From Word to Sense Embeddings: A Survey on Vector Representations of Meaning

Over the past years, distributed semantic representations have proved to be effective and flexible keepers of prior knowledge to be integrated into downstream applications. This survey focuses on the representation of meaning. We start from the theoretical background behind word vector space models and highlight one of their major limitations: the meaning conflation deficiency, which arises from representing a word with all its possible meanings as a single vector. Then, we explain how this deficiency can be addressed through a transition from the word level to the more fine-grained level of word senses (in its broader acceptation) as a method for modelling unambiguous lexical meaning. We present a comprehensive overview of the wide range of techniques in the two main branches of sense representation, i.e., unsupervised and knowledge-based. Finally, this survey covers the main evaluation procedures and applications for this type of representation, and provides an analysis of four of its important aspects: interpretability, sense granularity, adaptability to different domains and compositionality.Comment: 46 pages, 8 figures. Published in Journal of Artificial Intelligence Researc

Microstructure-Empowered Stock Factor Extraction and Utilization

High-frequency quantitative investment is a crucial aspect of stock investment. Notably, order flow data plays a critical role as it provides the most detailed level of information among high-frequency trading data, including comprehensive data from the order book and transaction records at the tick level. The order flow data is extremely valuable for market analysis as it equips traders with essential insights for making informed decisions. However, extracting and effectively utilizing order flow data present challenges due to the large volume of data involved and the limitations of traditional factor mining techniques, which are primarily designed for coarser-level stock data. To address these challenges, we propose a novel framework that aims to effectively extract essential factors from order flow data for diverse downstream tasks across different granularities and scenarios. Our method consists of a Context Encoder and an Factor Extractor. The Context Encoder learns an embedding for the current order flow data segment's context by considering both the expected and actual market state. In addition, the Factor Extractor uses unsupervised learning methods to select such important signals that are most distinct from the majority within the given context. The extracted factors are then utilized for downstream tasks. In empirical studies, our proposed framework efficiently handles an entire year of stock order flow data across diverse scenarios, offering a broader range of applications compared to existing tick-level approaches that are limited to only a few days of stock data. We demonstrate that our method extracts superior factors from order flow data, enabling significant improvement for stock trend prediction and order execution tasks at the second and minute level

