Beyond Massive MIMO : Trade-offs and Opportunities with Large Multi-Antenna Systems

After the commercial emergence of 5G, the research community is already putting its focus on proposing innovative solutions to enable the upcoming 6G. One important lesson put forth by 5G research was that scaling up the conventional multiple-input-multiple-output (MIMO) technology by increasing the number of antennas could be extremely beneficial for effectively multiplexing data streams in the spatial domain. This idea was embodied in massive MIMO, which constitutes one of the major technical advancements included in 5G. Consequently, 6G research efforts have been largely directed towards studying ways to further scale up wireless systems, as can be seen in some of the proposed 6G enabling technologies like large intelligent surface (LIS), cell-free massive MIMO, or even reconfigurable intelligent surface (RIS). This thesis studies the possibilities offered by some of these technologies, as well as the trade-offs that may naturally arise when scaling up such wireless systems.An important part of this thesis deals with decentralized solutions for base station (BS) technologies including a large number of antennas. Already in the initial massive MIMO prototypes, the increased number of BS antennas led to scalability issues due to the high interconnection bandwidths required to send the received signals---as well as the channel state information (CSI)---to a central processing unit (CPU) in charge of the data processing. These issues can only be exacerbated if we consider novel system proposals like LIS, where the number of BS antennas may be increased by an order of magnitude with respect to massive MIMO, or cell-free massive MIMO, where the BS antennas may be located far from each other. We provide a number of decentralized schemes to process the received data while restricting the information that has to be shared with a CPU. We also provide a framework to study architectures with an arbitrary level of decentralization, showing that there exists a direct trade-off between the interconnection bandwidth to a CPU and the complexity of the decentralized processing required for fixed user rates.Another part of this thesis studies RIS-based solutions to enhance the multiplexing performance of wireless communication systems. RIS constitutes one of the most attractive 6G enabling technologies since it provides a cost- and energy-efficient solution to improve the wireless propagation links by generating favorable reflections. We extend the concept of RIS by considering reconfigurable surfaces (RSs) with different processing capabilities, and we show how these surfaces may be employed for achieving perfect spatial multiplexing at reduced processing complexity in general multi-antenna communication settings. We also show that these surfaces can exploit the available degrees of freedom---e.g., due to excess of BS antennas---to embed their own data into the enhanced channel

Systems with Massive Number of Antennas: Distributed Approaches

As 5G is entering maturity, the research interest has shifted towards 6G, and specially the new use cases that the future telecommunication infrastructure needs to support. These new use cases encompass much higher requirements, specifically: higher communication data-rates, larger number of users, higher accuracy in localization, possibility to wirelessly charge devices, among others.The radio access network (RAN) has already gone through an evolution on the path towards 5G. One of the main changes was a large increment of the number of antennas in the base-station. Some of them may even reach 100 elements, in what is commonly referred as Massive MIMO. New proposals for 6G RAN point in the direction of continuing this path of increasing the number of antennas, and locate them throughout a certain area of service. Different technologies have been proposed in this direction, such as: cell-free Massive MIMO, distributed MIMO, and large intelligent surface (LIS). In this thesis we focus on LIS, whose conducted theoretical studies promise the fulfillment of the aforementioned requirements.While the theoretical capabilities of LIS have been conveniently analyzed, little has been done in terms of implementing this type of systems. When the number of antennas grow to hundreds or thousands, there are numerous challenges that need to be solved for a successful implementation. The most critical challenges are the interconnection data-rate and the computational complexity.In the present thesis we introduce the implementation challenges, and show that centralized processing architectures are no longer adequate for this type of systems. We also present different distributed processing architectures and show the benefits of this type of schemes. This work aims at giving a system-design guideline that helps the system designer to make the right decisions when designing these type of systems. For that, we provide algorithms, performance analysis and comparisons, including first order evaluation of the interconnection data-rate, processing latency, memory and energy consumption. These numbers are based on models and available data in the literature. Exact values depend on the selected technology, and will be accurately determined after building and testing these type of systems.The thesis concentrates mostly on the topic of communication, with additional exploration of other areas, such as localization. In case of localization, we benefit from the high spatial resolution of a very-large array that provides very rich channel state information (CSI). A CSI-based fingerprinting via neural network technique is selected for this case with promising results. As the communication and localization services are based on the acquisition of CSI, we foresee a common system architecture capable of supporting both cases. Further work in this direction is recommended, with the possibility of including other applications such as sensing.The obtained results indicate that the implementation of these very-large array systems is feasible, but the challenges are numerous. The proposed solutions provide encouraging results that need to be verified with hardware implementations and real measurements

Sparse Signal Processing Concepts for Efficient 5G System Design

As it becomes increasingly apparent that 4G will not be able to meet the emerging demands of future mobile communication systems, the question what could make up a 5G system, what are the crucial challenges and what are the key drivers is part of intensive, ongoing discussions. Partly due to the advent of compressive sensing, methods that can optimally exploit sparsity in signals have received tremendous attention in recent years. In this paper we will describe a variety of scenarios in which signal sparsity arises naturally in 5G wireless systems. Signal sparsity and the associated rich collection of tools and algorithms will thus be a viable source for innovation in 5G wireless system design. We will discribe applications of this sparse signal processing paradigm in MIMO random access, cloud radio access networks, compressive channel-source network coding, and embedded security. We will also emphasize important open problem that may arise in 5G system design, for which sparsity will potentially play a key role in their solution.Comment: 18 pages, 5 figures, accepted for publication in IEEE Acces

