Distinguishing Posed and Spontaneous Smiles by Facial Dynamics

Smile is one of the key elements in identifying emotions and present state of mind of an individual. In this work, we propose a cluster of approaches to classify posed and spontaneous smiles using deep convolutional neural network (CNN) face features, local phase quantization (LPQ), dense optical flow and histogram of gradient (HOG). Eulerian Video Magnification (EVM) is used for micro-expression smile amplification along with three normalization procedures for distinguishing posed and spontaneous smiles. Although the deep CNN face model is trained with large number of face images, HOG features outperforms this model for overall face smile classification task. Using EVM to amplify micro-expressions did not have a significant impact on classification accuracy, while the normalizing facial features improved classification accuracy. Unlike many manual or semi-automatic methodologies, our approach aims to automatically classify all smiles into either `spontaneous' or `posed' categories, by using support vector machines (SVM). Experimental results on large UvA-NEMO smile database show promising results as compared to other relevant methods.Comment: 16 pages, 8 figures, ACCV 2016, Second Workshop on Spontaneous Facial Behavior Analysi

Less is More: Facial Landmarks can Recognize a Spontaneous Smile

Smile veracity classification is a task of interpreting social interactions. Broadly, it distinguishes between spontaneous and posed smiles. Previous approaches used hand-engineered features from facial landmarks or considered raw smile videos in an end-to-end manner to perform smile classification tasks. Feature-based methods require intervention from human experts on feature engineering and heavy pre-processing steps. On the contrary, raw smile video inputs fed into end-to-end models bring more automation to the process with the cost of considering many redundant facial features (beyond landmark locations) that are mainly irrelevant to smile veracity classification. It remains unclear to establish discriminative features from landmarks in an end-to-end manner. We present a MeshSmileNet framework, a transformer architecture, to address the above limitations. To eliminate redundant facial features, our landmarks input is extracted from Attention Mesh, a pre-trained landmark detector. Again, to discover discriminative features, we consider the relativity and trajectory of the landmarks. For the relativity, we aggregate facial landmark that conceptually formats a curve at each frame to establish local spatial features. For the trajectory, we estimate the movements of landmark composed features across time by self-attention mechanism, which captures pairwise dependency on the trajectory of the same landmark. This idea allows us to achieve state-of-the-art performances on UVA-NEMO, BBC, MMI Facial Expression, and SPOS datasets

Spatio-Temporal Analysis of Facial Actions using Lifecycle-Aware Capsule Networks

Most state-of-the-art approaches for Facial Action Unit (AU) detection rely upon evaluating facial expressions from static frames, encoding a snapshot of heightened facial activity. In real-world interactions, however, facial expressions are usually more subtle and evolve in a temporal manner requiring AU detection models to learn spatial as well as temporal information. In this paper, we focus on both spatial and spatio-temporal features encoding the temporal evolution of facial AU activation. For this purpose, we propose the Action Unit Lifecycle-Aware Capsule Network (AULA-Caps) that performs AU detection using both frame and sequence-level features. While at the frame-level the capsule layers of AULA-Caps learn spatial feature primitives to determine AU activations, at the sequence-level, it learns temporal dependencies between contiguous frames by focusing on relevant spatio-temporal segments in the sequence. The learnt feature capsules are routed together such that the model learns to selectively focus more on spatial or spatio-temporal information depending upon the AU lifecycle. The proposed model is evaluated on the commonly used BP4D and GFT benchmark datasets obtaining state-of-the-art results on both the datasets.Comment: Updated Figure 6 and the Acknowledgements. Corrected typos. 11 pages, 6 figures, 3 table

Towards spatial and temporal analysis of facial expressions in 3D data

Facial expressions are one of the most important means for communication of emotions and meaning. They are used to clarify and give emphasis, to express intentions, and form a crucial part of any human interaction. The ability to automatically recognise and analyse expressions could therefore prove to be vital in human behaviour understanding, which has applications in a number of areas such as psychology, medicine and security. 3D and 4D (3D+time) facial expression analysis is an expanding field, providing the ability to deal with problems inherent to 2D images, such as out-of-plane motion, head pose, and lighting and illumination issues. Analysis of data of this kind requires extending successful approaches applied to the 2D problem, as well as the development of new techniques. The introduction of recent new databases containing appropriate expression data, recorded in 3D or 4D, has allowed research into this exciting area for the first time. This thesis develops a number of techniques, both in 2D and 3D, that build towards a complete system for analysis of 4D expressions. Suitable feature types, designed by employing binary pattern methods, are developed for analysis of 3D facial geometry data. The full dynamics of 4D expressions are modelled, through a system reliant on motion-based features, to demonstrate how the different components of the expression (neutral-onset-apex-offset) can be distinguished and harnessed. Further, the spatial structure of expressions is harnessed to improve expression component intensity estimation in 2D videos. Finally, it is discussed how this latter step could be extended to 3D facial expression analysis, and also combined with temporal analysis. Thus, it is demonstrated that both spatial and temporal information, when combined with appropriate 3D features, is critical in analysis of 4D expression data.Open Acces

