ECG Biometric Authentication: A Comparative Analysis

Robust authentication and identification methods become an indispensable urgent task to protect the integrity of the devices and the sensitive data. Passwords have provided access control and authentication, but have shown their inherent vulnerabilities. The speed and convenience factor are what makes biometrics the ideal authentication solution as they could have a low probability of circumvention. To overcome the limitations of the traditional biometric systems, electrocardiogram (ECG) has received the most attention from the biometrics community due to the highly individualized nature of the ECG signals and the fact that they are ubiquitous and difficult to counterfeit. However, one of the main challenges in ECG-based biometric development is the lack of large ECG databases. In this paper, we contribute to creating a new large gallery off-the-person ECG datasets that can provide new opportunities for the ECG biometric research community. We explore the impact of filtering type, segmentation, feature extraction, and health status on ECG biometric by using the evaluation metrics. Our results have shown that our ECG biometric authentication outperforms existing methods lacking the ability to efficiently extract features, filtering, segmentation, and matching. This is evident by obtaining 100% accuracy for PTB, MIT-BHI, CEBSDB, CYBHI, ECG-ID, and in-house ECG-BG database in spite of noisy, unhealthy ECG signals while performing five-fold cross-validation. In addition, an average of 2.11% EER among 1,694 subjects is obtained

QRS Differentiation to Improve ECG Biometrics under Different Physical Scenarios Using Multilayer Perceptron

This article belongs to the Special Issue Electrocardiogram (ECG) Signal and Its Applications.Currently, machine learning techniques are successfully applied in biometrics and Electrocardiogram (ECG) biometrics specifically. However, not many works deal with different physiological states in the user, which can provide significant heart rate variations, being these a key matter when working with ECG biometrics. Techniques in machine learning simplify the feature extraction process, where sometimes it can be reduced to a fixed segmentation. The applied database includes visits taken in two different days and three different conditions (sitting down, standing up after exercise), which is not common in current public databases. These characteristics allow studying differences among users under different scenarios, which may affect the pattern in the acquired data. Multilayer Perceptron (MLP) is used as a classifier to form a baseline, as it has a simple structure that has provided good results in the state-of-the-art. This work studies its behavior in ECG verification by using QRS complexes, finding its best hyperparameter configuration through tuning. The final performance is calculated considering different visits for enrolling and verification. Differentiation in the QRS complexes is also tested, as it is already required for detection, proving that applying a simple first differentiation gives a good result in comparison to state-of-the-art similar works. Moreover, it also improves the computational cost by avoiding complex transformations and using only one type of signal. When applying different numbers of complexes, the best results are obtained when 100 and 187 complexes in enrolment, obtaining Equal Error Rates (EER) that range between 2.79–4.95% and 2.69–4.71%, respectively

Development of an Electrocardiogram Based Biometric Identification System: A Case Study in the University

This paper focuses on the electrocardiogram (ECG) based biometric identification system in the university scenario as an alternative to the traditional methods being used nowadays. There are a lot of researches and studies about ECG based biometric system where some of them showed positive result. However, ECG based biometric system in the university scenario is under-researched. Therefore, this issue will be the main focus of our study. A total of five subjects were used for experimentation purposes. A bandpass filter is used to remove unwanted portion of the signal. Unique features are extracted from these filtered ECG signals. Later, Multilayer Perceptron and Naïve Bayes are used to classify the subjects using the discriminant features. Based on the experimentation results, classification accuracies of 90% and 80 % were achieved which suggest the capability of our proposed system to identify individuals. The result provides an alternative mechanism to detect a person besides using the traditional method

Biometric Recognition for Twins Inconsideration of Age Variability Using PPG Signals

