PAPR and BER Analysis in FBMC/OQAM System with Pulse Shaping Filters and Various PAPR Minimization Methods

Filter Bank Multicarrier with Offset Quadrature Amplitude Modulation(FBMC/OQAM) system design based on frequency sampling prototype filter takes into account the low frequency utilization of Orthogonal Frequency Division Multiplexing(OFDM)  caused by adding Cyclic Prefix(CP). The CP decreases spectral efficiency and increases Peak to Average Power Ratio(PAPR). FBMC is an OFDM enhancement. In this paper to reduce the PAPR, we explained companding methods. We have proposed an FBMC that makes use of prototype pulse shaping filters which can be adjusted to meet system requirements in order to defeat these limitations. Due to its significant effect on the performance of FBMC-OQAM, choosing the right filter is crucial. Different prototype filters are used to investigate the performance of the FBMC-OQAM in this paper. Using the validated system, it was found that frequency utilization is more and good out-band suppression as well as an excellent application value in 5G technology. By using ?-law companding method, FBMC/OQAM provides better performance. It produces low PAPR, low out of band(OoB), high BER performance, less computational complexity and high spectral efficiency as compared to other methods

Doctor of Philosophy

dissertationThe demand for high speed communication has been increasing in the past two decades. Multicarrier communication technology has been suggested to address this demand. Orthogonal frequency-division multiplexing (OFDM) is the most widely used multicarrier technique. However, OFDM has a number of disadvantages in time-varying channels, multiple access, and cognitive radios. On the other hand, filterbank multicarrier (FBMC) communication has been suggested as an alternative to OFDM that can overcome the disadvantages of OFDM. In this dissertation, we investigate the application of filtered multitone (FMT), a subset of FBMC modulation methods, to slow fading and fast fading channels. We investigate the FMT transmitter and receiver in continuous and discrete time domains. An efficient implementation of FMT systems is derived and the conditions for perfect reconstruction in an FBMC communication system are presented. We derive equations for FMT in slow fading channels that allow evaluation of FMT when applied to mobile wireless communication systems. We consider using fractionally spaced per tone channel equalizers with different number of taps. The numerical results are presented to investigate the performance of these equalizers. The numerical results show that single-tap equalizers suffice for typical wireless channels. The equalizer design study is advanced by introducing adaptive equalizers which use channel estimation. We derive equations for a minimum mean square error (MMSE) channel estimator and improve the channel estimation by considering the finite duration of channel impulse response. The results of optimum equalizers (when channel is known perfectly) are compared with those of the adaptive equalizers, and it is found that a loss of 1 dB or less incurs. We also introduce a new form of FMT which is specially designed to handle doubly dispersive channels. This method is called FMT-dd (FMT for doubly dispersive channels). The proposed FMT-dd is applied to two common methods of data symbol orientation in the time-frequency space grid; namely, rectangular and hexagonal lattices. The performance of these methods along with OFDM and the conventional FMT are compared and a significant improvement in performance is observed. The FMT-dd design is applied to real-world underwater acoustic (UWA) communication channels. The experimental results from an at-sea experiment (ACOMM10) show that this new design provides a significant gain over OFDM. The feasibility of implementing a MIMO system for multicarrier UWA communication channels is studied through computer simulations. Our study emphasizes the bandwidth efficiency of multicarrier MIMO communications .We show that the value of MIMO to UWA communication is very limited

