Advanced Coordinated Beamforming for the Downlink of Future LTE Cellular Networks

Modern cellular networks in traditional frequency bands are notoriously interference-limited especially in urban areas, where base stations are deployed in close proximity to one another. The latest releases of Long Term Evolution (LTE) incorporate features for coordinating downlink transmissions as an efficient means of managing interference. Recent field trial results and theoretical studies of the performance of joint transmission (JT) coordinated multi-point (CoMP) schemes revealed, however, that their gains are not as high as initially expected, despite the large coordination overhead. These schemes are known to be very sensitive to defects in synchronization or information exchange between coordinating bases stations as well as uncoordinated interference. In this article, we review recent advanced coordinated beamforming (CB) schemes as alternatives, requiring less overhead than JT CoMP while achieving good performance in realistic conditions. By stipulating that, in certain LTE scenarios of increasing interest, uncoordinated interference constitutes a major factor in the performance of CoMP techniques at large, we hereby assess the resilience of the state-of-the-art CB to uncoordinated interference. We also describe how these techniques can leverage the latest specifications of current cellular networks, and how they may perform when we consider standardized feedback and coordination. This allows us to identify some key roadblocks and research directions to address as LTE evolves towards the future of mobile communications.Comment: 16 pages, 6 figures, accepted to IEEE Communications Magazin

Linear Transmit-Receive Strategies for Multi-user MIMO Wireless Communications

Die Notwendigkeit zur Unterdrueckung von Interferenzen auf der einen Seite und zur Ausnutzung der durch Mehrfachzugriffsverfahren erzielbaren Gewinne auf der anderen Seite rueckte die raeumlichen Mehrfachzugriffsverfahren (Space Division Multiple Access, SDMA) in den Fokus der Forschung. Ein Vertreter der raeumlichen Mehrfachzugriffsverfahren, die lineare Vorkodierung, fand aufgrund steigender Anzahl an Nutzern und Antennen in heutigen und zukuenftigen Mobilkommunikationssystemen besondere Beachtung, da diese Verfahren das Design von Algorithmen zur Vorcodierung vereinfachen. Aus diesem Grund leistet diese Dissertation einen Beitrag zur Entwicklung linearer Sende- und Empfangstechniken fuer MIMO-Technologie mit mehreren Nutzern. Zunaechst stellen wir ein Framework zur Approximation des Datendurchsatzes in Broadcast-MIMO-Kanaelen mit mehreren Nutzern vor. In diesem Framework nehmen wir das lineare Vorkodierverfahren regularisierte Blockdiagonalisierung (RBD) an. Durch den Vergleich von Dirty Paper Coding (DPC) und linearen Vorkodieralgorithmen (z.B. Zero Forcing (ZF) und Blockdiagonalisierung (BD)) ist es uns moeglich, untere und obere Schranken fuer den Unterschied bezueglich Datenraten und bezueglich Leistung zwischen beiden anzugeben. Im Weiteren entwickeln wir einen Algorithmus fuer koordiniertes Beamforming (Coordinated Beamforming, CBF), dessen Loesung sich in geschlossener Form angeben laesst. Dieser CBF-Algorithmus basiert auf der SeDJoCo-Transformation und loest bisher vorhandene Probleme im Bereich CBF. Im Anschluss schlagen wir einen iterativen CBF-Algorithmus namens FlexCoBF (flexible coordinated beamforming) fuer MIMO-Broadcast-Kanaele mit mehreren Nutzern vor. Im Vergleich mit bis dato existierenden iterativen CBF-Algorithmen kann als vielversprechendster Vorteil die freie Wahl der linearen Sende- und Empfangsstrategie herausgestellt werden. Das heisst, jede existierende Methode der linearen Vorkodierung kann als Sendestrategie genutzt werden, waehrend die Strategie zum Empfangsbeamforming frei aus MRC oder MMSE gewaehlt werden darf. Im Hinblick auf Szenarien, in denen Mobilfunkzellen in Clustern zusammengefasst sind, erweitern wir FlexCoBF noch weiter. Hier wurde das Konzept der koordinierten Mehrpunktverbindung (Coordinated Multipoint (CoMP) transmission) integriert. Zuletzt stellen wir drei Moeglichkeiten vor, Kanalzustandsinformationen (Channel State Information, CSI) unter verschiedenen Kanalumstaenden zu erlangen. Die Qualitaet der Kanalzustandsinformationen hat einen starken Einfluss auf die Guete des Uebertragungssystems. Die durch unsere neuen Algorithmen erzielten Verbesserungen haben wir mittels numerischer Simulationen von Summenraten und Bitfehlerraten belegt.In order to combat interference and exploit large multiplexing gains of the multi-antenna systems, a particular interest in spatial division multiple access (SDMA) techniques has emerged. Linear precoding techniques, as one of the SDMA strategies, have obtained more attention due to the fact that an increasing number of users and antennas involved into the existing and future mobile communication systems requires a simplification of the precoding design. Therefore, this thesis contributes to the design of linear transmit and receive strategies for multi-user MIMO broadcast channels in a single cell and clustered multiple cells. First, we present a throughput approximation framework for multi-user MIMO broadcast channels employing regularized block diagonalization (RBD) linear precoding. Comparing dirty paper coding (DPC) and linear precoding algorithms (e.g., zero forcing (ZF) and block diagonalization (BD)), we further quantify lower and upper bounds of the rate and power offset between them as a function of the system parameters such as the number of users and antennas. Next, we develop a novel closed-form coordinated beamforming (CBF) algorithm (i.e., SeDJoCo based closed-form CBF) to solve the existing open problem of CBF. Our new algorithm can support a MIMO system with an arbitrary number of users and transmit antennas. Moreover, the application of our new algorithm is not only for CBF, but also for blind source separation (BSS), since the same mathematical model has been used in BSS application.Then, we further propose a new iterative CBF algorithm (i.e., flexible coordinated beamforming (FlexCoBF)) for multi-user MIMO broadcast channels. Compared to the existing iterative CBF algorithms, the most promising advantage of our new algorithm is that it provides freedom in the choice of the linear transmit and receive beamforming strategies, i.e., any existing linear precoding method can be chosen as the transmit strategy and the receive beamforming strategy can be flexibly chosen from MRC or MMSE receivers. Considering clustered multiple cell scenarios, we extend the FlexCoBF algorithm further and introduce the concept of the coordinated multipoint (CoMP) transmission. Finally, we present three strategies for channel state information (CSI) acquisition regarding various channel conditions and channel estimation strategies. The CSI knowledge is required at the base station in order to implement SDMA techniques. The quality of the obtained CSI heavily affects the system performance. The performance enhancement achieved by our new strategies has been demonstrated by numerical simulation results in terms of the system sum rate and the bit error rate