Recent biometric modalities involve biomedical signals such as PPG to identify individuals. This study has been motivated by this new research area using PPG signal to identify twins incorporating age variability. The proposed system is suggested to be a substitute to the current traditional methods being used widely nowadays. A total of 21 subjects were used for experimentation purposes and lowpass filter is applied to remove unwanted noise from the signal. Distinctive features are extracted from the filtered PPG signals. Later, Bayes Network (BN), Naïve Bayes (NB), Radial Basis Function (RBF) and Multilayer Perceptron (MLP) were used to classify the subjects using the discriminant features. Based on the experimentation results, classification accuracies ranging from 90% to 100% were achieved by categorizing the data into six different sets which are overall dataset, Groups I, II, III, IV and V. The result provides an alternative mechanism to identify twins using PPG signals incorporating age variability besides using the traditional methods

Cardiovascular information for improving biometric recognition

Mención Internacional en el título de doctorThe improvements of the last two decades in data modeling and computing have lead to new biometric modalities. The Electrocardiogram (ECG) modality is part of them, and has been mainly researched by using public databases related to medical training. Despite of being useful for initial approaches, they are not representative of a real biometric environment. In addition, publishing and creating a new database is none trivial due to human resources and data protection laws. The main goal of this thesis is to successfully use ECG as a biometric signal while getting closer to the real case scenario. Every experiment considers low computational calculations and transformations to help in potential portability. The core experiments in this work come from a private database with different positions, time and heart rate scenarios. An initial segmentation evaluation is achieved with the help of fiducial point detection which determines the QRS selection as the input data for all the experiments. The approach of training a model per user (open-set) is tested with different machine learning algorithms, only getting an acceptable result with Gaussian Mixture Models (GMM). However, the concept of training all users in one model (closed-set) shows more potential with Linear Discriminant Analysis (LDA), whose results were improved in 40%. The results with LDA are also tested as a multi-modality technique, decreasing the Equal Error Rate (EER) of fingerprint verification in up to 70.64% with score fusion, and reaching 0% in Protection Attack Detection (PAD). The Multilayer Perceptron (MLP) algorithm enhances these results in verification while applying the first differentiation to the signal. The network optimization is achieved with EER as an observation metric, and improves the results of LDA in 22% for the worst case scenario, and decreases the EER to 0% in the best case. Complexity is added creating a Convolutional Neural Network (CNN) and Long-Short Term Memory (LSTM) based network, BioECG. The tuning process is achieved without extra feature transformation and is evaluated through accuracy, aiming for good identification. The inclusion of a second day of enrollment in improves results from MLP, reaching the overall lowest results of 0.009%–1.352% in EER. Throughout the use of good quality signals, position changes did not noticeably impact the verification. In addition, collecting data in a different day or in a different hour did not clearly affect the performance. Moreover, modifying the verification process based on attempts, improves the overall results, up to reach a 0% EER when applying BioECG. Finally, to get closer to a real scenario, a smartband prototype is used to collect new databases. A private database with limited scenarios but controlled data, and another local database with a wider range of scenarios and days, and with a more relaxed use of the device. Applying the concepts of first differentiation and MLP, these signals required the Stationary Wavelet Transform (SWT) and new fiducial point detection to improve their results. The first database gave subtle chances of being used in identification with up to 78.2% accuracy, but the latter was completely discarded for this purpose. These realistic experiments show the impact of a low fidelity sensor, even considering the same modifications in previous successful experiments with better quality data, reaching up to 13.530% EER. In the second database, results reach a range of 0.068%–31.669% EER. This type of sensor is affected by heart rate