Channel estimation techniques for next generation mobile communication systems

Mención Internacional en el título de doctorWe are witnessing a revolution in wireless technology, where the society is demanding new services, such as smart cities, autonomous vehicles, augmented reality, etc. These challenging services not only are demanding an enormous increase of data rates in the range of 1000 times higher, but also they are real-time applications with an important delay constraint. Furthermore, an unprecedented number of different machine-type devices will be also connected to the network, known as Internet of Things (IoT), where they will be transmitting real-time measurements from different sensors. In this context, the Third Generation Partnership Project (3GPP) has already developed the new Fifth Generation (5G) of mobile communication systems, which should be capable of satisfying all the requirements. Hence, 5G will provide three key aspects, such as: enhanced mobile broad-band (eMBB) services, massive machine type communications (mMTC) and ultra reliable low latency communications (URLLC). In order to accomplish all the mentioned requirements, it is important to develop new key radio technologies capable of exploiting the wireless environment with a higher efficiency. Orthogonal frequency division multiplexing (OFDM) is the most widely used waveform by the industry, however, it also exhibits high side lobes reducing considerably the spectral efficiency. Therefore, filter-bank multi-carrier combined with offset quadrature amplitude modulation (FBMC-OQAM) is a waveform candidate to replace OFDM due to the fact that it provides extremely low out-ofband emissions (OBE). The traditional spectrum frequencies range is close to saturation, thus, there is a need to exploit higher bands, such as millimeter waves (mm-Wave), making possible the deployment of ultra broad-band services. However, the high path loss in these bands increases the blockage probability of the radio-link, forcing us to use massive multiple-input multiple-output (MIMO) systems in order to increase either the diversity or capacity of the overall link. All these emergent radio technologies can make 5G a reality. However, all their benefits can be only exploited under the knowledge and availability of the channel state information (CSI) in order to compensate the effects produced by the channel. The channel estimation process is a well known procedure in the area of signal processing for communications, where it is a challenging task due to the fact that we have to obtain a good estimator, maintaining at the same time the efficiency and reduced complexity of the system and obtaining the results as fast as possible. In FBMC-OQAM, there are several proposed channel estimation techniques, however, all of them required a high number of operations in order to deal with the self-interference produced by the prototype filter, hence, increasing the complexity. The existing channel estimation and equalization techniques for massive MIMO are in general too complex due to the large number of antennas, where we must estimate the channel response of each antenna of the array and perform some prohibitive matrix inversions to obtain the equalizers. Besides, for the particular case of mm-Wave, the existing techniques either do not adapt well to the dynamic ranges of signal-to-noise ratio (SNR) scenarios or they assume some approximations which reduce the quality of the estimator. In this thesis, we focus on the channel estimation for different emerging techniques that are capable of obtaining a better performance with a lower number of operations, suitable for low complexity devices and for URLLC. Firstly, we proposed new pilot sequences for FBMC-OQAM enabling the use of a simple averaging process in order to obtain the CSI. We show that our technique outperforms the existing ones in terms of complexity and performance. Secondly, we propose an alternative low-complexity way of computing the precoding/postcoding equalizer under the scenario of massive MIMO, keeping the quality of the estimator. Finally, we propose a new channel estimation technique for massive MIMO for mm-Wave, capable of adapting to very variable scenarios in terms of SNR and outperforming the existing techniques. We provide some analysis of the mean squared error (MSE) and complexity of each proposed technique. Furthermore, some numerical results are given in order to provide a better understanding of the problem and solutions.Programa de Doctorado en Multimedia y Comunicaciones por la Universidad Carlos III de Madrid y la Universidad Rey Juan CarlosPresidente: Antonia María Tulino.- Secretario: Máximo Morales Céspedes.- Vocal: Octavia A. Dobr

Integration of hybrid networks, AI, Ultra Massive-MIMO, THz frequency, and FBMC modulation toward 6g requirements : A Review