Sum Throughput Maximization in Multi-Tag Backscattering to Multiantenna Reader

Backscatter communication (BSC) is being realized as the core technology for pervasive sustainable Internet-of-Things applications. However, owing to the resource-limitations of passive tags, the efficient usage of multiple antennas at the reader is essential for both downlink excitation and uplink detection. This work targets at maximizing the achievable sum-backscattered-throughput by jointly optimizing the transceiver (TRX) design at the reader and backscattering coefficients (BC) at the tags. Since, this joint problem is nonconvex, we first present individually-optimal designs for the TRX and BC. We show that with precoder and {combiner} designs at the reader respectively targeting downlink energy beamforming and uplink Wiener filtering operations, the BC optimization at tags can be reduced to a binary power control problem. Next, the asymptotically-optimal joint-TRX-BC designs are proposed for both low and high signal-to-noise-ratio regimes. Based on these developments, an iterative low-complexity algorithm is proposed to yield an efficient jointly-suboptimal design. Thereafter, we discuss the practical utility of the proposed designs to other application settings like wireless powered communication networks and BSC with imperfect channel state information. Lastly, selected numerical results, validating the analysis and shedding novel insights, demonstrate that the proposed designs can yield significant enhancement in the sum-backscattered throughput over existing benchmarks.Comment: 17 pages, 5 figures, accepted for publication in IEEE Transactions on Communication

Two-Layered Superposition of Broadcast/Multicast and Unicast Signals in Multiuser OFDMA Systems

We study optimal delivery strategies of one common and $K$ independent messages from a source to multiple users in wireless environments. In particular, two-layered superposition of broadcast/multicast and unicast signals is considered in a downlink multiuser OFDMA system. In the literature and industry, the two-layer superposition is often considered as a pragmatic approach to make a compromise between the simple but suboptimal orthogonal multiplexing (OM) and the optimal but complex fully-layered non-orthogonal multiplexing. In this work, we show that only two-layers are necessary to achieve the maximum sum-rate when the common message has higher priority than the $K$ individual unicast messages, and OM cannot be sum-rate optimal in general. We develop an algorithm that finds the optimal power allocation over the two-layers and across the OFDMA radio resources in static channels and a class of fading channels. Two main use-cases are considered: i) Multicast and unicast multiplexing when $K$ users with uplink capabilities request both common and independent messages, and ii) broadcast and unicast multiplexing when the common message targets receive-only devices and $K$ users with uplink capabilities additionally request independent messages. Finally, we develop a transceiver design for broadcast/multicast and unicast superposition transmission based on LTE-A-Pro physical layer and show with numerical evaluations in mobile environments with multipath propagation that the capacity improvements can be translated into significant practical performance gains compared to the orthogonal schemes in the 3GPP specifications. We also analyze the impact of real channel estimation and show that significant gains in terms of spectral efficiency or coverage area are still available even with estimation errors and imperfect interference cancellation for the two-layered superposition system