Recent Advances in Wireless Communications and Networks

This book focuses on the current hottest issues from the lowest layers to the upper layers of wireless communication networks and provides "real-time" research progress on these issues. The authors have made every effort to systematically organize the information on these topics to make it easily accessible to readers of any level. This book also maintains the balance between current research results and their theoretical support. In this book, a variety of novel techniques in wireless communications and networks are investigated. The authors attempt to present these topics in detail. Insightful and reader-friendly descriptions are presented to nourish readers of any level, from practicing and knowledgeable communication engineers to beginning or professional researchers. All interested readers can easily find noteworthy materials in much greater detail than in previous publications and in the references cited in these chapters

Cellular and Wi-Fi technologies evolution: from complementarity to competition

This PhD thesis has the characteristic to span over a long time because while working on it, I was working as a research engineer at CTTC with highly demanding development duties. This has delayed the deposit more than I would have liked. On the other hand, this has given me the privilege of witnessing and studying how wireless technologies have been evolving over a decade from 4G to 5G and beyond. When I started my PhD thesis, IEEE and 3GPP were defining the two main wireless technologies at the time, Wi-Fi and LTE, for covering two substantially complementary market targets. Wi-Fi was designed to operate mostly indoor, in unlicensed spectrum, and was aimed to be a simple and cheap technology. Its primary technology for coexistence was based on the assumption that the spectrum on which it was operating was for free, and so it was designed with interference avoidance through the famous CSMA/CA protocol. On the other hand, 3GPP was designing technologies for licensed spectrum, a costly kind of spectrum. As a result, LTE was designed to take the best advantage of it while providing the best QoE in mainly outdoor scenarios. The PhD thesis starts in this context and evolves with these two technologies. In the first chapters, the thesis studies radio resource management solutions for standalone operation of Wi-Fi in unlicensed and LTE in licensed spectrum. We anticipated the now fundamental machine learning trend by working on machine learning-based radio resource management solutions to improve LTE and Wi-Fi operation in their respective spectrum. We pay particular attention to small cell deployments aimed at improving the spectrum efficiency in licensed spectrum, reproducing small range scenarios typical of Wi-Fi settings. IEEE and 3GPP followed evolving the technologies over the years: Wi-Fi has grown into a much more complex and sophisticated technology, incorporating the key features of cellular technologies, like HARQ, OFDMA, MU-MIMO, MAC scheduling and spatial reuse. On the other hand, since Release 13, cellular networks have also been designed for unlicensed spectrum. As a result, the two last chapters of this thesis focus on coexistence scenarios, in which LTE needs to be designed to coexist with Wi-Fi fairly, and NR, the radio access for 5G, with Wi-Fi in 5 GHz and WiGig in 60 GHz. Unlike LTE, which was adapted to operate in unlicensed spectrum, NR-U is natively designed with this feature, including its capability to operate in unlicensed in a complete standalone fashion, a fundamental new milestone for cellular. In this context, our focus of analysis changes. We consider that these two technological families are no longer targeting complementarity but are now competing, and we claim that this will be the trend for the years to come. To enable the research in these multi-RAT scenarios, another fundamental result of this PhD thesis, besides the scientific contributions, is the release of high fidelity models for LTE and NR and their coexistence with Wi-Fi and WiGig to the ns-3 open-source community. ns-3 is a popular open-source network simulator, with the characteristic to be multi-RAT and so naturally allows the evaluation of coexistence scenarios between different technologies. These models, for which I led the development, are by academic citations, the most used open-source simulation models for LTE and NR and havereceived fundings from industry (Ubiquisys, WFA, SpiderCloud, Interdigital, Facebook) and federal agencies (NIST, LLNL) over the years.Aquesta tesi doctoral té la característica d’allargar-se durant un llarg període de temps ja que mentre treballava en ella, treballava com a enginyera investigadora a CTTC amb tasques de desenvolupament molt exigents. Això ha endarrerit el dipositar-la més del que m’hagués agradat. D’altra banda, això m’ha donat el privilegi de ser testimoni i estudiar com han evolucionat les tecnologies sense fils durant més d’una dècada des del 4G fins al 5G i més enllà. Quan vaig començar la tesi doctoral, IEEE i 3GPP estaven definint les dues tecnologies sense fils principals en aquell moment, Wi-Fi i LTE, que cobreixen dos objectius de mercat substancialment complementaris. Wi-Fi va ser dissenyat per funcionar principalment en interiors, en espectre sense llicència, i pretenia ser una tecnologia senzilla i barata. La seva tecnologia primària per a la convivència es basava en el supòsit que l’espectre en el que estava operant era de franc, i, per tant, es va dissenyar simplement evitant interferències a través del famós protocol CSMA/CA. D’altra banda, 3GPP estava dissenyant tecnologies per a espectres amb llicència, un tipus d’espectre costós. Com a resultat, LTE està dissenyat per treure’n el màxim profit alhora que proporciona el millor QoE en escenaris principalment a l’aire lliure. La tesi doctoral comença amb aquest context i evoluciona amb aquestes dues tecnologies. En els primers capítols, estudiem solucions de gestió de recursos de radio per a operacions en espectre de Wi-Fi sense llicència i LTE amb llicència. Hem anticipat l’actual tendència