Automatic analysis of facial actions: a survey

As one of the most comprehensive and objective ways to describe facial expressions, the Facial Action Coding System (FACS) has recently received significant attention. Over the past 30 years, extensive research has been conducted by psychologists and neuroscientists on various aspects of facial expression analysis using FACS. Automating FACS coding would make this research faster and more widely applicable, opening up new avenues to understanding how we communicate through facial expressions. Such an automated process can also potentially increase the reliability, precision and temporal resolution of coding. This paper provides a comprehensive survey of research into machine analysis of facial actions. We systematically review all components of such systems: pre-processing, feature extraction and machine coding of facial actions. In addition, the existing FACS-coded facial expression databases are summarised. Finally, challenges that have to be addressed to make automatic facial action analysis applicable in real-life situations are extensively discussed. There are two underlying motivations for us to write this survey paper: the first is to provide an up-to-date review of the existing literature, and the second is to offer some insights into the future of machine recognition of facial actions: what are the challenges and opportunities that researchers in the field face

Facial expression recognition in dynamic sequences: An integrated approach

Automatic facial expression analysis aims to analyse human facial expressions and classify them into discrete categories. Methods based on existing work are reliant on extracting information from video sequences and employ either some form of subjective thresholding of dynamic information or attempt to identify the particular individual frames in which the expected behaviour occurs. These methods are inefficient as they require either additional subjective information, tedious manual work or fail to take advantage of the information contained in the dynamic signature from facial movements for the task of expression recognition. In this paper, a novel framework is proposed for automatic facial expression analysis which extracts salient information from video sequences but does not rely on any subjective preprocessing or additional user-supplied information to select frames with peak expressions. The experimental framework demonstrates that the proposed method outperforms static expression recognition systems in terms of recognition rate. The approach does not rely on action units (AUs) and therefore, eliminates errors which are otherwise propagated to the final result due to incorrect initial identification of AUs. The proposed framework explores a parametric space of over 300 dimensions and is tested with six state-of-the-art machine learning techniques. Such robust and extensive experimentation provides an important foundation for the assessment of the performance for future work. A further contribution of the paper is offered in the form of a user study. This was conducted in order to investigate the correlation between human cognitive systems and the proposed framework for the understanding of human emotion classification and the reliability of public databases

Short and long range relation based spatio-temporal transformer for micro-expression recognition

The authors would like to thank the China Scholarship Council – University of St Andrews Scholarships (No.201908060250) funds L. Zhang for her PhD. This work is funded by the National Key Research and Development Project of China under Grant No. 2019YFB1312000, the National Natural Science Foundation of China under Grant No. 62076195, and the Fundamental Research Funds for the Central Universities under Grant No. AUGA5710011522.Being spontaneous, micro-expressions are useful in the inference of a person's true emotions even if an attempt is made to conceal them. Due to their short duration and low intensity, the recognition of micro-expressions is a difficult task in affective computing. The early work based on handcrafted spatio-temporal features which showed some promise, has recently been superseded by different deep learning approaches which now compete for the state of the art performance. Nevertheless, the problem of capturing both local and global spatio-temporal patterns remains challenging. To this end, herein we propose a novel spatio-temporal transformer architecture – to the best of our knowledge, the first purely transformer based approach (i.e. void of any convolutional network use) for micro-expression recognition. The architecture comprises a spatial encoder which learns spatial patterns, a temporal aggregator for temporal dimension analysis, and a classification head. A comprehensive evaluation on three widely used spontaneous micro-expression data sets, namely SMIC-HS, CASME II and SAMM, shows that the proposed approach consistently outperforms the state of the art, and is the first framework in the published literature on micro-expression recognition to achieve the unweighted F1-score greater than 0.9 on any of the aforementioned data sets.PostprintPostprintPeer reviewe