changes, but also by position variations, given its sensitivity to movement.Las mejoras en modelado de datos y computación de las últimas dos décadas, han llevado a la creación de nuevas modalidades biométricas. La modalidad de electrocardiograma (ECG) es una de ellas, la cual se ha investigado usando bases de datos públicas que fueron creadas para entrenamiento de profesional médico. Aunque estos datos han sido útiles para los estados iniciales de la modalidad, no son representativos de un entorno biométrico real. Además, publicar y crear bases de datos nuevas son problemas no triviales debido a los recursos humanos y las leyes de protección de datos. El principal objetivo de esta tesis es usar exitosamente datos de ECG como señales biométricas a la vez que nos acercamos a un escenario realista. Cada experimento considera cálculos y transformadas de bajo coste computacional para ayudar en su potencial uso en aparatos móviles. Los principales experimentos de este trabajo se producen con una base de datos privada con diferentes escenarios en términos de postura, tiempo y frecuencia cardíaca. Con ella se evalúan las diferentes seleccións del complejo QRS mediante detección de puntos fiduciales, lo cual servirá como datos de entrada para el resto de experimentos. El enfoque de entrenar un modelo por usuario (open-set) se prueba con diferentes algoritmos de aprendizaje máquina (machine learning), obteniendo resultados aceptables únicamente mediante el uso de modelos de mezcla de Gaussianas (Gaussian Mixture Models, GMM). Sin embargo, el concepto de entrenar un modelo con todos los usuarios (closed-set) demuestra mayor potencial con Linear Discriminant Analysis (Análisis de Discriminante Lineal, LDA), cuyos resultados mejoran en un 40%. Los resultados de LDA también se utilizan como técnica multi-modal, disminuyendo la Equal Error Rate (Tasa de Igual Error, EER) de la verificación mediante huella en hasta un 70.64% con fusión de puntuación, y llegando a un sistema con un 0% de EER en Detección de Ataques de Presentación (Presentation Attack Detection, PAD). El algoritmo de Perceptrón Multicapa (Multilayer Perceptron, MLP) mejora los resultados previos en verificación aplicando la primera derivada a la señal. La optimización de la red se consigue en base a su EER, mejora la de LDA en hasta un 22% en el peor caso, y la lleva hasta un 0% en el mejor caso. Se añade complejidad creando una red neural convolucional (Convolutional Neural Network, CNN) con una red de memoria a largo-corto plazo (Long-Short Term Memory, LSTM), llamada BioECG. El proceso de ajuste de hiperparámetros se lleva acabo sin transformaciones y se evalúa observando la accuracy (precisión), para mejorar la identificación. Sin embargo, incluir un segundo día de registro (enrollment) con BioECG, estos resultados mejoran hasta un 74% para el peor caso, llegando a los resultados más bajos hasta el momento con 0.009%–1.352% en la EER. Durante el uso de señales de buena calidad, los cambios de postura no afectaron notablemente a la verificación. Además, adquirir los datos en días u horas diferentes tampoco afectó claramente a los resultados. Asimismo, modificar el proceso de verificación en base a intentos también produce mejoría en todos los resultados, hasta el punto de llegar a un 0% de EER cuando se aplica BioECG. Finalmente, para acercarnos al caso más realista, se usa un prototipo de pulsera para capturar nuevas bases de datos. Una base de datos privada con escenarios limitados pero datos más controlados, y otra base de datos local con más espectro de escenarios y días y un uso del dispositivo más relajado. Para estos datos se aplican los conceptos de primera diferenciación en MLP, cuyas señales requieren la Transformada de Wavelet Estacionaria (Stationary Wavelet Transform, SWT) y un detector de puntos fiduciales para mejorar los resultados. La primera base de datos da opciones a ser usada para identificación con un máximo de precisión del 78.2%, pero la segunda se descartó completamente para este propósito. Estos experimentos más realistas demuestran el impact de tener un sensor de baja fidelidad, incluso considerando las mismas modificaciones que previamente tuvieron buenos resultados en datos mejores, llegando a un 13.530% de EER. En la segunda base de datos, los resultados llegan a un rango de 0.068%–31.669% en EER. Este tipo de sensor se ve afectado por las variaciones de frecuencia cardíaca, pero también por el cambio de posición, dado que es más sensible al movimiento.Programa de Doctorado en Ingeniería Eléctrica, Electrónica y Automática por la Universidad Carlos III de MadridPresidente: Cristina Conde Vilda.- Secretario: Mariano López García.- Vocal: Young-Bin Know