Sistemas granulares evolutivos

Orientador: Fernando Antonio Campos GomideTese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de ComputaçãoResumo: Recentemente tem-se observado um crescente interesse em abordagens de modelagem computacional para lidar com fluxos de dados do mundo real. Métodos e algoritmos têm sido propostos para obtenção de conhecimento a partir de conjuntos de dados muito grandes e, a princípio, sem valor aparente. Este trabalho apresenta uma plataforma computacional para modelagem granular evolutiva de fluxos de dados incertos. Sistemas granulares evolutivos abrangem uma variedade de abordagens para modelagem on-line inspiradas na forma com que os humanos lidam com a complexidade. Esses sistemas exploram o fluxo de informação em ambiente dinâmico e extrai disso modelos que podem ser linguisticamente entendidos. Particularmente, a granulação da informação é uma técnica natural para dispensar atenção a detalhes desnecessários e enfatizar transparência, interpretabilidade e escalabilidade de sistemas de informação. Dados incertos (granulares) surgem a partir de percepções ou descrições imprecisas do valor de uma variável. De maneira geral, vários fatores podem afetar a escolha da representação dos dados tal que o objeto representativo reflita o significado do conceito que ele está sendo usado para representar. Neste trabalho são considerados dados numéricos, intervalares e fuzzy; e modelos intervalares, fuzzy e neuro-fuzzy. A aprendizagem de sistemas granulares é baseada em algoritmos incrementais que constroem a estrutura do modelo sem conhecimento anterior sobre o processo e adapta os parâmetros do modelo sempre que necessário. Este paradigma de aprendizagem é particularmente importante uma vez que ele evita a reconstrução e o retreinamento do modelo quando o ambiente muda. Exemplos de aplicação em classificação, aproximação de função, predição de séries temporais e controle usando dados sintéticos e reais ilustram a utilidade das abordagens de modelagem granular propostas. O comportamento de fluxos de dados não-estacionários com mudanças graduais e abruptas de regime é também analisado dentro do paradigma de computação granular evolutiva. Realçamos o papel da computação intervalar, fuzzy e neuro-fuzzy em processar dados incertos e prover soluções aproximadas de alta qualidade e sumário de regras de conjuntos de dados de entrada e saída. As abordagens e o paradigma introduzidos constituem uma extensão natural de sistemas inteligentes evolutivos para processamento de dados numéricos a sistemas granulares evolutivos para processamento de dados granularesAbstract: In recent years there has been increasing interest in computational modeling approaches to deal with real-world data streams. Methods and algorithms have been proposed to uncover meaningful knowledge from very large (often unbounded) data sets in principle with no apparent value. This thesis introduces a framework for evolving granular modeling of uncertain data streams. Evolving granular systems comprise an array of online modeling approaches inspired by the way in which humans deal with complexity. These systems explore the information flow in dynamic environments and derive from it models that can be linguistically understood. Particularly, information granulation is a natural technique to dispense unnecessary details and emphasize transparency, interpretability and scalability of information systems. Uncertain (granular) data arise from imprecise perception or description of the value of a variable. Broadly stated, various factors can affect one's choice of data representation such that the representing object conveys the meaning of the concept it is being used to represent. Of particular concern to this work are numerical, interval, and fuzzy types of granular data; and interval, fuzzy, and neurofuzzy modeling frameworks. Learning in evolving granular systems is based on incremental algorithms that build model structure from scratch on a per-sample basis and adapt model parameters whenever necessary. This learning paradigm is meaningful once it avoids redesigning and retraining models all along if the system changes. Application examples in classification, function approximation, time-series prediction and control using real and synthetic data illustrate the usefulness of the granular approaches and framework proposed. The behavior of nonstationary data streams with gradual and abrupt regime shifts is also analyzed in the realm of evolving granular computing. We shed light upon the role of interval, fuzzy, and neurofuzzy computing in processing uncertain data and providing high-quality approximate solutions and rule summary of input-output data sets. The approaches and framework introduced constitute a natural extension of evolving intelligent systems over numeric data streams to evolving granular systems over granular data streamsDoutoradoAutomaçãoDoutor em Engenharia Elétric

Deep Learning Techniques for Music Generation -- A Survey

This paper is a survey and an analysis of different ways of using deep learning (deep artificial neural networks) to generate musical content. We propose a methodology based on five dimensions for our analysis: Objective - What musical content is to be generated? Examples are: melody, polyphony, accompaniment or counterpoint. - For what destination and for what use? To be performed by a human(s) (in the case of a musical score), or by a machine (in the case of an audio file). Representation - What are the concepts to be manipulated? Examples are: waveform, spectrogram, note, chord, meter and beat. - What format is to be used? Examples are: MIDI, piano roll or text. - How will the representation be encoded? Examples are: scalar, one-hot or many-hot. Architecture - What type(s) of deep neural network is (are) to be used? Examples are: feedforward network, recurrent network, autoencoder or generative adversarial networks. Challenge - What are the limitations and open challenges? Examples are: variability, interactivity and creativity. Strategy - How do we model and control the process of generation? Examples are: single-step feedforward, iterative feedforward, sampling or input manipulation. For each dimension, we conduct a comparative analysis of various models and techniques and we propose some tentative multidimensional typology. This typology is bottom-up, based on the analysis of many existing deep-learning based systems for music generation selected from the relevant literature. These systems are described and are used to exemplify the various choices of objective, representation, architecture, challenge and strategy. The last section includes some discussion and some prospects.Comment: 209 pages. This paper is a simplified version of the book: J.-P. Briot, G. Hadjeres and F.-D. Pachet, Deep Learning Techniques for Music Generation, Computational Synthesis and Creative Systems, Springer, 201

