Multiband radar characterization of forest biomes

The utility of airborne and orbital SAR in classification, assessment, and monitoring of forest biomes is investigated through analysis of orbital synthetic aperature radar (SAR) and multifrequency and multipolarized airborne SAR imagery relying on image tone and texture. Preliminary airborne SAR experiments and truck-mounted scatterometer observations demonstrated that the three dimensional structural complexity of a forest, and the various scales of temporal dynamics in the microwave dielectric properties of both trees and the underlying substrate would severely limit empirical or semi-empirical approaches. As a consequence, it became necessary to develop a more profound understanding of the electromagnetic properties of a forest scene and their temporal dynamics through controlled experimentation coupled with theoretical development and verification. The concatenation of various models into a physically-based composite model treating the entire forest scene became the major objective of the study as this is the key to development of a series of robust retrieval algorithms for forest biophysical properties. In order to verify the performance of the component elements of the composite model, a series of controlled laboratory and field experiments were undertaken to: (1) develop techniques to measure the microwave dielectric properties of vegetation; (2) relate the microwave dielectric properties of vegetation to more readily measured characteristics such as density and moisture content; (3) calculate the radar cross-section of leaves, and cylinders; (4) improve backscatter models for rough surfaces; and (5) relate attenuation and phase delays during propagation through canopies to canopy properties. These modeling efforts, as validated by the measurements, were incorporated within a larger model known as the Michigan Microwave Canopy Scattering (MIMICS) Model

Temporal Characteristics of Boreal Forest Radar Measurements

Radar observations of forests are sensitive to seasonal changes, meteorological variables and variations in soil and tree water content. These phenomena cause temporal variations in radar measurements, limiting the accuracy of tree height and biomass estimates using radar data. The temporal characteristics of radar measurements of forests, especially boreal forests, are not well understood. To fill this knowledge gap, a tower-based radar experiment was established for studying temporal variations in radar measurements of a boreal forest site in southern Sweden. The work in this thesis involves the design and implementation of the experiment and the analysis of data acquired. The instrument allowed radar signatures from the forest to be monitored over timescales ranging from less than a second to years. A purpose-built, 50 m high tower was equipped with 30 antennas for tomographic imaging at microwave frequencies of P-band (420-450 MHz), L-band (1240-1375 MHz) and C-band (5250-5570 MHz) for multiple polarisation combinations. Parallel measurements using a 20-port vector network analyser resulted in significantly shorter measurement times and better tomographic image quality than previous tower-based radars. A new method was developed for suppressing mutual antenna coupling without affecting the range resolution. Algorithms were developed for compensating for phase errors using an array radar and for correcting for pixel-variant impulse responses in tomographic images. Time series results showed large freeze/thaw backscatter variations due to freezing moisture in trees. P-band canopy backscatter variations of up to 10 dB occurred near instantaneously as the air temperature crossed 0⁰C, with ground backscatter responding over longer timescales. During nonfrozen conditions, the canopy backscatter was very stable with time. Evidence of backscatter variations due to tree water content were observed during hot summer periods only. A high vapour pressure deficit and strong winds increased the rate of transpiration fast enough to reduce the tree water content, which was visible as 0.5-2 dB backscatter drops during the day. Ground backscatter for cross-polarised observations increased during strong winds due to bending tree stems. Significant temporal decorrelation was only seen at P-band during freezing, thawing and strong winds. Suitable conditions for repeat-pass L-band interferometry were only seen during the summer. C-band temporal coherence was high over timescales of seconds and occasionally for several hours for night-time observations during the summer. Decorrelation coinciding with high transpiration rates was observed at L- and C-band, suggesting sensitivity to tree water dynamics.The observations from this experiment are important for understanding, modelling and mitigating temporal variations in radar observables in forest parameter estimation algorithms. The results also are also useful in the design of spaceborne synthetic aperture radar missions with interferometric and tomographic capabilities. The results motivate the implementation of single-pass interferometric synthetic aperture radars for forest applications at P-, L- and C-band

Comparison of Machine Learning Methods Applied to SAR Images for Forest Classification in Mediterranean Areas

In this paper, multifrequency synthetic aperture radar (SAR) images from ALOS/PALSAR, ENVISAT/ASAR and Cosmo‐SkyMed sensors were studied for forest classification in a test area in Central Italy (San Rossore), where detailed in‐situ measurements were available. A preliminary discrimination of the main land cover classes and forest types was carried out by exploiting the synergy among L‐, C‐ and X‐bands and different polarizations. SAR data were preliminarily inspected to assess the capabilities of discriminating forest from non‐forest and separating broadleaf from coniferous forests. The temporal average backscattering coefficient (°) was computed for each sensor‐polarization pair and labeled on a pixel basis according to the reference map. Several classification methods based on the machine learning framework were applied and validated considering different features, in order to highlight the contribution of bands and polarizations, as well as to assess the classifiers’ performance. The experimental results indicate that the different surface types are best identified by using all bands, followed by joint L‐ and X‐ bands. In the former case, the best overall average accuracy (83.1%) is achieved by random forest classification. Finally, the classification maps on class edges are discussed to highlight the misclassification errors