fonamental d’aprenentatge automàtic treballant solucions de gestió de recursos de radio basades en l’aprenentatge automàtic per millorar l’LTE i Wi-Fi en el seu espectre respectiu. Prestem especial atenció als desplegaments de cèl·lules petites destinades a millorar la eficiència d’espectre llicenciat, reproduint escenaris de petit abast típics de la configuració Wi-Fi. IEEE i 3GPP van seguir evolucionant les tecnologies al llarg dels anys: El Wi-Fi s’ha convertit en una tecnologia molt més complexa i sofisticada, incorporant les característiques clau de les tecnologies cel·lulars, com ara HARQ i la reutilització espacial. D’altra banda, des de la versió 13, també s’han dissenyat xarxes cel·lulars per a espectre sense llicència. Com a resultat, els dos darrers capítols d’aquesta tesi es centren en aquests escenaris de convivència, on s’ha de dissenyar LTE per conviure amb la Wi-Fi de manera justa, i NR, l’accés a la radio per a 5G amb Wi-Fi a 5 GHz i WiGig a 60 GHz. A diferència de LTE, que es va adaptar per funcionar en espectre sense llicència, NR-U està dissenyat de forma nativa amb aquesta característica, inclosa la seva capacitat per operar sense llicència de forma autònoma completa, una nova fita fonamental per al mòbil. En aquest context, el nostre focus d’anàlisi canvia. Considerem que aquestes dues famílies de tecnologia ja no estan orientades cap a la complementarietat, sinó que ara competeixen, i afirmem que aquesta serà el tendència per als propers anys. Per permetre la investigació en aquests escenaris multi-RAT, un altre resultat fonamental d’aquesta tesi doctoral, a més de les aportacions científiques, és l’alliberament de models d’alta fidelitat per a LTE i NR i la seva coexistència amb Wi-Fi a la comunitat de codi obert ns-3. ns-3 és un popular simulador de xarxa de codi obert, amb la característica de ser multi-RAT i, per tant, permet l’avaluació de manera natural d’escenaris de convivència entre diferents tecnologies. Aquests models, pels quals he liderat el desenvolupament, són per cites acadèmiques, els models de simulació de codi obert més utilitzats per a LTE i NR i que han rebut finançament de la indústria (Ubiquisys, WFA, SpiderCloud, Interdigital, Facebook) i agències federals (NIST, LLNL) al llarg dels anys.Esta tesis doctoral tiene la característica de extenderse durante mucho tiempo porque mientras trabajaba en ella, trabajaba como ingeniera de investigación en CTTC con tareas de desarrollo muy exigentes. Esto ha retrasado el depósito más de lo que me hubiera gustado. Por otro lado, gracias a ello, he tenido el privilegio de presenciar y estudiar como las tecnologías inalámbricas han evolucionado durante una década, de 4G a 5G y más allá. Cuando comencé mi tesis doctoral, IEEE y 3GPP estaban definiendo las dos principales tecnologías inalámbricas en ese momento, Wi-Fi y LTE, cumpliendo dos objetivos de mercado sustancialmente complementarios. Wi-Fi fue diseñado para funcionar principalmente en interiores, en un espectro sin licencia, y estaba destinado a ser una tecnología simple y barata. Su tecnología primaria para la convivencia se basaba en el supuesto en que el espectro en el que estaba operando era gratis, y así fue diseñado simplemente evitando interferencias a través del famoso protocolo CSMA/CA. Por otro lado, 3GPP estaba diseñando tecnologías para espectro con licencia, un tipo de espectro costoso. Como resultado, LTE está diseñado para aprovechar el espectro al máximo proporcionando al mismo tiempo el mejor QoE en escenarios principalmente al aire libre. La tesis doctoral parte de este contexto y evoluciona con estas dos tecnologías. En los primeros capítulos, estudiamos las soluciones de gestión de recursos de radio para operación en espectro Wi-Fi sin licencia y LTE con licencia. Anticipamos la tendencia ahora fundamental de aprendizaje automático trabajando en soluciones de gestión de recursos de radio para mejorar LTE y funcionamiento deWi-Fi en su respectivo espectro. Prestamos especial atención a las implementaciones de células pequeñas destinadas a mejorar la eficiencia de espectro licenciado, reproduciendo los típicos escenarios de rango pequeño de la configuración Wi-Fi. IEEE y 3GPP siguieron evolucionando las tecnologías a lo largo de los años: Wi-Fi se ha convertido en una tecnología mucho más compleja y sofisticada, incorporando las características clave de las tecnologías celulares, como HARQ, OFDMA, MU-MIMO, MAC scheduling y la reutilización espacial. Por otro lado, desde la Release 13, también se han diseñado redes celulares para espectro sin licencia. Como resultado, los dos últimos capítulos de esta tesis se centran en estos escenarios de convivencia, donde LTE debe diseñarse para coexistir con Wi-Fi de manera justa, y NR, el acceso por radio para 5G con Wi-Fi en 5 GHz y WiGig en 60 GHz. A diferencia de LTE, que se adaptó para operar en espectro sin licencia, NR-U está diseñado de forma nativa con esta función, incluyendo su capacidad para operar sin licencia de forma completamente independiente, un nuevo hito fundamental para los celulares. En este contexto, cambia nuestro enfoque de análisis. Consideramos que estas dos familias tecnológicas ya no tienen como objetivo la complementariedad, sino que ahora están compitiendo, y afirmamos que esta será la tendencia para los próximos años. Para permitir la investigación en estos escenarios de múltiples RAT, otro resultado fundamental de esta tesis doctoral, además de los aportes científicos, es el lanzamiento de modelos de alta fidelidad para LTE y NR y su coexistencia con Wi-Fi y WiGig a la comunidad de código abierto de ns-3. ns-3 es un simulador popular de red de código abierto, con la característica de ser multi-RAT y así, naturalmente, permite la evaluación de escenarios de convivencia entre diferentes tecnologías. Estos modelos, para los cuales lideré el desarrollo, son por citas académicas, los modelos de simulación de código abierto más utilizados para LTE y NR y han recibido fondos de la industria (Ubiquisys, WFA, SpiderCloud, Interdigital, Facebook) y agencias federales (NIST, LLNL) a lo largo de los años.Postprint (published version

