MIMO signal processing in offset-QAM based filter bank multicarrier systems

Next-generation communication systems have to comply with very strict requirements for increased flexibility in heterogeneous environments, high spectral efficiency, and agility of carrier aggregation. This fact motivates research in advanced multicarrier modulation (MCM) schemes, such as filter bank-based multicarrier (FBMC) modulation. This paper focuses on the offset quadrature amplitude modulation (OQAM)-based FBMC variant, known as FBMC/OQAM, which presents outstanding spectral efficiency and confinement in a number of channels and applications. Its special nature, however, generates a number of new signal processing challenges that are not present in other MCM schemes, notably, in orthogonal-frequency-division multiplexing (OFDM). In multiple-input multiple-output (MIMO) architectures, which are expected to play a primary role in future communication systems, these challenges are intensified, creating new interesting research problems and calling for new ideas and methods that are adapted to the particularities of the MIMO-FBMC/OQAM system. The goal of this paper is to focus on these signal processing problems and provide a concise yet comprehensive overview of the recent advances in this area. Open problems and associated directions for future research are also discussed.Peer ReviewedPostprint (author's final draft

Optimized Iterative (Turbo) Reception for QAM OFDM with CFO over Unknown Double-Selective Channels

A novel iterative (turbo) receiver is introduced, suitable for orthogonal frequency division multiplexing (OFDM) employing quadrature amplitude modulation (QAM) and receiver diversity. The system operates over a double-selective channel and includes a carrier frequency offset (CFO). We propose a maximum a posteriori probability expectation-maximization (MAP-EM) receiver with a different EM parameter division than standard methods. In such standard MAP-EM receivers, the E-step parameters correspond to the channel, while the M-step parameters correspond to the CFO and data symbols. This standard receiver parameter division results into a highly complex receiver for QAM, due to the large modulated symbol alphabet size, and the non-constant constellation symbol amplitude. In this paper, a new receiver framework introduces a different parameter division that leads to reduced complexity turbo receivers for QAM signaling, while still achieving close to optimal system performance. The new approach adapts the sum-product algorithm (SPA) parameter framework to the MAP-EM receiver. Thus, in the new receiver framework, the E-step parameters are data symbols, while the M-step parameters are the channel and the CFO. We evaluate the performance of the proposed receiver with and without automatic repeat request (ARQ), where in the former case packet combining applies to further improve performance

Channel coding for progressive images in a 2-D time-frequency OFDM block with channel estimation errors.

Coding and diversity are very effective techniques for improving transmission reliability in a mobile wireless environment. The use of diversity is particularly important for multimedia communications over fading channels. In this work, we study the transmission of progressive image bitstreams using channel coding in a 2-D time-frequency resource block in an OFDM network, employing time and frequency diversities simultaneously. In particular, in the frequency domain, based on the order of diversity and the correlation of individual subcarriers, we construct symmetric n -channel FEC-based multiple descriptions using channel erasure codes combined with embedded image coding. In the time domain, a concatenation of RCPC codes and CRC codes is employed to protect individual descriptions. We consider the physical channel conditions arising from various coherence bandwidths and coherence times, leading to a range of orders of diversities available in the time and frequency domains. We investigate the effects of different error patterns on the delivered image quality due to various fade rates. We also study the tradeoffs and compare the relative effectiveness associated with the use of erasure codes in the frequency domain and convolutional codes in the time domain under different physical environments. Both the effects of intercarrier interference and channel estimation errors are included in our study. Specifically, the effects of channel estimation errors, frequency selectivity and the rate of the channel variations are taken into consideration for the construction of the 2-D time-frequency block. We provide results showing the gain that the proposed model achieves compared to a system without temporal coding. In one example, for a system experiencing flat fading, low Doppler, and imperfect CSI, we find that the increase in PSNR compared to a system without time diversity is as much as 9.4 dB

Multiuser MIMO-OFDM for Next-Generation Wireless Systems

This overview portrays the 40-year evolution of orthogonal frequency division multiplexing (OFDM) research. The amelioration of powerful multicarrier OFDM arrangements with multiple-input multiple-output (MIMO) systems has numerous benefits, which are detailed in this treatise. We continue by highlighting the limitations of conventional detection and channel estimation techniques designed for multiuser MIMO OFDM systems in the so-called rank-deficient scenarios, where the number of users supported or the number of transmit antennas employed exceeds the number of receiver antennas. This is often encountered in practice, unless we limit the number of users granted access in the base station’s or radio port’s coverage area. Following a historical perspective on the associated design problems and their state-of-the-art solutions, the second half of this treatise details a range of classic multiuser detectors (MUDs) designed for MIMO-OFDM systems and characterizes their achievable performance. A further section aims for identifying novel cutting-edge genetic algorithm (GA)-aided detector solutions, which have found numerous applications in wireless communications in recent years. In an effort to stimulate the cross pollination of ideas across the machine learning, optimization, signal processing, and wireless communications research communities, we will review the broadly applicable principles of various GA-assisted optimization techniques, which were recently proposed also for employment inmultiuser MIMO OFDM. In order to stimulate new research, we demonstrate that the family of GA-aided MUDs is capable of achieving a near-optimum performance at the cost of a significantly lower computational complexity than that imposed by their optimum maximum-likelihood (ML) MUD aided counterparts. The paper is concluded by outlining a range of future research options that may find their way into next-generation wireless systems

Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Estimation of Channel Transfer Function and Carrier Frequency Offset for OFDM Systems with Phase Noise

The joint estimation of carrier frequency offset (CFO) and channel transfer function (CTF) for orthogonal frequency-division multiplexing (OFDM) systems with phase noise is discussed in this paper. A CFO estimation algorithm is developed by exploring the time-frequency structure of specially designed training symbols, and it provides a very accurate estimation of the CFO in the presence of both unknown frequency-selective fading and phase noise. Based on the estimated CFO, phase noise and frequency-selective fading are jointly estimated by employing the maximum a posteriori (MAP) criterion. Specifically, the fading channel is estimated in the form of the frequency-domain CTF. The estimation of the CTF eliminates the requirement of a priori knowledge of channel length, and it is simpler compared with the time-domain channel impulse response (CIR) estimation methods used in the literature. Theoretical analysis with the Cramer-Rao lower bound (CRLB) demonstrates that the proposed CFO and CTF estimation algorithms can achieve near-optimum performance