Characterization and Enhancement of Antenna System Performance in Compact MIMO Terminals

Co-band multiple-antenna implementation in compact user terminals is necessary for harvesting the full potential of diversity and multiple-input multiple-output (MIMO) technology in cellular communication systems. The recent worldwide deployment of Long Term Evolution (LTE), which requires the use of MIMO technology in the downlink, adds to the urgency of achieving both practical and optimal multiple-antenna systems in user terminals. Contrary to conventional understanding, an optimal multiple-antenna implementation does not only involve the design and placement of antenna elements in the terminals, but extends beyond the antenna elements and common antenna parameters to comprise interactions with the near field user and the propagation environment. Moreover, these interactions are non-static, which implies that the multiple-antenna system must adapt to the prevailing overall communication channel in order to assure the highest performance gains. This doctoral thesis aims to address several key issues in optimal multiple-antenna system design for compact multi-band MIMO terminals, with the first half (Papers I to III) focusing on the performance characterization of such terminals in the presence of user interaction and propagation channel, under the challenging constraint that the terminals are compact. The second half of the thesis (Papers IV to VI) considers two performance enhancement approaches suitable for compact MIMO terminals in realistic usage conditions. In particular, the potential benefits of harmonizing compact multiple-antenna systems with the propagation channel and user influence are determined with respect to reconfigurability in antenna patterns and impedance matching circuits. In Paper I, the diversity performance of internal multiple antennas with multi-band coverage in a mock-up with the size of a typical mobile handset is investigated in different user interaction scenarios. For comparison, a second mock-up with only one multi-band antenna is also evaluated in the same user cases. An ideal uniform propagation environment is assumed. The performance at frequency bands below and above 1 GHz are presented and analyzed in detail. Paper II extends the study in Paper I by evaluating the single-input multiple-output (SIMO) and MIMO capacity performance of the same antenna prototypes under the same user interaction scenarios and propagation environment. In Paper III, the impacts of gain imbalance and antenna separation on the throughput performance of a dual-dipole configuration are studied at frequencies below and above 1 GHz in a repeatable dynamic multi-path environment, using a live HSPA network. Since the compactness of a user terminal has implications on the antenna separation and gain imbalance of the multiple antennas, the focus is to gain knowledge on how these two factors affect the end user experience in practice. In Paper IV, three simple dual-antenna topologies implemented in compact smart phone prototypes of identical form factors are evaluated in MIMO channel measurements in noise-limited and interference-limited urban scenarios. Each dual-antenna topology is intentionally designed to provide a distinct set of antenna patterns. The goal is to investigate the potential of antenna system design as one of the key performance differentiators in real terminal implementations. Paper V extends the work in Paper IV by introducing user interaction to the same MIMO channel measurement setup. Furthermore, the focus of this paper is on the evaluation of both the average and local channel performances and their potential enhancements. Finally, Paper VI ascertains the potential capacity gains of applying uncoupled adaptive matching to a compact dual-antenna terminal in an indoor office environment, under a realistic user scenario. The performance gains are evaluated by means of extensive MIMO channel measurements at frequency bands below and above 1 GHz

