Distributed Quasi-Orthogonal Space-Time coding in wireless cooperative relay networks

Cooperative diversity provides a new paradigm in robust wireless re- lay networks that leverages Space-Time (ST) processing techniques to combat the effects of fading. Distributing the encoding over multiple relays that potentially observe uncorrelated channels to a destination terminal has demonstrated promising results in extending range, data- rates and transmit power utilization. Specifically, Space Time Block Codes (STBCs) based on orthogonal designs have proven extremely popular at exploiting spatial diversity through simple distributed pro- cessing without channel knowledge at the relaying terminals. This thesis aims at extending further the extensive design and analysis in relay networks based on orthogonal designs in the context of Quasi- Orthogonal Space Time Block Codes (QOSTBCs). The characterization of Quasi-Orthogonal MIMO channels for cooper- ative networks is performed under Ergodic and Non-Ergodic channel conditions. Specific to cooperative diversity, the sub-channels are as- sumed to observe different shadowing conditions as opposed to the traditional co-located communication system. Under Ergodic chan- nel assumptions novel closed-form solutions for cooperative channel capacity under the constraint of distributed-QOSTBC processing are presented. This analysis is extended to yield closed-form approx- imate expressions and their utility is verified through simulations. The effective use of partial feedback to orthogonalize the QOSTBC is examined and significant gains under specific channel conditions are demonstrated. Distributed systems cooperating over the network introduce chal- lenges in synchronization. Without extensive network management it is difficult to synchronize all the nodes participating in the relaying between source and destination terminals. Based on QOSTBC tech- niques simple encoding strategies are introduced that provide compa- rable throughput to schemes under synchronous conditions with neg- ligible overhead in processing throughout the protocol. Both mutli- carrier and single-carrier schemes are developed to enable the flexi- bility to limit Peak-to-Average-Power-Ratio (PAPR) and reduce the Radio Frequency (RF) requirements of the relaying terminals. The insights gained in asynchronous design in flat-fading cooperative channels are then extended to broadband networks over frequency- selective channels where the novel application of QOSTBCs are used in distributed-Space-Time-Frequency (STF) coding. Specifically, cod- ing schemes are presented that extract both spatial and mutli-path diversity offered by the cooperative Multiple-Input Multiple-Output (MIMO) channel. To provide maximum flexibility the proposed schemes are adapted to facilitate both Decode-and-Forward (DF) and Amplify- and-Forward (AF) relaying. In-depth Pairwise-Error-Probability (PEP) analysis provides distinct design specifications which tailor the distributed- STF code to maximize the diversity and coding gain offered under the DF and AF protocols. Numerical simulation are used extensively to confirm the validity of the proposed cooperative schemes. The analytical and numerical re- sults demonstrate the effective use of QOSTBC over orthogonal tech- niques in a wide range of channel conditions

On the Outage Capacity of Orthogonal Space-time Block Codes Over Multi-cluster Scattering MIMO Channels

Multiple cluster scattering MIMO channel is a useful model for pico-cellular MIMO networks. In this paper, orthogonal space-time block coded transmission over such a channel is considered, where the effective channel equals the product of n complex Gaussian matrices. A simple and accurate closed-form approximation to the channel outage capacity has been derived in this setting. The result is valid for an arbitrary number of clusters n-1 of scatterers and an arbitrary antenna configuration. Numerical results are provided to study the relative outage performance between the multi-cluster and the Rayleigh-fading MIMO channels for which n=1.Comment: Added references; changes made in Section 3-

Applications of Meijer's factorization theorems in performance analyses of all-optical multi-hop FSO systems

The use of bivariate Fox H-functions (BFHFs) in performance analyses of wireless communication systems has gained considerable attention in past few decades. However, the non-existence of robust built-in routines for evaluating such functions in standard computing systems poses numerous challenges in numerical experiments and simulations. Motivated by the apparent need to circumvent these difficulties in performance analyses of cooperative wireless communications, this work presents an alternative method for obtaining the exact, approximate and asymptotic BFHF-free cumulative distribution function (CDF) of the end-to-end (e2e) signal-to-noise ratio (SNR) of multi-hop amplify-and-forward (AF) relaying wireless communication systems. As an illustration, the e2e performance analysis of an all-optical dual-hop free-space optical (FSO) transmission system over Gamma-Gamma turbulence in the presence of pointing errors is revisited. Specifically, new mathematical formulae for the statistical characteristics of the e2e SNR for systems with AF fixed-gain relaying as well as channel-state-information(CSI)-assisted using heterodyne detection (HD) or intensity modulation with direct detection (IM/DD) are derived in terms of mathematically malleable and uniformly convergent infinite series of weighted Meijer G-functions. The usefulness of the derived CDFs is illustrated through derivation of traditional system performance metrics. The accuracy of the derived analytical formulae is verified via Monte Carlo simulations in MATLAB®. Finally, based on results observed in this paper, useful expansions of common BFHFs in terms of easily computable univariate hypergeometric functions are proposed