The fifth-generation (5G) wireless communications have been deployed in many countries with the following features: wireless networks at 20 Gbps as peak data rate, a latency of 1-ms, reliability of 99.999%, maximum mobility of 500 km/h, a bandwidth of 1-GHz, and a capacity of 106 up to Mbps/m2. Nonetheless, the rapid growth of applications, such as extended/virtual reality (XR/VR), online gaming, telemedicine, cloud computing, smart cities, the Internet of Everything (IoE), and others, demand lower latency, higher data rates, ubiquitous coverage, and better reliability. These higher requirements are the main problems that have challenged 5G while concurrently encouraging researchers and practitioners to introduce viable solutions. In this review paper, the sixth-generation (6G) technology could solve the 5G limitations, achieve higher requirements, and support future applications. The integration of multiple access techniques, terahertz (THz), visible light communications (VLC), ultra-massive multiple-input multiple-output ( μm -MIMO), hybrid networks, cell-free massive MIMO, and artificial intelligence (AI)/machine learning (ML) have been proposed for 6G. The main contributions of this paper are a comprehensive review of the 6G vision, KPIs (key performance indicators), and advanced potential technologies proposed with operation principles. Besides, this paper reviewed multiple access and modulation techniques, concentrating on Filter-Bank Multicarrier (FBMC) as a potential technology for 6G. This paper ends by discussing potential applications with challenges and lessons identified from prior studies to pave the path for future research

High mobility in OFDM based wireless communication systems

Orthogonal Frequency Division Multiplexing (OFDM) has been adopted as the transmission scheme in most of the wireless systems we use on a daily basis. It brings with it several inherent advantages that make it an ideal waveform candidate in the physical layer. However, OFDM based wireless systems are severely affected in High Mobility scenarios. In this thesis, we investigate the effects of mobility on OFDM based wireless systems and develop novel techniques to estimate the channel and compensate its effects at the receiver. Compressed Sensing (CS) based channel estimation techniques like the Rake Matching Pursuit (RMP) and the Gradient Rake Matching Pursuit (GRMP) are developed to estimate the channel in a precise, robust and computationally efficient manner. In addition to this, a Cognitive Framework that can detect the mobility in the channel and configure an optimal estimation scheme is also developed and tested. The Cognitive Framework ensures a computationally optimal channel estimation scheme in all channel conditions. We also demonstrate that the proposed schemes can be adapted to other wireless standards easily. Accordingly, evaluation is done for three current broadcast, broadband and cellular standards. The results show the clear benefit of the proposed schemes in enabling high mobility in OFDM based wireless communication systems.Orthogonal Frequency Division Multiplexing (OFDM) wurde als Übertragungsschema in die meisten drahtlosen Systemen, die wir täglich verwenden, übernommen. Es bringt mehrere inhärente Vorteile mit sich, die es zu einem idealen Waveform-Kandidaten in der Bitübertragungsschicht (Physical Layer) machen. Allerdings sind OFDM-basierte drahtlose Systeme in Szenarien mit hoher Mobilität stark beeinträchtigt. In dieser Arbeit untersuchen wir die Auswirkungen der Mobilität auf OFDM-basierte drahtlose Systeme und entwickeln neuartige Techniken, um das Verhalten des Kanals abzuschätzen und seine Auswirkungen am Empfänger zu kompensieren. Auf Compressed Sensing (CS) basierende Kanalschätzverfahren wie das Rake Matching Pursuit (RMP) und das Gradient Rake Matching Pursuit (GRMP) werden entwickelt, um den Kanal präzise, robust und rechnerisch effizient abzuschätzen. Darüber hinaus wird ein Cognitive Framework entwickelt und getestet, das die Mobilität im Kanal erkennt und ein optimales Schätzungsschema konfiguriert. Das Cognitive Framework gewährleistet ein rechnerisch optimales Kanalschätzungsschema für alle möglichen Kanalbedingungen. Wir zeigen außerdem, dass die vorgeschlagenen Schemata auch leicht an andere Funkstandards angepasst werden können. Dementsprechend wird eine Evaluierung für drei aktuelle Rundfunk-, Breitband- und Mobilfunkstandards durchgeführt. Die Ergebnisse zeigen den klaren Vorteil der vorgeschlagenen Schemata bei der Ermöglichung hoher Mobilität in OFDM-basierten drahtlosen Kommunikationssystemen

Deep learning-based space-time coding wireless MIMO receiver optimization.