ECG biometric recognition : permanence analysis of QRS signals for 24 hours continuous authentication

Recent studies regard the use of ECG signals for biometric recognition exploiting the possibility of these signals to be frequently recorded for long time periods without any explicit actions performed by the users during the acquisitions. This aspect makes ECG signals particularly suitable for continuous authentication applications. In this context, researches have proved that the QRS complex is the most stable component of the ECG signal. In this paper, we perform a preliminary study on the persistency of QRS signals for continuous authentication systems. A recognition method based on multiple leads is proposed, and used to evaluate the persistency of the QRS complex in 24 hours Holter signals. This time interval can be considered as adequate for many possible applications in continuous authentication scenarios. The analysis is performed on a significantly large public Holter dataset and aims to search accurate matching and enrollment strategies for continuous authentication systems. At the best our knowledge, the results presented in this paper are based on the biggest set of ECG signals used to design continuous authentication applications in the literature. Results suggest that the QRS complex is stable only for a relatively small time period, and the performance of the proposed recognition method starts decreasing after two hours

Pattern mining approaches used in sensor-based biometric recognition: a review

Sensing technologies place significant interest in the use of biometrics for the recognition and assessment of individuals. Pattern mining techniques have established a critical step in the progress of sensor-based biometric systems that are capable of perceiving, recognizing and computing sensor data, being a technology that searches for the high-level information about pattern recognition from low-level sensor readings in order to construct an artificial substitute for human recognition. The design of a successful sensor-based biometric recognition system needs to pay attention to the different issues involved in processing variable data being - acquisition of biometric data from a sensor, data pre-processing, feature extraction, recognition and/or classification, clustering and validation. A significant number of approaches from image processing, pattern identification and machine learning have been used to process sensor data. This paper aims to deliver a state-of-the-art summary and present strategies for utilizing the broadly utilized pattern mining methods in order to identify the challenges as well as future research directions of sensor-based biometric systems

Individual identification via electrocardiogram analysis

Background: During last decade the use of ECG recordings in biometric recognition studies has increased. ECG characteristics made it suitable for subject identification: it is unique, present in all living individuals, and hard to forge. However, in spite of the great number of approaches found in literature, no agreement exists on the most appropriate methodology. This study aimed at providing a survey of the techniques used so far in ECG-based human identification. Specifically, a pattern recognition perspective is here proposed providing a unifying framework to appreciate previous studies and, hopefully, guide future research. Methods: We searched for papers on the subject from the earliest available date using relevant electronic databases (Medline, IEEEXplore, Scopus, and Web of Knowledge). The following terms were used in different combinations: electrocardiogram, ECG, human identification, biometric, authentication and individual variability. The electronic sources were last searched on 1st March 2015. In our selection we included published research on peer-reviewed journals, books chapters and conferences proceedings. The search was performed for English language documents. Results: 100 pertinent papers were found. Number of subjects involved in the journal studies ranges from 10 to 502, age from 16 to 86, male and female subjects are generally present. Number of analysed leads varies as well as the recording conditions. Identification performance differs widely as well as verification rate. Many studies refer to publicly available databases (Physionet ECG databases repository) while others rely on proprietary recordings making difficult them to compare. As a measure of overall accuracy we computed a weighted average of the identification rate and equal error rate in authentication scenarios. Identification rate resulted equal to 94.95 % while the equal error rate equal to 0.92 %. Conclusions: Biometric recognition is a mature field of research. Nevertheless, the use of physiological signals features, such as the ECG traits, needs further improvements. ECG features have the potential to be used in daily activities such as access control and patient handling as well as in wearable electronics applications. However, some barriers still limit its growth. Further analysis should be addressed on the use of single lead recordings and the study of features which are not dependent on the recording sites (e.g. fingers, hand palms). Moreover, it is expected that new techniques will be developed using fiducials and non-fiducial based features in order to catch the best of both approaches. ECG recognition in pathological subjects is also worth of additional investigations