Physical-Layer Cooperation in Coded OFDM Relaying Systems

Mobile communication systems nowadays require ever-increasing data rate and coverage of wide areas. One promising approach to achieve this goal is the application of cooperative communications enabled by introducing intermediate nodes known as relays to support the transmission between terminals. By processing and forwarding the receive message at the relays, the path-loss effect between the source and the destination is mitigated. One major limit factor for relay assisted communications is that a relay cannot transmit and receive using the same physical resources. Therefore, a half-duplex constraint is commonly assumed resulting in halved spectral efficiency. To combat this drawback, two-way relaying is introduced, where two sources exchange information with each. On the other hand, due to the physical limitation of the relays, e.g., wireless sensor nodes, it's not possible to implement multiple antennas at one relay, which prohibits the application of multiple-input multiple-output (MIMO) techniques. However, when treating multiple relays as a cluster, a virtual antenna array is formed to perform MIMO techniques in a distributed manner. %This thesis aims at designing efficient one-way and two-way relaying schemes. Specifically, existing schemes from the literature are improved and new schemes are developed with the emphasis on coded orthogonal frequency division multiplexing (OFDM) transmissions. Of special interest is the application of physical-layer network coding (PLNC) for two-phase two-way relaying. In this case, a network coded message is estimated from the superimposed receive signal at the relay using PLNC schemes. The schemes are investigated based on a mutual information analysis and their performance are improved by a newly proposed phase control strategy. Furthermore, performance degradation due to system asynchrony is mitigated depending on different PLNC schemes. When multiple relays are available, novel cooperation schemes allowing information exchange within the relay cluster are proposed that facilitate distributed MIMO reception and transmission. Additionally, smart signaling approaches are presented to enable the cooperation at different levels with the cooperation overhead taken into account adequately in system performance evaluation

Differential Coding for MIMO and Cooperative Communications

Multiple-input multiple-output (MIMO) wireless communication systems have been studied a lot in the last ten years. They have many promising features like array gain, diversity gain, spatial multiplexing gain, interference reduction, and improved capacity as compared to a single-input single-output (SISO) systems. However, the increasing demand of high data-rate in current wireless communications systems motivated us to investigate new rate-efficient channel coding techniques. In this dissertation, we study differential modulation for MIMO systems. Differential modulation is useful since it avoids the need of channel estimation by the receiver and saves valuable bandwidth with a slight symbol error-rate (SER) performance loss. The effect of channel correlation over differential MIMO system has not been studied in detail so far. It has been shown in the literature that a linear memoryless precoder can be used to improve the performance of coherent MIMO system over correlated channels. In this work, we implement precoded differential modulation for non-orthogonal and orthogonal space-time blocks codes (STBCs) over arbitrarily correlated channels. We design precoders based on pair-wise error probability (PEP) and approximate SER for differential MIMO system. The carrier offsets, which result because of the movement of the receiver or transmitter and/or scatterers, and mismatch between the transmit and receive oscillators, are a big challenge for the differential MIMO system. The carrier offsets make the flat fading channel behave as a time-varying channel. Hence, the channel does not remain constant over two consecutive STBC block transmission time-intervals, which is a basic assumption for differential systems and the differential systems break down. Double-differential coding is a key technique which could be used to avoid the need of both carrier offset and channel estimation. In this work, we propose a double-differential coding for full-rank and square orthogonal space-time block codes (OSTBC) with M-PSK constellation. A suboptimal decoder for the double-differentially encoded OSTBC is obtained. We also derive a simple PEP upper bound for the double-differential OSTBC. A precoder is also designed based on the PEP upper bound for the double-differential OSTBC to make it more robust against arbitrary MIMO channel correlations. Cooperative communication has several promising features to become a main technology in future wireless communications systems. It has been shown in the literature that the cooperative communication can avoid the difficulties of implementing actual antenna array and convert the SISO system into a virtual MIMO system. In this way, cooperation between the users allows them to exploit the diversity gain and other advantages of MIMO system at a SISO wireless network. A cooperative communication system is difficult to implement in practice because it generally requires that all cooperating nodes must have the perfect knowledge of the channel gains of all the links in the network. This is infeasible in a large wireless network like cellular system. If the users are moving and there is mismatch between the transmit and receive oscillators, the resulting carrier offset may further degrade the performance of a cooperative system. In practice, it is very difficult to estimate the carrier offset perfectly over SISO links. A very small residual offset error in the data may degrade the system performance substantially. Hence, to exploit the diversity in a cooperative system in the presence of carrier offsets is a big challenge. In this dissertation, we propose double-differential modulation for cooperative communication systems to avoid the need of the knowledge of carrier offset and channel gain at the cooperating nodes (relays) and the destination. We derive few useful SER/bit error rate (BER) expressions for double-differential cooperative communication systems using decode-and-forward and amplify-and-forward protocols. Based on these SER/BER expressions, power allocations are also proposed to further improve the performance of these systems. List of papers included in the dissertation This dissertation is based on the following five papers, referred to in the text by letters (A-E)

