Analysis and Mitigation of Channel Non-Reciprocity in TDD MIMO Systems

The ever-growing demands for higher number of connected devices as well as higher data rates and more energy efficient wireless communications have necessitated the use of new technical solutions. One of the main enablers in this respect is Multiple-Input Multiple-Output (MIMO) systems in which transmitting and receiving sides are equipped with multiple antennas. Such systems need precise information of the MIMO radio channel available at the transmitter side to reach their full potential. Owing to the reciprocity of uplink and downlink channels in Time Division Duplexing (TDD) systems, Base Stations (BSs) may acquire the required channel state information for downlink transmission by processing the received uplink pilots. However, such reciprocity only applies to the physical propagation channels and does not take into consideration the so-called observable or effective uplink and downlink channels which also include the possible non-reciprocal behavior of the involved transceiver circuits and antenna systems. This thesis focuses on the channel non-reciprocity problem in TDD MIMO systems due to mismatches in Frequency Response (FR) and mutual coupling of transmitting and receiving chains of transceivers and associated antenna systems. The emphasis in the work and developments is placed on multi-user MIMO precoded downlink transmission. In this respect, the harmful impacts of channel non-reciprocity on the performance of such downlink transmission are analyzed. Additionally, non-reciprocity mitigation methods are developed seeking to reclaim TDD reciprocity and thus to avoid the involved performance degradations. Firstly, the focus is on the small-scale MIMO systems where BSs are equipped with relatively limited number of antennas, say in the order of 4 to 8. The provided analysis on Zero-Forcing (ZF) and eigen-based precoding schemes in single-cell scenario shows that both schemes experience considerable performance degradations in the presence of FR and mutual coupling mismatches. Whereas, in general, the system performance is more sensitive to i) non-reciprocity sources in the BS transceiver; and ii) mutual coupling mismatches. Then, assuming reasonably good antenna isolation, an Over-The-Air (OTA) pilot-based algorithm is proposed to efficiently mitigate the BS transceiver non-reciprocity. The numerical results indicate high accuracy in estimating the BS transceiver non- reciprocity parameters as well as considerable improvement in the performance of the system. In multi-cell scenario, both centralized and decentralized precoding approaches are covered while the focus is on the impacts of FR mismatches of UE transceivers. The how that there is severe degradation in the performance of decentralized precoding while centralized precoding is immune to such channel non-reciprocity impacts. Secondly, the so-called massive MIMO systems are considered in which the number of antennas in the BS side is increased with an order of magnitude or more. Based on the detailed developed signal models, closed-form analytical expressions are first provided for effective signal-to-interference-plus-noise ratios of both ZF and maximum ratio transmission precoding schemes. The analysis covers the joint impacts of channel non-reciprocity and imperfect uplink channel estimation and shows that while both precoding schemes suffer from channel non-reciprocity impacts, ZF is more sensitive to such non-idealities. Next, a concept and an algorithm are proposed, involving UE side measurements and processing, to be deployed in the UE side to efficiently estimate the level of BS transceiver non-reciprocity. This enables the UEs to inform the BS about the optimum time to perform channel non-reciprocity mitigation round and thus improves the spectral efficiency. Finally, in order to mitigate channel non-reciprocity in massive MIMO systems, an efficient iterative OTA pilot-based algorithm is proposed which estimates and mitigates transceiver non-reciprocity impacts in both BS and UE sides. Compared to the state-of-the-art methods, the simulation results indicate substantial improvements in system spectral efficiency when the proposed method is being used. Overall, the analyses provided in this thesis can be used as valuable tools to better understand practical TDD MIMO systems which can be very helpful in designing such systems. Furthermore, the channel non-reciprocity mitigation methods proposed in this thesis can be deployed in practical TDD MIMO syst channel reciprocity and thus significantly increase the spectral efficiency