Cross-layer design of multi-hop wireless networks

MULTI -hop wireless networks are usually defined as a collection of nodes equipped with radio transmitters, which not only have the capability to communicate each other in a multi-hop fashion, but also to route each others’ data packets. The distributed nature of such networks makes them suitable for a variety of applications where there are no assumed reliable central entities, or controllers, and may significantly improve the scalability issues of conventional single-hop wireless networks. This Ph.D. dissertation mainly investigates two aspects of the research issues related to the efficient multi-hop wireless networks design, namely: (a) network protocols and (b) network management, both in cross-layer design paradigms to ensure the notion of service quality, such as quality of service (QoS) in wireless mesh networks (WMNs) for backhaul applications and quality of information (QoI) in wireless sensor networks (WSNs) for sensing tasks. Throughout the presentation of this Ph.D. dissertation, different network settings are used as illustrative examples, however the proposed algorithms, methodologies, protocols, and models are not restricted in the considered networks, but rather have wide applicability. First, this dissertation proposes a cross-layer design framework integrating a distributed proportional-fair scheduler and a QoS routing algorithm, while using WMNs as an illustrative example. The proposed approach has significant performance gain compared with other network protocols. Second, this dissertation proposes a generic admission control methodology for any packet network, wired and wireless, by modeling the network as a black box, and using a generic mathematical 0. Abstract 3 function and Taylor expansion to capture the admission impact. Third, this dissertation further enhances the previous designs by proposing a negotiation process, to bridge the applications’ service quality demands and the resource management, while using WSNs as an illustrative example. This approach allows the negotiation among different service classes and WSN resource allocations to reach the optimal operational status. Finally, the guarantees of the service quality are extended to the environment of multiple, disconnected, mobile subnetworks, where the question of how to maintain communications using dynamically controlled, unmanned data ferries is investigated

