TOWARDS FINE SCALE CHARACTERIZATION OF GLOBAL URBAN EXTENT, CHANGE AND STRUCTURE

Urbanization is a global phenomenon with far-reaching environmental impacts. Monitoring, understanding, and modeling its trends and impacts require accurate, spatially detailed and updatable information on urban extent, change, and structure. In this dissertation, new methods have been developed to map urban extent, sub-pixel impervious surface change (ISC), and vertical structure at national to global scales. First, an innovative multi-level object-based texture classification approach was adopted to overcome spectral confusion between urban and nonurban land cover types. It was designed to be robust and computationally affordable. This method was applied to the 2010 Global Land Survey Landsat data archive to produce a global urban extent map. An initial assessment of this product yielded over 90% overall accuracy and good agreement with other global urban products for the European continent. Second, for sub-pixel ISC mapping, the uncertainty caused by seasonal and phenological variations is one of the greatest challenges. To solve this issue, I developed an iterative training and prediction (ITP) approach and used it to map the ISC of entire India between 2000 and 2010. At 95% confidence, the total ISC for India between 2000 and 2010 was estimated to be 2274.62±7.84 km2. Finally, using an object-based feature extraction approach and the synergy of Landsat and freely available elevation datasets, I produced 30m building height and volume maps for England, which for the first time characterized urban vertical structure at the scale of a country. Overall, the height RMSE was only ±1.61 m for average building height at 30m resolution. And the building volume RMSE was ±1142.3 m3. In summary, based on innovative data processing and information extraction methods, this dissertation seeks to fill in the knowledge gaps in urban science by advancing the fine scale characterization of global urban extent, change, and structure. The methods developed in this dissertation have great potentials for automated monitoring of global urbanization and have broad implications for assessing the environmental impact, disaster vulnerability, and long-term sustainability of urbanization

The SAR Handbook: Comprehensive Methodologies for Forest Monitoring and Biomass Estimation

This Synthetic Aperture Radar (SAR) handbook of applied methods for forest monitoring and biomass estimation has been developed by SERVIR in collaboration with SilvaCarbon to address pressing needs in the development of operational forest monitoring services. Despite the existence of SAR technology with all-weather capability for over 30 years, the applied use of this technology for operational purposes has proven difficult. This handbook seeks to provide understandable, easy-to-assimilate technical material to remote sensing specialists that may not have expertise on SAR but are interested in leveraging SAR technology in the forestry sector

ALOS-2/PALSAR-2 Calibration, Validation, Science and Applications

Twelve edited original papers on the latest and state-of-art results of topics ranging from calibration, validation, and science to a wide range of applications using ALOS-2/PALSAR-2. We hope you will find them useful for your future research

The Use of Coincident Synthetic Aperture Radar and Visible Imagery to Aid in the Analysis of Photon-Counting Lidar Data Sets Over Complex Ice/Snow Surfaces

Qualitative and quantitative analysis of multi-sensor data is becoming increasingly useful as a method of improving our understanding of complex environments, and can be an effective tool in the arsenal to help climate scientists to predict sea level rise due to change in the mass balance of large glaciers in the Arctic and Antarctic. A novel approach to remote sensing of the continuously changing polar environment involves the use of coincident RADARSAT-2 synthetic aperture radar (SAR) imagery and Landsat 7 visible/near-infrared imagery, combined with digital elevation models (DEM) developed from Multiple Altimeter Beam Experimental Lidar (MABEL) data sets. MABEL is a scaled down model of the lidar altimeter that will eventually be flown on ICESat-2, and provides dense along-track and moderate slope (cross-track) elevation data over narrow (~198 m) aircraft transects. Because glacial terrain consists of steep slopes, crevices, glacial lakes, and outflow into the sea, accurate slope information is critical to our understanding of any changes that may be happening in the ice sheets. RADARSAT-2 operates in the C-band, at a wavelength of 5.55 cm, and was chosen partly for its ability to image the Earth under all atmospheric conditions, including clouds. The SAR images not only provide spatial context for the elevation data found using the lidar, but also offer key insights into the consistency of the snow and ice making up the glacier, giving us some idea of mean temperature and surface conditions on the ice sheet. Finally, Landsat 7 images provide us with information on the extent of the glacier, and additional understanding of the state of the glacial surface. To aid in the analysis of the three data sets, proper preparation of each data set must first be performed. For the lidar data, this required the development of a new data reduction technique, based on statistical analysis, to reduce the number of received photons to those representing only the surface return. Accordingly, the raw SAR images require calibration, speckle reduction, and geocorrection, before they can be used. Landsat 7 bands are selected to provide the most contrast between rock, snow, and other surface features, and compiled into a three-band red, green, blue (RGB) image. By qualitatively analyzing images and data taken only a short time apart using multiple imaging modalities, we are able to accurately compare glacial surface features to elevation provided by MABEL, with the goal of increasing our understanding of how the glacier is changing over time. Quantitative analysis performed throughout this thesis has indicated that there is a strong correlation between top-of-the-atmosphere reflectance (Landsat 7), σ,0-calibrated HH and HV polarized backscatter coefficients (RADARSAT-2), elevation (MABEL), and various surface features and glacial zones on the ice sheet. By comparing data from unknown or mixed surfaces to known quantities scientists can effectively estimate the type of glacial zone the area of interest occurs in. Climate scientists can then use this data, along with long-term digital elevations models, as a measure of predicting climate change