Reciprocity Calibration for Massive MIMO: Proposal, Modeling and Validation

This paper presents a mutual coupling based calibration method for time-division-duplex massive MIMO systems, which enables downlink precoding based on uplink channel estimates. The entire calibration procedure is carried out solely at the base station (BS) side by sounding all BS antenna pairs. An Expectation-Maximization (EM) algorithm is derived, which processes the measured channels in order to estimate calibration coefficients. The EM algorithm outperforms current state-of-the-art narrow-band calibration schemes in a mean squared error (MSE) and sum-rate capacity sense. Like its predecessors, the EM algorithm is general in the sense that it is not only suitable to calibrate a co-located massive MIMO BS, but also very suitable for calibrating multiple BSs in distributed MIMO systems. The proposed method is validated with experimental evidence obtained from a massive MIMO testbed. In addition, we address the estimated narrow-band calibration coefficients as a stochastic process across frequency, and study the subspace of this process based on measurement data. With the insights of this study, we propose an estimator which exploits the structure of the process in order to reduce the calibration error across frequency. A model for the calibration error is also proposed based on the asymptotic properties of the estimator, and is validated with measurement results.Comment: Submitted to IEEE Transactions on Wireless Communications, 21/Feb/201

An overview of transmission theory and techniques of large-scale antenna systems for 5G wireless communications

To meet the future demand for huge traffic volume of wireless data service, the research on the fifth generation (5G) mobile communication systems has been undertaken in recent years. It is expected that the spectral and energy efficiencies in 5G mobile communication systems should be ten-fold higher than the ones in the fourth generation (4G) mobile communication systems. Therefore, it is important to further exploit the potential of spatial multiplexing of multiple antennas. In the last twenty years, multiple-input multiple-output (MIMO) antenna techniques have been considered as the key techniques to increase the capacity of wireless communication systems. When a large-scale antenna array (which is also called massive MIMO) is equipped in a base-station, or a large number of distributed antennas (which is also called large-scale distributed MIMO) are deployed, the spectral and energy efficiencies can be further improved by using spatial domain multiple access. This paper provides an overview of massive MIMO and large-scale distributed MIMO systems, including spectral efficiency analysis, channel state information (CSI) acquisition, wireless transmission technology, and resource allocation

Cell-Free Multi-User Massive MIMO Under Channel Non-Reciprocity

In Cell-Free (CF) Massive multiple-input multiple-output (MIMO), a large number of access points (AP) are geographically distributed over the coverage area, and jointly serve a smaller number of users on the same time/frequency resources. In this thesis, we study the impact of non-reciprocal channels (NRC) and imperfect channel state information (CSI) on Cell-Free massive MIMO systems performance. As non-reciprocity sources, we consider transceiver frequency response mismatches and mutual-coupling mismatches in uplink and downlink analogue processing chains. We study both single-antenna and multi-antenna AP configurations, and in this last case, we also include non-reciprocal mutual coupling in addition to transceiver frequency responses. We present a novel non-reciprocal channel model based on experimental results from massive MIMO reciprocity calibration tests. Previous models consider that channel non-reciprocity characteristics are fast-varying like random variables; conversely, we consider a model where non-reciprocity values change substantially slower in time, as demonstrated in experimental results. Besides, we derive closed-form analytical expressions of capacity lower bounds for zero-forcing and conjugate beamforming schemes. The conclusion is that non-reciprocal channels can be a limiting factor for Cell-Free systems performance; nevertheless, only AP mismatches impact on performance while UE mismatches do not affect performance. Furthermore, only phase non-reciprocity degrades MRT performance, whereas both phase and amplitude non-reciprocity degrade ZF performance. Therefore, calibration requirements may dispense with amplitude compensation when APs use MRT scheme, and prioritise phase over amplitude compensation when APs use ZF scheme. Mutual coupling considerately affects both MRT and ZF precoders, but ZF to a greater extent. Hence, calibration procedures should always try to compensate for mutual coupling non-reciprocity

