Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Superimposed training-based channel estimation and data detection for OFDM amplify-and-forward cooperative systems under high mobility

In this paper, joint channel estimation and data detection in orthogonal frequency division multiplexing (OFDM) amplify-and-forward (AF) cooperative systems under high mobility is investigated. Unlike previous works on cooperative systems in which a number of subcarriers are solely occupied by pilots, partial data-dependent superimposed training (PDDST) is considered here, thus preserving the spectral efficiency. First, a closed-form channel estimator is developed based on the least squares (LS) method with Tikhonov regularization and a corresponding data detection algorithm is proposed using the linear minimum mean square error (LMMSE) criterion. In the derived channel estimator, the unknown data is treated as part of the noise and the resulting data detection may not meet the required performance. To address this issue, an iterative method based on the variational inference approach is derived to improve performance. Simulation results show that the data detection performance of the proposed iterative algorithm initialized by the LMMSE data detector is close to the ideal case with perfect channel state information. © 2006 IEEE.published_or_final_versio

Implementation of uplink network-coded modulation for two-hop networks

With the fast growing number of wireless devices and demand of user data, the backhaul load becomes a bottleneck in wireless networks. Physical layer network coding (PNC) allows Access Points (APs) to relay compressed, network coded user data, therefore reducing the backhaul traffic. In this paper, an implementation of uplink Network Coded Modulation (NetCoM) with PNC is presented. A 5-node prototype NetCoM system is established using Universal Software Radio Peripherals (USRPs) and a practical PNC scheme designed for binary systems is utilised. An orthogonal frequency division multiplexing (OFDM) waveform implementation and the practical challenges (e.g. device synchronisation and clock drift) of applying OFDM to NetCoM are discussed. To the best of our knowledge this is the first PNC implementation in an uplink scenario in radio access networks and our prototype provides an industrially-applicable implementation of the proposed NetCoM with PNC approach

Collaborative modulation multiple access for single hop and multihop networks

While the bandwidth available for wireless networks is limited, the world has seen an unprecedented growth in the number of mobile subscribers and an ever increasing demand for high data rates. Therefore efficient utilisation of bandwidth to maximise link spectral efficiency and number of users that can be served simultaneously are primary goals in the design of wireless systems. To achieve these goals, in this thesis, a new non-orthogonal uplink multiple access scheme which combines the functionalities of adaptive modulation and multiple access called collaborative modulation multiple access (CMMA) is proposed. CMMA enables multiple users to access the network simultaneously and share the same bandwidth even when only a single receive antenna is available and in the presence of high channel correlation. Instead of competing for resources, users in CMMA share resources collaboratively by employing unique modulation sets (UMS) that differ in phase, power, and/or mapping structure. These UMS are designed to insure that the received signal formed from the superposition of all users’ signals belongs to a composite QAM constellation (CC) with a rate equal to the sum rate of all users. The CC and its constituent UMSs are designed centrally at the BS to remove ambiguity, maximize the minimum Euclidian distance (dmin) of the CC and insure a minimum BER performance is maintained. Users collaboratively precode their transmitted signal by performing truncated channel inversion and phase rotation using channel state information (CSI ) obtained from a periodic common pilot to insure that their combined signal at the BS belongs to the CC known at the BS which in turn performs a simple joint maximum likelihood detection without the need for CSI. The coherent addition of users’ power enables CMMA to achieve high link spectral efficiency at any time without extra power or bandwidth but on the expense of graceful degradation in BER performance. To improve the BER performance of CMMA while preserving its precoding and detection structure and without the need for pilot-aided channel estimation, a new selective diversity combining scheme called SC-CMMA is proposed. SC-CMMA optimises the overall group performance providing fairness and diversity gain for various users with different transmit powers and channel conditions by selecting a single antenna out of a group of L available antennas that minimises the total transmit power required for precoding at any one time. A detailed study of capacity and BER performance of CMMA and SC-CMMA is carried out under different level of channel correlations which shows that both offer high capacity gain and resilience to channel correlation. SC-CMMA capacity even increase with high channel correlation between users’ channels. CMMA provides a practical solution for implementing the multiple access adder channel (MAAC) in fading environments hence a hybrid approach combining both collaborative coding and modulation referred to as H-CMMA is investigated. H-CMMA divides users into a number of subgroups where users within a subgroup are assigned the same modulation set and different multiple access codes. H-CMMA adjusts the dmin of the received CC by varying the number of subgroups which in turn varies the number of unique constellation points for the same number of users and average total power. Therefore H-CMMA can accommodate many users with different rates while flexibly managing the complexity, rate and BER performance depending on the SNR. Next a new scheme combining CMMA with opportunistic scheduling using only partial CSI at the receiver called CMMA-OS is proposed to combine both the power gain of CMMA and the multiuser diversity gain that arises from users’ channel independence. To avoid the complexity and excessive feedback associated with the dynamic update of the CC, the BS takes into account the independence of users’ channels in the design of the CC and its constituent UMSs but both remain unchanged thereafter. However UMS are no longer associated with users, instead channel gain’s probability density function is divided into regions with identical probability and each UMS is associated with a specific region. This will simplify scheduling as users can initially chose their UMS based on their CSI and the BS will only need to resolve any collision when the channels of two or more users are located at the same region. Finally a high rate cooperative communication scheme, called cooperative modulation (CM) is proposed for cooperative multiuser systems. CM combines the reliability of the cooperative diversity with the high spectral efficiency and multiple access capabilities of CMMA. CM maintains low feedback and high spectral efficiency by restricting relaying to a single route with the best overall channel. Two possible variations of CM are proposed depending on whether CSI available only at the users or just at the BS and the selected relay. The first is referred to Precode, Amplify, and Forward (PAF) while the second one is called Decode, Remap, and Forward (DMF). A new route selection algorithm for DMF based on maximising dmin of random CC is also proposed using a novel fast low-complexity multi-stage sphere based algorithm to calculate the dmin at the relay of random CC that is used for both relay selection and detection

