LUT approach (LUTN₅₀) was comparable in terms of retrieval performances with a tested and approved ANN method. Employing seven- and eight-band combinations, the LUTN₅₀ approach obtained LAI RMSE of 0.53 and normalized LAI RMSE of 0.12, which was comparable to the results of the ANN. However, the LUTN50 method showed a higher robustness and insensitivity to different band settings. Most frequently selected wavebands were located in near infrared and red edge spectral regions. In conclusion, our results emphasize the potential benefits of the Sentinel-2 mission for agricultural applications

Potential of Red Edge Spectral Bands in Future Landsat Satellites on Agroecosystem Canopy Green Leaf Area Index Retrieval

Vegetation biophysical parameter retrieval is an important earth remote sensing system application. In this paper, we studied the potential impact of the addition of new spectral bands in the red edge region in future Landsat satellites on agroecosystem canopy green leaf area index (LAI) retrieval. The test data were simulated from SPARC ‘03 field campaign HyMap hyperspectral data. Three retrieval approaches were tested: empirical regression based on vegetation index, physical model-based look-up-table (LUT) inversion, and machine learning. The results of all three approaches showed that a potential new spectral band located between the Landsat-8 Operational Land Imager (OLI) red and NIR bands slightly improved the agroecosystem green LAI retrieval accuracy (R2 of 0.787 vs. 0.810 for vegetation index approach, 0.806 vs. 0.828 for LUT inversion approach, and 0.925 vs. 0.933 for machine learning approach). The results of this work are consistent with the conclusions from previous research on the value of Sentinel-2 red edge bands for agricultural green LAI retrieval

System Engineering Analyses for the Study of Future Multispectral Land Imaging Satellite Sensors for Vegetation Monitoring

Vegetation monitoring is one of the key applications of earth observing systems. Landsat data have spatial resolution of 30 meters, moderate temporal coverage, and reasonable spectral sampling to capture key vegetation features. These characteristics of Landsat make it a good candidate for generating vegetation monitoring products. Recently, the next satellite in the Landsat series has been under consideration and different concepts have been proposed. In this research, we studied the impact on vegetation monitoring of two proposed potential design concepts: a wider field-of-view (FOV) instrument and the addition of red-edge spectral band(s). Three aspects were studied in this thesis: First, inspired by the potential wider FOV design, the impacts of a detector relative spectral response (RSR) central wavelength shift effect at high angles of incidence (AOI) on the radiance signal were studied and quantified. Results indicate: 1) the RSR shift effect is band-dependent and more significant in the green, red and SWIR 2 bands; 2) At high AOI, the impact of the RSR shift effect will exceed sensor noise specifications in all bands except the SWIR 1 band; and 3) The RSR shift will cause SWIR2 band more to be sensitive to atmospheric conditions. Second, also inspired by the potential wider FOV design, the impacts of the potential new wider angular observations on vegetation monitoring scientific products were studied. Both crop classification and biophysical quantity retrieval applications were studied using the simulation code DIRSIG and the canopy radiative transfer model PROSAIL. It should be noted that the RSR shift effect was also considered. Results show that for single view observation based analysis, the higher view angular observations have limited influence on both applications. However, for situations where two different angular observations are available potentially from two platforms, up to 4% improvement for crop classification and 2.9% improvement for leaf chlorophyll content retrieval were found. Third, to quantify the benefits of a potential new design with red-edge band(s), the impact of adding red-edge spectral band(s) in future Landsat instruments on agroecosystem leaf area index (LAI) and canopy chlorophyll content (CCC) retrieval were studied using a real dataset. Three major retrieval approaches were tested, results show that a potential new spectral band located between the Landsat-8 Operational Land Imager (OLI) red and NIR bands slightly improved the retrieval accuracy (LAI: R2 of 0.787 vs. 0.810 for empirical vegetation index regression approach, 0.806 vs. 0.828 for look-up-table inversion approach, and 0.925 vs. 0.933 for machine learning approach; CCC: R2 of 0.853 vs. 0.875 for empirical vegetation index regression approach, 0.500 vs. 0.570 for look-up-table inversion approach, and 0.854 vs. 0.887 for machine learning approach). In general, for the potential wider FOV design, the RSR shift effect was found to cause noticable radiance signal difference that is higher than detector noise in all OLI bands except SWIR1 band, which is not observed in the current OLI design with its 15 degree FOV. Also both the new wider angular observations and potential red-edge band(s) were found to slightly improve the vegetation monitoring product accuracy. In the future, the RSR shift effect in other optical designs should be evaluated since this study assumed the angle reaching the filter array is the same as the angle reaching the sensor. In addition to improve the accuracy of the off angle imaging study, a 3D vegetation geometry model should be explored for vegetation monitoring related studies instead of the 2D PROSAIL model used in this thesis

Estimating Crop Primary Productivity with Sentinel-2 and Landsat 8 using Machine Learning Methods Trained with Radiative Transfer Simulations

