Graph-based Facial Affect Analysis: A Review of Methods, Applications and Challenges

Facial affect analysis (FAA) using visual signals is important in human-computer interaction. Early methods focus on extracting appearance and geometry features associated with human affects, while ignoring the latent semantic information among individual facial changes, leading to limited performance and generalization. Recent work attempts to establish a graph-based representation to model these semantic relationships and develop frameworks to leverage them for various FAA tasks. In this paper, we provide a comprehensive review of graph-based FAA, including the evolution of algorithms and their applications. First, the FAA background knowledge is introduced, especially on the role of the graph. We then discuss approaches that are widely used for graph-based affective representation in literature and show a trend towards graph construction. For the relational reasoning in graph-based FAA, existing studies are categorized according to their usage of traditional methods or deep models, with a special emphasis on the latest graph neural networks. Performance comparisons of the state-of-the-art graph-based FAA methods are also summarized. Finally, we discuss the challenges and potential directions. As far as we know, this is the first survey of graph-based FAA methods. Our findings can serve as a reference for future research in this field.Comment: 20 pages, 12 figures, 5 table

Short and long range relation based spatio-temporal transformer for micro-expression recognition

The authors would like to thank the China Scholarship Council – University of St Andrews Scholarships (No.201908060250) funds L. Zhang for her PhD. This work is funded by the National Key Research and Development Project of China under Grant No. 2019YFB1312000, the National Natural Science Foundation of China under Grant No. 62076195, and the Fundamental Research Funds for the Central Universities under Grant No. AUGA5710011522.Being spontaneous, micro-expressions are useful in the inference of a person's true emotions even if an attempt is made to conceal them. Due to their short duration and low intensity, the recognition of micro-expressions is a difficult task in affective computing. The early work based on handcrafted spatio-temporal features which showed some promise, has recently been superseded by different deep learning approaches which now compete for the state of the art performance. Nevertheless, the problem of capturing both local and global spatio-temporal patterns remains challenging. To this end, herein we propose a novel spatio-temporal transformer architecture – to the best of our knowledge, the first purely transformer based approach (i.e. void of any convolutional network use) for micro-expression recognition. The architecture comprises a spatial encoder which learns spatial patterns, a temporal aggregator for temporal dimension analysis, and a classification head. A comprehensive evaluation on three widely used spontaneous micro-expression data sets, namely SMIC-HS, CASME II and SAMM, shows that the proposed approach consistently outperforms the state of the art, and is the first framework in the published literature on micro-expression recognition to achieve the unweighted F1-score greater than 0.9 on any of the aforementioned data sets.PostprintPostprintPeer reviewe

Efficient Neural Architecture Search for Emotion Recognition

Automated human emotion recognition from facial expressions is a well-studied problem and still remains a very challenging task. Some efficient or accurate deep learning models have been presented in the literature. However, it is quite difficult to design a model that is both efficient and accurate at the same time. Moreover, identifying the minute feature variations in facial regions for both macro and micro-expressions requires expertise in network design. In this paper, we proposed to search for a highly efficient and robust neural architecture for both macro and micro-level facial expression recognition. To the best of our knowledge, this is the first attempt to design a NAS-based solution for both macro and micro-expression recognition. We produce lightweight models with a gradient-based architecture search algorithm. To maintain consistency between macro and micro-expressions, we utilize dynamic imaging and convert microexpression sequences into a single frame, preserving the spatiotemporal features in the facial regions. The EmoNAS has evaluated over 13 datasets (7 macro expression datasets: CK+, DISFA, MUG, ISED, OULU-VIS CASIA, FER2013, RAF-DB, and 6 micro-expression datasets: CASME-I, CASME-II, CAS(ME)2, SAMM, SMIC, MEGC2019 challenge). The proposed models outperform the existing state-of-the-art methods and perform very well in terms of speed and space complexity

Automatic inference of latent emotion from spontaneous facial micro-expressions

Emotional states exert a profound influence on individuals' overall well-being, impacting them both physically and psychologically. Accurate recognition and comprehension of human emotions represent a crucial area of scientific exploration. Facial expressions, vocal cues, body language, and physiological responses provide valuable insights into an individual's emotional state, with facial expressions being universally recognised as dependable indicators of emotions. This thesis centres around three vital research aspects concerning the automated inference of latent emotions from spontaneous facial micro-expressions, seeking to enhance and refine our understanding of this complex domain. Firstly, the research aims to detect and analyse activated Action Units (AUs) during the occurrence of micro-expressions. AUs correspond to facial muscle movements. Although previous studies have established links between AUs and conventional facial expressions, no such connections have been explored for micro-expressions. Therefore, this thesis develops computer vision techniques to automatically detect activated AUs in micro-expressions, bridging a gap in existing studies. Secondly, the study explores the evolution of micro-expression recognition techniques, ranging from early handcrafted feature-based approaches to modern deep-learning methods. These approaches have significantly contributed to the field of automatic emotion recognition. However, existing methods primarily focus on capturing local spatial relationships, neglecting global relationships between different facial regions. To address this limitation, a novel third-generation architecture is proposed. This architecture can concurrently capture both short and long-range spatiotemporal relationships in micro-expression data, aiming to enhance the accuracy of automatic emotion recognition and improve our understanding of micro-expressions. Lastly, the thesis investigates the integration of multimodal signals to enhance emotion recognition accuracy. Depth information complements conventional RGB data by providing enhanced spatial features for analysis, while the integration of physiological signals with facial micro-expressions improves emotion discrimination. By incorporating multimodal data, the objective is to enhance machines' understanding of latent emotions and improve latent emotion recognition accuracy in spontaneous micro-expression analysis

A review of automated micro-expression analysis

Micro-expression is a type of facial expression that is manifested for a very short duration. It is difficult to recognize the expression manually because it involves very subtle facial movements. Such expressions often occur unconsciously, and therefore are defined as a basis to help identify the real human emotions. Hence, an automated approach to micro-expression recognition has become a popular research topic of interest recently. Historically, the early researches on automated micro-expression have utilized traditional machine learning methods, while the more recent development has focused on the deep learning approach. Compared to traditional machine learning, which relies on manual feature processing and requires the use of formulated rules, deep learning networks produce more accurate micro-expression recognition performances through an end-to-end methodology, whereby the features of interest were extracted optimally through the training process, utilizing a large set of data. This paper reviews the developments and trends in micro-expression recognition from the earlier studies (hand-crafted approach) to the present studies (deep learning approach). Some of the important topics that will be covered include the detection of micro-expression from short videos, apex frame spotting, micro-expression recognition as well as performance discussion on the reviewed methods. Furthermore, major limitations that hamper the development of automated micro-expression recognition systems are also analyzed, followed by recommendations of possible future research directions

Accountable, Explainable Artificial Intelligence Incorporation Framework for a Real-Time Affective State Assessment Module

The rapid growth of artificial intelligence (AI) and machine learning (ML) solutions has seen it adopted across various industries. However, the concern of ‘black-box’ approaches has led to an increase in the demand for high accuracy, transparency, accountability, and explainability in AI/ML approaches. This work contributes through an accountable, explainable AI (AXAI) framework for delineating and assessing AI systems. This framework has been incorporated into the development of a real-time, multimodal affective state assessment system