Space-Time Coding: an Overview

This work provides an overview of the fundamental aspects and of some recent advances in space-time coding (STC). Basic information theoretic results on Multiple-Input Multiple-Output (MIMO) fading channels, pertaining to capacity, diversity, and to the optimal Diversity-Multiplexing Tradeoff (DMT), are reviewed. The code design for the quasi-static, outage limited, fading channel is recognized as the most challenging and innovative with respect to traditional “Gaussian” coding. Then, a survey of STC constructions is presented. This culminates with the description of families of codes that are optimal with respect to the DMT criterion and have error performance that is very close to the information theoretic limits. The paper concludes with some important recent topics, including open problems in STC design

Diversity techniques for broadband wireless communications: performance enhancement and analysis

The diversity techniques have been proven to be effective for next generation broadband wireless communications, and are the focus of this thesis. The diversity techniques can be broadly categorized into three types: Space, Time, and Frequency. In this thesis, we are mainly concerned with frequency and space diversity techniques. Orthogonal Frequency Division Multiplexing (OFDM) is a frequency diversity technique which offers several benefits such as easier digital implementation, immunity to multipath channels, low complexity channel equalization, etc. Despite these desirable features, there are few inherent problems in OFDM such as high peak-to-average power ratio (PAPR). High PAPR demands large dynamic range in the transmitted chain such as digital to analog converter (DAC) and power amplifier (PA). Unless pre-processed, the transmitted signal gets distorted due to quantization errors and inter-modulation. In the initial stage of PhD candidature, the author focused on PAPR reduction techniques. A simple modification on conventional iterative clipping and filtering (ICF) technique was proposed which has less computational complexity. The power savings achievable from clipping and filtering method was considered next. Furthermore the ICF is compared with another distortion-less PAPR reduction technique called Selective Mapping (SLM) based on power savings. Finally, impact of clipping and filtering on the channel estimation was analyzed. Space diversity seeks to exploit the multi-path characteristics of wireless channels to improve the performance. The simplest form of the space diversity is the receive diversity where two or more antennas with sufficient spacing collect independent copies of the same transmitted signal, which contributes to better signal reception. In this thesis new analytical expressions for spectral efficiency, capacity, and error rates were presented for adaptive systems with channel estimation error. Beamforming (steering signal towards desired receiver) is another useful technique in multiple-antenna systems to further improve the system performance. MRT (Maximal Ratio Transmission) or MIMO-MRC is such system where the transmitter, based on channel feedback from the receiver, uses weighting factors to steer the transmitted signal. Closed form expressions for symbol error rates were derived for MRT system with channel estimation error. The results were extended to evaluate closed form expressions of error rates for Rectangular QAM. Antenna correlation was considered in another contribution on MRC systems. Relay and Cooperative networks represent another form of spatial diversity and have recently attracted significant research attention. These networks rely on intermediate nodes called "relays" to establish communication between the source and the destination. In addition to coverage extension, the relay networks have shown to offer cooperative diversity when there is a direct link or multiple relays. The first contribution is to analyze a dual-hop amplify-forward relay networks with dissimilar fading scenarios. Next error rates of Rectangular QAM for decode-forward selection relay system are derived. Multiple antenna at relay is included to analyze the benefits of dual spatial diversity over Rayleigh and Nakagami fading channels. Antenna selection is a cost-effective way to exploit the antenna diversity. General Order Antenna Selection (GOAS), based on Ordered Statistics, is used to evaluate signal statistics for a MIMO relay network