Satellite remote sensing has been widely used in the last decades for agricultural applications, {both for assessing vegetation condition and for subsequent yield prediction.} Existing remote sensing-based methods to estimate gross primary productivity (GPP), which is an important variable to indicate crop photosynthetic function and stress, typically rely on empirical or semi-empirical approaches, which tend to over-simplify photosynthetic mechanisms. In this work, we take advantage of all parallel developments in mechanistic photosynthesis modeling and satellite data availability for advanced monitoring of crop productivity. In particular, we combine process-based modeling with the soil-canopy energy balance radiative transfer model (SCOPE) with Sentinel-2 {and Landsat 8} optical remote sensing data and machine learning methods in order to estimate crop GPP. Our model successfully estimates GPP across a variety of C3 crop types and environmental conditions even though it does not use any local information from the corresponding sites. This highlights its potential to map crop productivity from new satellite sensors at a global scale with the help of current Earth observation cloud computing platforms

Remote Sensing for Precision Agriculture: Sentinel-2 Improved Features and Applications

The use of satellites to monitor crops and support their management is gathering increasing attention. The improved temporal, spatial, and spectral resolution of the European Space Agency (ESA) launched Sentinel-2 A + B twin platform is paving the way to their popularization in precision agriculture. Besides the Sentinel-2 A + B constellation technical features the open-access nature of the information they generate, and the available support software are a significant improvement for agricultural monitoring. This paper was motivated by the challenges faced by researchers and agrarian institutions entering this field; it aims to frame remote sensing principles and Sentinel-2 applications in agriculture. Thus, we reviewed the features and uses of Sentinel-2 in precision agriculture, including abiotic and biotic stress detection, and agricultural management. We also compared the panoply of satellites currently in use for land remote sensing that are relevant for agriculture to the Sentinel-2 A + B constellation features. Contrasted with previous satellite image systems, the Sentinel-2 A + B twin platform has dramatically increased the capabilities for agricultural monitoring and crop management worldwide. Regarding crop stress monitoring, Sentinel-2 capacities for abiotic and biotic stresses detection represent a great step forward in many ways though not without its limitations; therefore, combinations of field data and different remote sensing techniques may still be needed. We conclude that Sentinel-2 has a wide range of useful applications in agriculture, yet still with room for further improvements. Current and future ways that Sentinel-2 can be utilized are also discussed.This research was funded by the Spanish projects AGL2016-76527-R and IRUEC PCIN-2017-063 from the Ministerio de Economía y Competividad (MINECO, Spain) and by the support of Catalan Institution for Research and Advanced Studies (ICREA, Generalitat de Catalunya, Spain), through the ICREA Academia Program

Remote Sensing for Precision Agriculture: Sentinel-2 Improved Features and Applications

The use of satellites to monitor crops and support their management is gathering increasing attention. The improved temporal, spatial, and spectral resolution of the European Space Agency (ESA) launched Sentinel-2 A + B twin platform is paving the way to their popularization in precision agriculture. Besides the Sentinel-2 A + B constellation technical features the open-access nature of the information they generate, and the available support software are a significant improvement for agricultural monitoring. This paper was motivated by the challenges faced by researchers and agrarian institutions entering this field; it aims to frame remote sensing principles and Sentinel-2 applications in agriculture. Thus, we reviewed the features and uses of Sentinel-2 in precision agriculture, including abiotic and biotic stress detection, and agricultural management. We also compared the panoply of satellites currently in use for land remote sensing that are relevant for agriculture to the Sentinel-2 A + B constellation features. Contrasted with previous satellite image systems, the Sentinel-2 A + B twin platform has dramatically increased the capabilities for agricultural monitoring and crop management worldwide. Regarding crop stress monitoring, Sentinel-2 capacities for abiotic and biotic stresses detection represent a great step forward in many ways though not without its limitations; therefore, combinations of field data and different remote sensing techniques may still be needed. We conclude that Sentinel-2 has a wide range of useful applications in agriculture, yet still with room for further improvements. Current and future ways that Sentinel-2 can be utilized are also discusse

Toward Generic Models for Green LAI Estimation in Maize and Soybean: Satellite Observations

Informative spectral bands for green leaf area index (LAI) estimation in two crops were identified and generic models for soybean and maize were developed and validated using spectral data taken at close range. The objective of this paper was to test developed models using Aqua and Terra MODIS, Landsat TM and ETM+, ENVISAT MERIS surface reflectance products, and simulated data of the recently-launched Sentinel 2 MSI and Sentinel 3 OLCI. Special emphasis was placed on testing generic models which require no re-parameterization for these species. Four techniques were investigated: support vector machines (SVM), neural network (NN), multiple linear regression (MLR), and vegetation indices (VI). For each technique two types of models were tested based on (a) reflectance data, taken at close range and resampled to simulate spectral bands of satellite sensors; and (b) surface reflectance satellite products. Both types of models were validated using MODIS, TM/ETM+, and MERIS data. MERIS was used as a prototype of OLCI Sentinel-3 data which allowed for assessment of the anticipated accuracy of OLCI. All models tested provided a robust and consistent selection of spectral bands related to green LAI in crops representing a wide range of biochemical and structural traits. The MERIS observations had the lowest errors (around 11%) compared to the remaining satellites with observational data. Sentinel 2 MSI and OLCI Sentinel 3 estimates, based on simulated data, had errors below 8%. However the accuracy of these models with actual MSI and OLCI surface reflectance products remains to be determined