Support of resource-aware vertical handovers in WLAN hotspots

Endgeräte wie Smartphones oder Tablets bieten häufig eine Vielfalt drahtloser Zugänge zum Internet an. Üblicherweise schließt dies die 802.11 WLANs und auch Technologien drahtloser Weitverkehrsnetze (WWANs) aus dem Bereich LTE oder WiMAX ein. Aufgrund dieser Optionen haben sich die Endanwender daran gewöhnt, überall und zu jeder Zeit auf ihre Internetdienste zuzugreifen. Damit hat auch der Datenverkehr pro Anwender zugenommen, was eine Herausforderung insbesondere für die Betreiber von WWANs ist. Soweit verfügbar, favorisieren Endanwender heutzutage eher einen drahtlosen Zugang zum Internet über WLANs als über WWANs. Des Weiteren haben die 3GPP-Standardisierungsgremien Ansätze erarbeitet, die zusätzlich Verkehr aus WWANs in Netze mit geringerer Abdeckung wie WLAN- oder Femto-Zellen abgeben. Solche Ansätze werden auch als "Traffic Offloading" bezeichnet und haben das Ziel, die WWANs zu entlasten. Dabei werden jedoch eher einfache Strategien verfolgt, die auf der Nutzung zusätzlicher Kapazitäten heterogener Netze beruhen und dann angewendet werden, wenn ein alternatives Zugangsnetz für ein Endgerät verfügbar ist. Im Rahmen dieser Arbeit zeigen wir Gewinne auf, die entstehen, wenn man die Auswahl der Endgeräte für ein WLAN-Netz stattdessen auf Basis der von ihnen belegten Ressourcen durchführt. In diesem Kontext schlagen wir vor, Geräte mit stark negativem Einfluss auf die WLAN-Kapazität wieder zurück in das WWAN zu reichen, was wir als "Onloading" bezeichnen. Ein solches "Onloading" zieht Herausforderungen in unterschiedlichen Richtungen mit sich. Die fortschreitende Miniaturisierung hat in den letzten Jahren zu dem Trend geführt, die Anzahl der Netzwerkkarten (NICs) in Endgeräten zu reduzieren. Wir bezeichnen eine NIC als multimodal, wenn sie mehrere Funktechnologien unterstützt, aber zu einem bestimmten Zeitpunkt immer nur eine davon genutzt werden kann. Deswegen stellt für eine multimodale NIC das "Onloading" während einer laufenden Verbindung eine Herausforderung dar. Wir schlagen einen Ansatz vor, der vorbereitende Mechanismen für ein "Onloading" als auch eine laufende Verbindung im WLAN über eine solche NIC ermöglicht. Des Weiteren ist es wichtig, in einem WLAN Hotspot zu entscheiden, welche Geräte einen negativen Einfluss auf die Kapazität des Netzes haben. Dafür haben wir eine Metrik entwickelt, die eine Entscheidungsgrundlage für das Onloading bildet. Diese Metrik basiert rein auf einer Beobachtung des Netzes und seiner Geräte, ermöglicht jedoch keine Entscheidung für sich neu assoziierende Geräte im WLAN. Erschwerend kommt hinzu, dass viele Eigenschaften der NICs durch herstellerabhängige Implementierungen geprägt werden. Solche Algorithmen bieten eine zusätzliche Herausforderung, da ihre internen Abläufe üblicherweise unbekannt sind. Ein bekanntes Beispiel für solche Algorithmen stellt die Anpassung der WLAN-Link-Datenraten dar. Diese Algorithmen wählen die jeweiligen Modulations- und Kodierungsschemata (MCSs) für die drahtlosen Übertragungen aus. Robuste MCSs resultieren dabei in geringere Link-Datenraten und haben somit einen starken Einfluss auf die Kapazität einer WLAN-Zelle. Aus diesem Grund fokussieren wir uns auf eine Abschätzung der Datenratenwahl eines Endgerätes. Damit lassen sich im Vorfeld Aussagen treffen, ob ein Gerät starken Einfluss auf die WLAN-Kapazität haben wird, so dass es für ein "Onloading" in Frage kommt.End-user devices such as smart phones and tablets have become very popular as they offer a variety of wireless Internet accesses ranging from the WLAN standards to WWAN technologies such as LTE or even WiMAX. Due to these different wireless access options and new emerging applications—e.g., from the areas of video streaming, social networks, as well as Internet clouds—people are increasingly connecting to the Internet with their de- vices while being on the move. In line with this, the number of devices as well as the traffic demand of end users have been reported to increase rapidly over the last years which imposes a strong challenge especially for the operators of WWANs. Thereby, end users frequently tend to use settings that