An Integrated physics-based approach to demonstrate the potential of the Landsat Data Continuity Mission (LDCM) for monitoring coastal/inland waters

Monitoring coastal or inland waters, recognized as case II waters, using the existing Landsat technology is somewhat restricted because of its low Signal-to-Noise ratio (SNR) as well as its relatively poor radiometric resolution. As a primary task, we introduce a novel technique, which integrates the Landsat-7 data as a surrogate for LDCM with a 3D hydrodynamic model to monitor the dynamics of coastal waters near river discharges as well as in a small lake environment. The proposed approach leverages both the thermal and the reflective Landsat-7 imagery to calibrate the model and to retrieve the concentrations of optically active components of the water. To do so, the model is first calibrated by optimizing its thermal outputs with the surface temperature maps derived from the Landsat-7 data. The constituent retrieval is conducted in the second phase where multiple simulated concentration maps are provided to an in-water radiative transfer code (Hydrolight) to generate modeled surface reflectance maps. Prior to any remote sensing task, one has to ensure that a dataset comes from a well-calibrated imaging system. Although the calibration status of Landsat-7 has been regularly monitored over multiple desert sites, it was desired to evaluate its performance over dark waters relative to a well-calibrated instrument designed specifically for water studies. In the light of this, several Landsat- 7 images were cross-calibrated against the Terra-MODIS data over deep, dark waters whose optical properties remain relatively stable. This study is intended to lay the groundwork and provide a reference point for similar studies planned for the new Landsat. In an independent case study, the potential of the new Landsat sensor was examined using an EO-1 dataset and applying a spectral optimization approach over case II waters. The water constituent maps generated from the EO-1 imagery were compared against those derived from Landsat-7 to fully analyze the improvement levels pertaining to the new Landsat\u27s enhanced features in a water constituent retrieval framework

Calibration of DART Radiative Transfer Model with Satellite Images for Simulating Albedo and Thermal Irradiance Images and 3D Radiative Budget of Urban Environment

Remote sensing is increasingly used for managing urban environment. In this context, the H2020 project URBANFLUXES aims to improve our knowledge on urban anthropogenic heat fluxes, with the specific study of three cities: London, Basel and Heraklion. Usually, one expects to derive directly 2 major urban parameters from remote sensing: the albedo and thermal irradiance. However, the determination of these two parameters is seriously hampered by complexity of urban architecture. For example, urban reflectance and brightness temperature are far from isotropic and are spatially heterogeneous. Hence, radiative transfer models that consider the complexity of urban architecture when simulating remote sensing signals are essential tools. Even for these sophisticated models, there is a major constraint for an operational use of remote sensing: the complex 3D distribution of optical properties and temperatures in urban environments. Here, the work is conducted with the DART (Discrete Anisotropic Radiative Transfer) model. It is a comprehensive physically based 3D radiative transfer model that simulates optical signals at the entrance of imaging spectro-radiometers and LiDAR scanners on board of satellites and airplanes, as well as the 3D radiative budget, of urban and natural landscapes for any experimental (atmosphere, topography,…) and instrumental (sensor altitude, spatial resolution, UV to thermal infrared,…) configuration. Paul Sabatier University distributes free licenses for research activities. This paper presents the calibration of DART model with high spatial resolution satellite images (Landsat 8, Sentinel 2, etc.) that are acquired in the visible (VIS) / near infrared (NIR) domain and in the thermal infrared (TIR) domain. Here, the work is conducted with an atmospherically corrected Landsat 8 image and Bale city, with its urban database. The calibration approach in the VIS/IR domain encompasses 5 steps for computing the 2D distribution (image) of urban albedo at satellite spatial resolution. (1) DART simulation of satellite image at very high spatial resolution (e.g., 50cm) per satellite spectral band. Atmosphere conditions are specific to the satellite image acquisition. (2) Spatial resampling of DART image at the coarser spatial resolution of the available satellite image, per spectral band. (3) Iterative derivation of the urban surfaces (roofs, walls, streets, vegetation,…) optical properties as derived from pixel-wise comparison of DART and satellite images, independently per spectral band. (4) Computation of the band albedo image of the city, per spectral band. (5) Computation of the image of the city albedo and VIS/NIR exitance, as an integral over all satellite spectral bands. In order to get a time series of albedo and VIS/NIR exitance, even in the absence of satellite images, ECMWF information about local irradiance and atmosphere conditions are used. A similar approach is used for calculating the city thermal exitance using satellite images acquired in the thermal infrared domain. Finally, DART simulations that are conducted with the optical properties derived from remote sensing images give also the 3D radiative budget of the city at any date including the date of the satellite image acquisition