Evaluation of performance of mobile terminal antennas

Fast development of new mobile communications equipment results in demand for fast and reliable evaluation methods to estimate the performance of mobile terminals because the performance of antennas located on the terminals varies in different multipath propagation environments. Two methods presented in this thesis provide new possibilities in antenna design because, from now on, the performance of new antennas can be tested already before a prototype antenna is constructed by using existing radio channel libraries and simulated radiation patterns of the antennas. The performance can be estimated by calculating the mean effective gain (MEG) of the antenna using the elevation power distribution or by a plane wave -based method using sets of incident plane waves and the radiation pattern of an antenna. In addition to different propagation environments, the effects of the user on performance can be included in the evaluation. In this thesis, estimating the MEG of different antennas using the elevation power distribution and the power patterns of the antennas is shown to be an accurate and fast method by comparing the results with direct radio channel measurements. The mean difference between the methods is −0.18 dB with standard deviation of 0.19 dB. The usefulness of the evaluation method is demonstrated by evaluating the performance of several antennas located on mobile terminals. The antenna evaluation provided important and unique knowledge of the effect of both the environment and the user on performance. Because in calculating the radiation efficiency of the antenna we assume uniform incident field, the efficiency can result in a performance estimation that does not correspond to real usage situations. Therefore, including the environmental effects in the evaluation procedure is important, although the effect of the antenna is more important than the effect of the environment on MEG. It was noticed with calculated Gaussian-shaped beams that tilting or changing the beamwidth of a mobile terminal antenna has an effect of about 2 dB on MEG in multipath environments. Matching the polarization of the antenna to that of the environment can improve the performance more. A novel incident plane wave -based tool has been developed for evaluating the performance of antenna configurations designed for diversity and Multiple-Input Multiple-Output (MIMO) systems. In this thesis, the instantaneous joint contribution of incident field consisting of a number of extracted plane waves and the complex three-dimensional radiation pattern of the antenna is shown to be accurate and extremely fast way to estimate the diversity advantages of different antenna configurations in time-variable radio channels. The difference between the diversity gains achieved by the plane wave -based method and by the direct radio channel measurements is on average less than 0.9 dB. Moreover, the radio channel can be exactly the same for all antenna configurations under test. Furthermore, this thesis includes evaluation of the performance of different MIMO antenna configurations. The studied antenna configurations have been selected from the 16×64 MIMO channel measurement data. A novel way of using one omnidirectional reference antenna in a normalization procedure is shown to be reasonable especially in cases of antenna arrays consisting of directive elements. Three different propagation environments are used as evaluation platforms. The azimuth orientation of mobile terminal antennas may influence the performance of a MIMO antenna configuration significantly. In MIMO configurations compact dual-polarized receiving antennas provide capacity performance almost equal to the arrays employing single polarization.reviewe

Experimental investigation of adaptive impedance matching for a MIMO terminal with CMOS SOI tuners

It is well known that user proximity introduces absorption and impedance mismatch losses that severely degrade multiple-input multiple-output (MIMO) performance of handset antennas. In this work, we experimentally verified the potential of adaptive impedance matching (AIM) to mitigate user interaction effects and identified the main AIM gain mechanism in realistic systems. A practical setup including custom-designed CMOS silicon-on-insulator (SOI) impedance tuners implemented on a MIMO handset was measured in three propagation environments and 10 real user scenarios. The results indicate that AIM can improve MIMO capacity by up to 42% equivalent to 3.5 dB of multiplexing efficiency (ME) gain. Taking into account the measured losses of 1 dB in the integrated tuners, the maximum net ME gain is 2.5 dB suggesting applicability in practical systems. Variations in ME gains of up to 1.5 dB for different hand-grip styles were mainly due to differences in impedance mismatch and tuner loss distribution. The study also confirmed earlier results on the significant differences in mismatch and absorption between phantoms and real users, in which the phantoms underestimated user effects and therefore AIM gains. Finally, propagation environments of different angular spreads were found to give only minor ME gain variations

Multipath simulator measurements of handset dual antenna performance with limited number of signal paths

Antenna pairs for diversity or MIMO functionality are characterized under the assumption of a certain statistical distribution of the incident signals over angle and polarization, but also assuming a signal environment with a large number of signal paths. In many real-life environments, however, only a few signal paths contain most of the transferred power. A multipath simulator can be used to realize signal environments with a controlled number of signal paths. This paper presents measurements of dual antenna performance using amultipath simulator with 2–16 signal paths. The results are analyzed in terms of statistical power distributions,power imbalance, correlation coefficient, multiplexing efficiency, and diversity gain. Differences in performance depending on the number of signal paths are noted, illustrating the value of considering the number of signal paths in characterization.The work was supported in part by MICINN (Project TEC2008-05811) through an FPI doctoral grant (BES-2009-013764

Diversity gain and MIMO capacity for non- isotropic environments using a reverberation chamber

Several physical parameters of realistic nonisotropic environments have been recently emulated with reverberation chambers. In this paper the different performance in terms of diversity gain and MIMO capacity of the same linear MIMO array in different non-isotropic propagating scenarios is demonstrated with a reverberation chamber for the first time. This could be useful for designing antenna arrays in handset MIMO.This work was supported in part by the Spanish National R&D Programme through TEC2008-05811/TEC. J.F. Valenzuela-Valdés is with EMITE Ing, Edificio CEEIM, Campus Espinardo, E-30100 Espinardo, Murcia, Spai