favor a connectivity to the Internet whenever possible rather over WLAN than over WWAN access. Further, the cellular standardization bodies of the 3GPP envision solutions to hand over on-going wireless sessions from cellular to other small cell accesses such as WLANs or femto cells. This is also known as traffic offloading essentially freeing capacity in terms of users with a certain service in the cellular accesses. Nevertheless this offloading follows a rather simple strategy to utilize additional capacity of heterogeneous accesses such as WLANs whenever being available for a given device. This thesis shows that stronger gains can be expected if the selection of devices to be served in WLANs is conducted in a resource-aware fashion including an evaluation of the WLAN traffic in terms of the channel occupation time and MAC overhead as result of contention, interference, and fluctuating channels. In this context, this thesis envisions to onload unfavorable devices negatively affecting the WLAN capacity back to WWAN accesses. A support of such an onloading imposes challenges in different dimensions. From the hardware design of devices, there is a strong trend to limit the number of separate network interface cards (NICs) due to space and cost issues. We refer to a multi-mode NIC if it covers multiple technologies, while at a given time only access to one technology is possible. Thus, smoothly onloading a device with such a NIC is by far not trivial. We present an approach that conducts handover preparation mechanisms, while also allowing a continuous WLAN communication over a multi-mode NIC. Further, it is by far not trivial to judge which subset of associated devices is negatively affecting the capacity of a WLAN hotspot. Thus, a careful evaluation of devices regarding a selection for an onloading back to WWAN accesses imposes a challenge yet. In this direction, we present a performance metric that identifies devices degrading the WLAN capacity. While our performance metric tackles a reactive selection, it falls short to support a predictive evaluation, e.g., of devices which just joined the WLAN cell. Even worse, proprietary algorithms inside a WLAN stack impose a severe challenge as their internal routines are usually not conveyed via typical management interfaces. A well-known example for this category of algorithms are the link data rate adaptation schemes, with which WLAN devices adjust the modulation and coding scheme (MCS) for their transmissions. As MCSs resulting in low link data rates may specifically degrade the capacity of a WLAN cell, we focus on an estimation regarding the data rate selection of a device as a third contribution of this thesis. This estimation enables to select devices that will likely degrade the capacity of the WLAN hotspot for an onloading in advance

Experimenting with commodity 802.11 hardware: overview and future directions

The huge adoption of 802.11 technologies has triggered a vast amount of experimentally-driven research works. These works range from performance analysis to protocol enhancements, including the proposal of novel applications and services. Due to the affordability of the technology, this experimental research is typically based on commercial off-the-shelf (COTS) devices, and, given the rate at which 802.11 releases new standards (which are adopted into new, affordable devices), the field is likely to continue to produce results. In this paper, we review and categorise the most prevalent works carried out with 802.11 COTS devices over the past 15 years, to present a timely snapshot of the areas that have attracted the most attention so far, through a taxonomy that distinguishes between performance studies, enhancements, services, and methodology. In this way, we provide a quick overview of the results achieved by the research community that enables prospective authors to identify potential areas of new research, some of which are discussed after the presentation of the survey.This work has been partly supported by the European Community through the CROWD project (FP7-ICT-318115) and by the Madrid Regional Government through the TIGRE5-CM program (S2013/ICE-2919).Publicad