Mapping and Monitoring Forest Cover

This book is a compilation of six papers that provide some valuable information about mapping and monitoring forest cover using remotely sensed imagery. Examples include mapping large areas of forest, evaluating forest change over time, combining remotely sensed imagery with ground inventory information, and mapping forest characteristics from very high spatial resolution data. Together, these results demonstrate effective techniques for effectively learning more about our very important forest resources

Multispectral classification and reflectance of glaciers: in situ data collection, satellite data algorithm development, and application in Iceland & Svalbard

Glaciers and ice caps (GIC) are central parts of the hydrological cycle, are key to understanding regional and global climate change, and are important contributors to global sea level rise, regional water resources and local biodiversity. Multispectral (visible and near-infrared) remote sensing has been used for studying GIC and their changing characteristics for several decades. Glacier surfaces can be classified into a range of facies, or zones, which can be used as proxies for annual mass balance and also play a significant role in understanding glacier energy balance. However, multispectral sensors were not designed explicitly for snow and ice observation, so it is not self-evident that they should be optimal for remote sensing of glaciers. There are no universal techniques for glacier surface classification which have been optimized with in situ reflectance spectra. Therefore, the roles that the various spectral, spatial, and radiometric properties of each sensor play in the success and output of resulting classifications remain largely unknown. Therefore, this study approaches the problem from an inverse perspective. Starting with in situ reflectance spectra from the full range of surfaces measured on two glaciers at the end of the melt season in order to capture the largest range of facies (Midtre Lovénbreen, Svalbard & Langjökull, Iceland), optimal wavelengths for glacier facies identification are investigated with principal component analysis. Two linear combinations are produced which capture the vast majority of variance in the data; the first highlights broadband albedo while the second emphasizes the difference in reflectance between blue and near-infrared wavelengths for glacier surface classification. The results confirm previous work which limited distinction to snow, slush, and ice facies. Based on these in situ data, a simple, and more importantly completely transferrable, classification scheme for glacier surfaces is presented for a range of satellite multispectral sensors. Again starting with in situ data, application of relative response functions, scaling factors, and calibration coefficients shows that almost all simulated multispectral sensors (at certain gain settings) are qualified to classify glacier accumulation and ablation areas but confuse classification of partly ash-covered glacier surfaces. In order to consider the spatial as well as the spectral properties of multispectral sensors, airborne data are spatially degraded to emulate satellite imagery; while medium-resolution sensors (~20-60 m) successfully reproduce high-resolution (2 m) observations, low-resolution sensors (i.e. 250 m+) are unable to do so. These results give confidence in results from current sensors such as ASTER and Landsat ETM+ as well as ESA’s upcoming Sentinel-2 and NASA’s recently launched LDCM. In addition, images from the Landsat data archive are used to classify glacier facies and calculate the albedo of glaciers on the Brøgger Peninsula, Svalbard. The time series is used to observe seasonal and interannual trends and investigate the role of melt-albedo feedback in thinning of Svalbard glaciers. The dissertation concludes with recommendations for glacier surface classification over a range of current and future multispectral sensors. Application of the classification schemes suggested should help to improve the understanding of recent and continuing change to GIC around the world.My doctoral studies were supported by a graduate studentship from Trinity College, Cambridge as well as by the National Science Foundation Graduate Research Fellowship Programme under Grant No. DGE-1038596. Further research support came from UK Natural Environment Research Council’s Field Spectroscopy Facility, ARCFAC (the European Centre for Arctic Environmental Research), Trinity College Cambridge, Sigma Xi, the Norwegian Marshall Fund, the Explorers Club, the National Geographic Society Young Explorers Program, the Scott Polar Research Institute, the Cambridge University Geography Department, the Cambridge University Department of Anglo-Saxon, Norse, and Celtic Studies, and the Cambridge University Worts Fund

Land Degradation Assessment with Earth Observation

This Special Issue (SI) on “Land Degradation Assessment with Earth Observation” comprises 17 original research papers with a focus on land degradation in arid, semiarid and dry-subhumid areas (i.e., desertification) in addition to temperate rangelands, grasslands, woodlands and the humid tropics. The studies cover different spatial, spectral and temporal scales and employ a wealth of different optical and radar sensors. Some studies incorporate time-series analysis techniques that assess the general trend of vegetation or the timing and duration of the reduction in biological productivity caused by land degradation. As anticipated from the latest trend in Earth Observation (EO) literature, some studies utilize the cloud-computing infrastructure of Google Earth Engine to cope with the unprecedented volume of data involved in current methodological approaches. This SI clearly demonstrates the ever-increasing relevance of EO technologies when it comes to assessing and monitoring land degradation. With the recently published IPCC Reports informing us of the severe impacts and risks to terrestrial and freshwater ecosystems and the ecosystem services they provide, the EO scientific community has a clear obligation to increase its efforts to address any remaining gaps—some of which have been identified in this SI—and produce highly accurate and relevant land-degradation assessment and monitoring tools