Adaptive relay techniques for OFDM-based cooperative communication systems

Cooperative communication has been considered as a cost-effective manner to exploit the spatial diversity, improve the quality-of-service and extend transmission coverage. However, there are many challenges faced by cooperative systems which use relays to forward signals to the destination, such as the accumulation of multipath channels, complex resource allocation with the bidirectional asymmetric traffic and reduction of transmission efficiency caused by additional relay overhead. In this thesis, we aim to address the above challenges of cooperative communications, and design the efficient relay systems. Starting with the channel accumulation problem in the amplify-and-forward relay system, we proposed two adaptive schemes for single/multiple-relay networks respectively. These schemes exploit an adaptive guard interval (GI) technique to cover the accumulated delay spread and enhance the transmission efficiency by limiting the overhead. The proposed GI scheme can be implemented without any extra control signal. Extending the adaptive GI scheme to multiple-relay systems, we propose a relay selection strategy which achieves the trade-off between the transmission reliability and overhead by considering both the channel gain and the accumulated delay spread. We then consider resource allocation problem in the two-way decode-and-forward relay system with asymmetric traffic loads. Two allocation algorithms are respectively investigated for time-division and frequency-division relay systems to maximize the end-to-end capacity of the two-way system under a capacity ratio constraint. For the frequency-division systems, a balanced end-to-end capacity is defined as the objective function which combines the requirements of maximizing the end-to-end capacity and achieving the capacity ratio. A suboptimal algorithm is proposed for the frequency-division systems which separates subcarrier allocation and time/power allocation. It can achieve the similar performance with the optimal one with reduced complexity. In order to further enhance the transmission reliability and maintaining low processing delay, we propose an equalize-and-forward (EF) relay scheme. The EF relay equalizes the channel between source and relay to eliminate the channel accumulation without signal regeneration. To reduce the processing time, an efficient parallel structure is applied in the EF relay. Numerical results show that the EF relay exhibits low outage probability at the same data rate as compared to AF and DF schemes

Effects of channel estimation on multiuser virtual MIMO-OFDMA relay-based networks

A practical multiuser cooperative transmission scheme denoted as Virtual Maximum Ratio Transmission (VMRT) for multiple-input multiple-output-orthogonal frequency division multiple access (MIMO-OFDMA) relay-based networks is proposed and evaluated in the presence of a realistic channel estimation algorithm and using low-density parity-check (LDPC) codes. It is shown that this scheme is robust against channel estimation errors. It offers diversity and array gain, keeping the complexity low with a multiuser and multiantenna channel estimation algorithm that is simple and efficient. In addition, the combination with LDPC codes provides improved gains; diversity gains larger than 6 dB can be easily obtained with a reduced number of relays. Thus, this scheme can be used to extend coverage or increase system throughput by using simple cooperative OFDMA-based relays.The authors would like to thank Jae-Yun Ko for his valuable help at the beginning of our work. This work has been partly funded by the projects MULTIADAPTIVE (TEC2008-06327- C03-02), COMONSENS (CSD2008-00010) and CODIV (ICT-2007-215477).Publicad

Layered Steered Space–Time-Spreading-Aided Generalized MC DS-CDMA

Abstract—We present a novel trifunctional multiple-input– multiple-output (MIMO) scheme that intrinsically amalgamates space–time spreading (STS) to achieve a diversity gain and a Vertical Bell Labs layered space–time (V-BLAST) scheme to attain a multiplexing gain in the context of generalized multicarrier direct-sequence code-division multiple access (MC DS-CDMA), as well as beamforming. Furthermore, the proposed system employs both time- and frequency-domain spreading to increase the number of users, which is also combined with a user-grouping technique to reduce the effects of multiuser interference