Mathematical modelling of end-to-end packet delay in multi-hop wireless networks and their applications to qos provisioning

This thesis addresses the mathematical modelling of end-to-end packet delay for Quality of Service (QoS) provisioning in multi-hop wireless networks. The multi-hop wireless technology increases capacity and coverage in a cost-effective way and it has been standardised in the Fourth-Generation (4G) standards. The effective capacity model approximates end-to-end delay performances, including Complementary Cumulative Density Function (CCDF) of delay, average delay and jitter. This model is first tested using Internet traffic trace from a real gigabit Ethernet gateway. The effective capacity model is developed based on single-hop and continuous-time communication systems but a multi-hop wireless system is better described to be multi-hop and time-slotted. The thesis extends the effective capacity model by taking multi-hop and time-slotted concepts into account, resulting in two new mathematical models: the multi-hop effective capacity model for multi-hop networks and the mixed continuous/discrete-time effective capacity model for time-slotted networks. Two scenarios are considered to validate these two effective capacity-based models based on ideal wireless communications (the physical-layer instantaneous transmission rate is the Shannon channel capacity): 1) packets traverse multiple wireless network devices and 2) packets are transmitted to or received from a wireless network device every Transmission Time Interval (TTI). The results from these two scenarios consistently show that the new mathematical models developed in the thesis characterise end-to-end delay performances accurately. Accurate and efficient estimators for end-to-end packet delay play a key role in QoS provisioning in modern communication systems. The estimators from the new effective capacity-based models are directly tested in two systems, faithfully created using realistic simulation techniques: 1) the IEEE 802.16-2004 networks and 2) wireless tele-ultrasonography medical systems. The results show that the estimation and simulation results are in good agreement in terms of end-to-end delay performances

A Remote Capacity Utilization Estimator for WLANs

In WLANs, the capacity of a node is not fixed and can vary dramatically due to the shared nature of the medium under the IEEE 802.11 MAC mechanism. There are two main methods of capacity estimation in WLANs: Active methods based upon probing packets that consume the bandwidth of the channel and do not scale well. Passive methods based upon analyzing the transmitted packets that avoid the overhead of transmitting probe packets and perform with greater accuracy. Furthermore, passive methods can be implemented locally or remotely. Local passive methods require an additional dissemination mechanism in order to communicate the capacity information to other network nodes which adds complexity and can be unreliable under adverse network conditions. On the other hand, remote passive methods do not require a dissemination mechanism and so can be simpler to implement and also do not suffer from communication reliability issues. Many applications (e.g. ANDSF etc) can benefit from utilizing this capacity information. Therefore, in this thesis we propose a new remote passive Capacity Utilization estimator performed by neighbour nodes. However, there will be an error associated with the measurements owing to the differences in the wireless medium as observed by the different nodes’ location. The main undertaking of this thesis is to address this issue. An error model is developed to analyse the main sources of error and to determine their impact on the accuracy of the estimator. Arising from this model, a number of modifications are implemented to improve the accuracy of the estimator. The network simulator ns2 is used to investigate the performance of the estimator and the results from a range of different test scenarios indicate its feasibility and accuracy as a passive remote method. Finally, the estimator is deployed in a node saturation detection scheme where it is shown to outperform two other similar schemes based upon queue observation and probing with ping packets

Radio Communications

In the last decades the restless evolution of information and communication technologies (ICT) brought to a deep transformation of our habits. The growth of the Internet and the advances in hardware and software implementations modified our way to communicate and to share information. In this book, an overview of the major issues faced today by researchers in the field of radio communications is given through 35 high quality chapters written by specialists working in universities and research centers all over the world. Various aspects will be deeply discussed: channel modeling, beamforming, multiple antennas, cooperative networks, opportunistic scheduling, advanced admission control, handover management, systems performance assessment, routing issues in mobility conditions, localization, web security. Advanced techniques for the radio resource management will be discussed both in single and multiple radio technologies; either in infrastructure, mesh or ad hoc networks