A tutorial on the characterisation and modelling of low layer functional splits for flexible radio access networks in 5G and beyond

The centralization of baseband (BB) functions in a radio access network (RAN) towards data processing centres is receiving increasing interest as it enables the exploitation of resource pooling and statistical multiplexing gains among multiple cells, facilitates the introduction of collaborative techniques for different functions (e.g., interference coordination), and more efficiently handles the complex requirements of advanced features of the fifth generation (5G) new radio (NR) physical layer, such as the use of massive multiple input multiple output (MIMO). However, deciding the functional split (i.e., which BB functions are kept close to the radio units and which BB functions are centralized) embraces a trade-off between the centralization benefits and the fronthaul costs for carrying data between distributed antennas and data processing centres. Substantial research efforts have been made in standardization fora, research projects and studies to resolve this trade-off, which becomes more complicated when the choice of functional splits is dynamically achieved depending on the current conditions in the RAN. This paper presents a comprehensive tutorial on the characterisation, modelling and assessment of functional splits in a flexible RAN to establish a solid basis for the future development of algorithmic solutions of dynamic functional split optimisation in 5G and beyond systems. First, the paper explores the functional split approaches considered by different industrial fora, analysing their equivalences and differences in terminology. Second, the paper presents a harmonized analysis of the different BB functions at the physical layer and associated algorithmic solutions presented in the literature, assessing both the computational complexity and the associated performance. Based on this analysis, the paper presents a model for assessing the computational requirements and fronthaul bandwidth requirements of different functional splits. Last, the model is used to derive illustrative results that identify the major trade-offs that arise when selecting a functional split and the key elements that impact the requirements.This work has been partially funded by Huawei Technologies. Work by X. Gelabert and B. Klaiqi is partially funded by the European Union's Horizon Europe research and innovation programme (HORIZON-MSCA-2021-DN-0) under the Marie Skłodowska-Curie grant agreement No 101073265. Work by J. Perez-Romero and O. Sallent is also partially funded by the Smart Networks and Services Joint Undertaking (SNS JU) under the European Union’s Horizon Europe research and innovation programme under Grant Agreements No. 101096034 (VERGE project) and No. 101097083 (BeGREEN project) and by the Spanish Ministry of Science and Innovation MCIN/AEI/10.13039/501100011033 under ARTIST project (ref. PID2020-115104RB-I00). This last project has also funded the work by D. Campoy.Peer ReviewedPostprint (author's final draft

Massive MIMO for Internet of Things (IoT) Connectivity

Massive MIMO is considered to be one of the key technologies in the emerging 5G systems, but also a concept applicable to other wireless systems. Exploiting the large number of degrees of freedom (DoFs) of massive MIMO essential for achieving high spectral efficiency, high data rates and extreme spatial multiplexing of densely distributed users. On the one hand, the benefits of applying massive MIMO for broadband communication are well known and there has been a large body of research on designing communication schemes to support high rates. On the other hand, using massive MIMO for Internet-of-Things (IoT) is still a developing topic, as IoT connectivity has requirements and constraints that are significantly different from the broadband connections. In this paper we investigate the applicability of massive MIMO to IoT connectivity. Specifically, we treat the two generic types of IoT connections envisioned in 5G: massive machine-type communication (mMTC) and ultra-reliable low-latency communication (URLLC). This paper fills this important gap by identifying the opportunities and challenges in exploiting massive MIMO for IoT connectivity. We provide insights into the trade-offs that emerge when massive MIMO is applied to mMTC or URLLC and present a number of suitable communication schemes. The discussion continues to the questions of network slicing of the wireless resources and the use of massive MIMO to simultaneously support IoT connections with very heterogeneous requirements. The main conclusion is that massive MIMO can bring benefits to the scenarios with IoT connectivity, but it requires tight integration of the physical-layer techniques with the protocol design.Comment: Submitted for publicatio

A survey on hybrid beamforming techniques in 5G : architecture and system model perspectives

The increasing wireless data traffic demands have driven the need to explore suitable spectrum regions for meeting the projected requirements. In the light of this, millimeter wave (mmWave) communication has received considerable attention from the research community. Typically, in fifth generation (5G) wireless networks, mmWave massive multiple-input multiple-output (MIMO) communications is realized by the hybrid transceivers which combine high dimensional analog phase shifters and power amplifiers with lower-dimensional digital signal processing units. This hybrid beamforming design reduces the cost and power consumption which is aligned with an energy-efficient design vision of 5G. In this paper, we track the progress in hybrid beamforming for massive MIMO communications in the context of system models of the hybrid transceivers' structures, the digital and analog beamforming matrices with the possible antenna configuration scenarios and the hybrid beamforming in heterogeneous wireless networks. We extend the scope of the discussion by including resource management issues in hybrid beamforming. We explore the suitability of hybrid beamforming methods, both, existing and proposed till first quarter of 2017, and identify the exciting future challenges in this domain