Influence of biogenic emissions from boreal forests on aerosol-cloud interactions

Boreal forest acts as a carbon sink and contributes to the formation of secondary organic aerosols via emission of aerosol precursor compounds. However, these influences on the climate system are poorly quantified. Here we show direct observational evidence that aerosol emissions from the boreal forest biosphere influence warm cloud microphysics and cloud-aerosol interactions in a scale-dependent and highly dynamic manner. Analyses of in situ and ground-based remote-sensing observations from the SMEAR II station in Finland, conducted over eight months in 2014, reveal substantial increases in aerosol load over the forest one to three days after aerosol-poor marine air enters the forest environment. We find that these changes are consistent with secondary organic aerosol formation and, together with water-vapour emissions from evapotranspiration, are associated with changes in the radiative properties of warm, low-level clouds. The feedbacks between boreal forest emissions and aerosol-cloud interactions and the highly dynamic nature of these interactions in air transported over the forest over timescales of several days suggest boreal forests have the potential to mitigate climate change on a continental scale. Our findings suggest that even small changes in aerosol precursor emissions, whether due to changing climatic or anthropogenic factors, may substantially modify the radiative properties of clouds in moderately polluted environments. Emissions from the boreal forest biosphere can substantially increase aerosol load above the forest and influence the radiative properties of clouds, according to analysis of observations from a monitoring station in Finland.Peer reviewe

Synthetic aperture radar sensitivity to forest changes: A simulations-based study for the Romanian forests

Natural and anthropogenic disturbances pose a significant threat to forest condition. Continuous, reliable and accurate forest monitoring systems are needed to provide earlywarning of potential declines in forest condition. To address that need, state-of-the-art simulationsmodelswere used to evaluate the utility of C-, L- and P-band synthetic aperture radar (SAR) sensors within an integrated Earth-Observation monitoring system for beech, oak and coniferous forests in Romania. The electromagnetic simulations showed differentiated sensitivity to vegetation water content, leaf area index, and forest disturbance depending on SAR wavelength and forest structure. C-band data was largely influenced by foliage volume and therefore may be useful for monitoring defoliation. Changes in water content modulated the C-band signal by b1 dBwhichmay be insufficient for a meaningful retrieval of drought effects on forest. Cband sensitivity to significant clear-cuts was rather low (1.5 dB). More subtle effects such as selective logging or thinning may not be easily detected using C- or L-band data with the longer P-band needed for retrieving small intensity forest disturbances. Overall, the simulations emphasize that additional effort is needed to overcome current limitations arising from the use of a single frequency, acquisition time and geometry by tapping the advantages of dense time series, and by combining acquisitions from active and passive sensors. The simulation results may be applicable to forests outside of Romania since the forests types used in the study have similar morphological characteristics to forests elsewhere in Europe.Romanian National Agency for Scientific Research and Innovation Authorit

Snow monitoring using microwave radars

Remote sensing has proven its usefulness in various applications. For mapping, land-use classification and forest monitoring optical satellite and airborne images are used operationally. However, this is not the case with snow monitoring. Currently only ground-based in situ and weather measurements are used operationally for snow monitoring in Finland. Ground measurements are conducted once a month on special snow courses. These measurements are used to update the hydrological model that simulates the runoff. Recently optical images (NOAA AVHRR) have been tested to derive a map of the areal extent of snow. However, during the snow melt, which is the most important period for hydrology, there are few cloudless days and, therefore, the availability of optical data is limited. That is why microwave remote sensing can play an important role in snow melt monitoring due to its unique capability to provide data independent of sun light and in almost all weather conditions. The synthetic aperture radar (SAR) data may make a significant contribution to satellite observations of snow by bridging the period between the on-set and end of snow melt. Microwave radiometers can be used to retrieve the snow water equivalent of dry snow, but they cannot be used to distinguish wet snow and wet ground during the melting period. The results of the thesis indicate that, even in the presence of forest canopies, (1) wet snow can be distinguished from dry snow and bare ground, (2) snow-free areas can be identified, (3) seasonal evolution of snow cover can be monitored and (4) snow-melt maps showing the fraction of snow-free ground (wet ground) and snow (wet snow) can be derived from SAR images.reviewe