Doctoral Degree. University of KwaZulu-Natal, Durban.With the high demand for high data throughput and reliable wireless links to cater for real-time or low latency mobile application services, the wireless research community has developed wireless multiple-input multiple-output (MIMO) architectures that cater to these stringent quality of service (QoS) requirements. For the case of wireless link reliability, spatial diversity in wireless MIMO architectures is used to increase the link reliability. Besides increasing link reliability using spatial diversity, space-time block coding schemes may be used to further increase the wireless link reliability by adding time diversity to the wireless link. Our research is centered around the optimization of resources used in decoding space-time block coded wireless signals. There are two categories of space-time block coding schemes namely the orthogonal and non-orthogonal space-time block codes (STBC). In our research, we concentrate on two non-orthogonal STBC schemes namely the uncoded space-time labeling diversity (USTLD) and the Golden code. These two non-orthogonal STBC schemes exhibit some advantages over the orthogonal STBC called Alamouti despite their non-linear optimal detection. Orthogonal STBC schemes have the advantage of simple linear optimal detection relative to the more complex non-linear optimal detection of non-orthogonal STBC schemes. Since our research concentrates on wireless MIMO STBC transmission, for detection to occur optimally at the receiver side of a space-time block coded wireless MIMO link, we need to optimally perform channel estimation and decoding. USTLD has a coding gain advantage over the Alamouti STBC scheme. This implies that the USTLD can deliver higher wireless link reliability relative to the Alamouti STBC for the same spectral efficiency. Despite this advantage of the USTLD, to the best of our knowledge, the literature has concentrated on USTLD wireless transmission under the assumption that the wireless receiver has full knowledge of the wireless channel without estimation errors. We thus perform research of the USTLD wireless MIMO transmission with imperfect channel estimation. The traditional least-squares (LS) and minimum mean squared error (MMSE) used in literature, for imperfect pilot-assisted channel estimation, require the full knowledge of the transmitted pilot symbols and/or wireless channel second order statistics which may not always be fully known. We, therefore, propose blind channel estimation facilitated by a deep learning model that makes it unnecessary to have prior knowledge of the wireless channel second order statistics, transmitted pilot symbols and/or average noise power. We also derive an optimal number of pilot symbols that maybe used for USTLD wireless MIMO channel estimation without compromising the wireless link reliability. It is shown from the Monte Carlo simulations that the error rate performance of the USTLD transmission is not compromised despite using only 20% of the required number of Zadoff-Chu sequence pilot symbols used by the traditional LS and MMSE channel estimators for both 16-QAM and 16-PSK baseband modulation. The Golden code is a STBC scheme with spatial multiplexing gain over the Alamouti scheme. This implies that the Golden code can deliver higher spectral efficiencies for the same link reliability with the Alamouti scheme. The Alamouti scheme has been implemented in the modern wireless standards because it adds time diversity, with low decoding complexity, to wireless MIMO links. The Golden code adds time diversity and improves wireless MIMO spectral efficiency but at the cost of much higher decoding complexity relative to the Alamouti scheme. Because of the high decoding complexity, the Golden code is not widely adopted in the modern wireless standards. We, therefore, propose analytical and deep learning-based sphere-decoding algorithms to lower the number of detection floating-point operations (FLOPS) and decoding latency of the Golden code under low- and high-density M-ary quadrature amplitude modulation (M-QAM) baseband transmissions whilst maintaining the near-optimal error rate performance. The proposed sphere-decoding algorithms achieve at most 99% reduction in Golden code detection FLOPS, at low SNR, relative to the sphere-decoder with sorted detection subsets (SD-SDS) whilst maintaining the error rate performance. For the case of high-density M-QAM Golden code transmission, the proposed analytical and deep learning sphere-decoders reduce decoding latency by at most 70%, relative to the SD-SDS decoder, without diminishing the error rate performance