Multi-Antenna Techniques for Next Generation Cellular Communications

Future cellular communications are expected to offer substantial improvements for the pre- existing mobile services with higher data rates and lower latency as well as pioneer new types of applications that must comply with strict demands from a wider range of user types. All of these tasks require utmost efficiency in the use of spectral resources. Deploying multiple antennas introduces an additional signal dimension to wireless data transmissions, which provides a significant alternative solution against the plateauing capacity issue of the limited available spectrum. Multi-antenna techniques and the associated key enabling technologies possess unquestionable potential to play a key role in the evolution of next generation cellular systems. Spectral efficiency can be improved on downlink by concurrently serving multiple users with high-rate data connections on shared resources. In this thesis optimized multi-user multi-input multi-output (MIMO) transmissions are investigated on downlink from both filter design and resource allocation/assignment points of view. Regarding filter design, a joint baseband processing method is proposed specifically for high signal-to-noise ratio (SNR) conditions, where the necessary signaling overhead can be compensated for. Regarding resource scheduling, greedy- and genetic-based algorithms are proposed that demand lower complexity with large number of resource blocks relative to prior implementations. Channel estimation techniques are investigated for massive MIMO technology. In case of channel reciprocity, this thesis proposes an overhead reduction scheme for the signaling of user channel state information (CSI) feedback during a relative antenna calibration. In addition, a multi-cell coordination method is proposed for subspace-based blind estimators on uplink, which can be implicitly translated to downlink CSI in the presence of ideal reciprocity. Regarding non-reciprocal channels, a novel estimation technique is proposed based on reconstructing full downlink CSI from a select number of dominant propagation paths. The proposed method offers drastic compressions in user feedback reports and requires much simpler downlink training processes. Full-duplex technology can provide up to twice the spectral efficiency of conventional resource divisions. This thesis considers a full-duplex two-hop link with a MIMO relay and investigates mitigation techniques against the inherent loop-interference. Spatial-domain suppression schemes are developed for the optimization of full-duplex MIMO relaying in a coverage extension scenario on downlink. The proposed methods are demonstrated to generate data rates that closely approximate their global bounds

Downlink Transmission in FBMC-based Massive MIMO with Co-located and Distributed Antennas

This paper introduces a practical precoding method for the downlink of Filter Bank Multicarrier-based (FBMC-based) massive multiple-input multiple-output (MIMO) systems. The proposed method comprises a two-stage precoder, consisting of a fractionally spaced prefilter (FSP) per subcarrier to equalize the channel across each subcarrier band. This is followed by a conventional precoder that concentrates the signals of different users at their spatial locations, ensuring each user receives only the intended information. In practical scenarios, a perfect channel reciprocity may not hold due to radio chain mismatches in the uplink and downlink. Moreover, the channel state information (CSI) may not be perfectly known at the base station. To address these issues, we theoretically analyze the performance of the proposed precoder in presence of imperfect CSI and channel reciprocity calibration errors. Our investigation covers both co-located (cell-based) and cell-free massive MIMO cases. In the cell-free massive MIMO setup, we propose an access point selection method based on the received SINRs of different users in the uplink. Finally, we conduct numerical evaluations to assess the performance of the proposed precoder. Our results demonstrate the excellent performance of the proposed precoder when compared with the orthogonal frequency division multiplexing (OFDM) method as a benchmark.Comment: arXiv admin note: text overlap with arXiv:2201.1073

Hierarchical-Absolute Reciprocity Calibration for Millimeter-wave Hybrid Beamforming Systems

In time-division duplexing (TDD) millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems, the reciprocity mismatch severely degrades the performance of the hybrid beamforming (HBF). In this work, to mitigate the detrimental effect of the reciprocity mismatch, we investigate reciprocity calibration for the mmWave-HBF system with a fully-connected phase shifter network. To reduce the overhead and computational complexity of reciprocity calibration, we first decouple digital radio frequency (RF) chains and analog RF chains with beamforming design. Then, the entire calibration problem of the HBF system is equivalently decomposed into two subproblems corresponding to the digital-chain calibration and analog-chain calibration. To solve the calibration problems efficiently, a closed-form solution to the digital-chain calibration problem is derived, while an iterative-alternating optimization algorithm for the analog-chain calibration problem is proposed. To measure the performance of the proposed algorithm, we derive the Cram\'er-Rao lower bound on the errors in estimating mismatch coefficients. The results reveal that the estimation errors of mismatch coefficients of digital and analog chains are uncorrelated, and that the mismatch coefficients of receive digital chains can be estimated perfectly. Simulation results are presented to validate the analytical results and to show the performance of the proposed calibration approach