Estimation of Forest Biomass and Faraday Rotation using Ultra High Frequency Synthetic Aperture Radar

Synthetic Aperture Radar (SAR) data in the Ultra High Frequency (UHF; 300 MHz – 3 GHz)) band have been shown to be strongly dependent of forest biomass, which is a poorly estimated variable in the global carbon cycle. In this thesis UHF-band SAR data from the fairly flat hemiboreal test site Remningstorp in southern Sweden were analysed. The data were collected on several occasions with different moisture conditions during the spring of 2007. Regression models for biomass estimation on stand level (0.5-9 ha) were developed for each date on which SAR data were acquired. For L-band (centre frequency 1.3 GHz) the best estimation model was based on HV-polarized backscatter, giving a root mean squared error (rmse) between 31% and 46% of the mean biomass. For P-band (centre frequency 340 MHz), regression models including HH, HV or HH and HV backscatter gave an rmse between 18% and 27%. Little or no saturation effects were observed up to 290 t/ha for P-band. A model based on physical-optics has been developed and was used to predict HH-polarized SAR data with frequencies from 20 MHz to 500 MHz from a set of vertical trunks standing on an undulating ground surface. The model shows that ground topography is a critical issue in SAR imaging for these frequencies. A regression model for biomass estimation which includes a correction for ground slope was developed using multi-polarized P-band SAR data from Remningstorp as well as from the boreal test site Krycklan in northern Sweden. The latter test site has pronounced topographic variability. It was shown that the model was able to partly compensate for moisture variability, and that the model gave an rmse of 22-33% when trained using data from Krycklan and evaluated using data from Remningstorp. Regression modelling based on P-band backscatter was also used to estimate biomass change using data acquired in Remningstorp during the spring 2007 and during the fall 2010. The results show that biomass change can be measured with an rmse of about 15% or 20 tons/ha. This suggests that not only deforestation, but also forest growth and degradation (e.g. thinning) can be measured using P-band SAR data. The thesis also includes result on Faraday rotation, which is an ionospheric effect which can have a significant impact on spaceborne UHF-band SAR images. Faraday rotation angles are estimated in spaceborne L-band SAR data. Estimates based on distributed targets and calibration targets with high signal to clutter ratios are found to be in very good agreement. Moreover, a strong correlation with independent measurements of Total Electron Content is found, further validating the estimates

Review Article: Global Monitoring of Snow Water Equivalent Using High-Frequency Radar Remote Sensing

Seasonal snow cover is the largest single component of the cryosphere in areal extent, covering an average of 46 × 106 km2 of Earth\u27s surface (31 % of the land area) each year, and is thus an important expression and driver of the Earth\u27s climate. In recent years, Northern Hemisphere spring snow cover has been declining at about the same rate (∼ −13 % per decade) as Arctic summer sea ice. More than one-sixth of the world\u27s population relies on seasonal snowpack and glaciers for a water supply that is likely to decrease this century. Snow is also a critical component of Earth\u27s cold regions\u27 ecosystems, in which wildlife, vegetation, and snow are strongly interconnected. Snow water equivalent (SWE) describes the quantity of water stored as snow on the land surface and is of fundamental importance to water, energy, and geochemical cycles. Quality global SWE estimates are lacking. Given the vast seasonal extent combined with the spatially variable nature of snow distribution at regional and local scales, surface observations are not able to provide sufficient SWE information. Satellite observations presently cannot provide SWE information at the spatial and temporal resolutions required to address science and high-socio-economic-value applications such as water resource management and streamflow forecasting. In this paper, we review the potential contribution of X- and Ku-band synthetic aperture radar (SAR) for global monitoring of SWE. SAR can image the surface during both day and night regardless of cloud cover, allowing high-frequency revisit at high spatial resolution as demonstrated by missions such as Sentinel-1. The physical basis for estimating SWE from X- and Ku-band radar measurements at local scales is volume scattering by millimeter-scale snow grains. Inference of global snow properties from SAR requires an interdisciplinary approach based on field observations of snow microstructure, physical snow modeling, electromagnetic theory, and retrieval strategies over a range of scales. New field measurement capabilities have enabled significant advances in understanding snow microstructure such as grain size, density, and layering. We describe radar interactions with snow-covered landscapes, the small but rapidly growing number of field datasets used to evaluate retrieval algorithms, the characterization of snowpack properties using radar measurements, and the refinement of retrieval algorithms via synergy with other microwave remote sensing approaches. This review serves to inform the broader snow research, monitoring, and application communities on progress made in recent decades and sets the stage for a new era in SWE remote sensing from SAR measurements