Understanding the Impact of On-chip Communication on DNN Accelerator Performance

Deep Neural Networks have flourished at an unprecedented pace in recent years. They have achieved outstanding accuracy in fields such as computer vision, natural language processing, medicine or economics. Specifically, Convolutional Neural Networks (CNN) are particularly suited to object recognition or identification tasks. This, however, comes at a high computational cost, prompting the use of specialized GPU architectures or even ASICs to achieve high speeds and energy efficiency. ASIC accelerators streamline the execution of certain dataflows amenable to CNN computation that imply the constant movement of large amounts of data, thereby turning on-chip communication into a critical function within the accelerator. This paper studies the communication flows within CNN inference accelerators of edge devices, with the aim to justify current and future decisions in the design of the on-chip networks that interconnect their processing elements. Leveraging this analysis, we then qualitatively discuss the potential impact of introducing the novel paradigm of wireless on-chip network in this context.Comment: ICECS201

DeSyRe: on-Demand System Reliability

The DeSyRe project builds on-demand adaptive and reliable Systems-on-Chips (SoCs). As fabrication technology scales down, chips are becoming less reliable, thereby incurring increased power and performance costs for fault tolerance. To make matters worse, power density is becoming a significant limiting factor in SoC design, in general. In the face of such changes in the technological landscape, current solutions for fault tolerance are expected to introduce excessive overheads in future systems. Moreover, attempting to design and manufacture a totally defect and fault-free system, would impact heavily, even prohibitively, the design, manufacturing, and testing costs, as well as the system performance and power consumption. In this context, DeSyRe delivers a new generation of systems that are reliable by design at well-balanced power, performance, and design costs. In our attempt to reduce the overheads of fault-tolerance, only a small fraction of the chip is built to be fault-free. This fault-free part is then employed to manage the remaining fault-prone resources of the SoC. The DeSyRe framework is applied to two medical systems with high safety requirements (measured using the IEC 61508 functional safety standard) and tight power and performance constraints

Neural models for information retrieval: towards asymmetry sensitive approaches based on attention models

Ce travail se situe dans le contexte de la recherche d'information (RI) utilisant des techniques d'intelligence artificielle (IA) telles que l'apprentissage profond (DL). Il s'intéresse à des tâches nécessitant l'appariement de textes, telles que la recherche ad-hoc, le domaine du questions-réponses et l'identification des paraphrases. L'objectif de cette thèse est de proposer de nouveaux modèles, utilisant les méthodes de DL, pour construire des modèles d'appariement basés sur la sémantique de textes, et permettant de pallier les problèmes de l'inadéquation du vocabulaire relatifs aux représentations par sac de mots, ou bag of words (BoW), utilisées dans les modèles classiques de RI. En effet, les méthodes classiques de comparaison de textes sont basées sur la représentation BoW qui considère un texte donné comme un ensemble de mots indépendants. Le processus d'appariement de deux séquences de texte repose sur l'appariement exact entre les mots. La principale limite de cette approche est l'inadéquation du vocabulaire. Ce problème apparaît lorsque les séquences de texte à apparier n'utilisent pas le même vocabulaire, même si leurs sujets sont liés. Par exemple, la requête peut contenir plusieurs mots qui ne sont pas nécessairement utilisés dans les documents de la collection, notamment dans les documents pertinents. Les représentations BoW ignorent plusieurs aspects, tels que la structure du texte et le contexte des mots. Ces caractéristiques sont très importantes et permettent de différencier deux textes utilisant les mêmes mots et dont les informations exprimées sont différentes. Un autre problème dans l'appariement de texte est lié à la longueur des documents. Les parties pertinentes peuvent être réparties de manières différentes dans les documents d'une collection. Ceci est d'autant vrai dans les documents volumineux qui ont tendance à couvrir un grand nombre de sujets et à inclure un vocabulaire variable. Un document long pourrait ainsi comporter plusieurs passages pertinents qu'un modèle d'appariement doit capturer. Contrairement aux documents longs, les documents courts sont susceptibles de concerner un sujet spécifique et ont tendance à contenir un vocabulaire plus restreint. L'évaluation de leur pertinence est en principe plus simple que celle des documents plus longs. Dans cette thèse, nous avons proposé différentes contributions répondant chacune à l'un des problèmes susmentionnés. Tout d'abord, afin de résoudre le problème d'inadéquation du vocabulaire, nous avons utilisé des représentations distribuées des mots (plongement lexical) pour permettre un appariement basé sur la sémantique entre les différents mots. Ces représentations ont été utilisées dans des applications de RI où la similarité document-requête est calculée en comparant tous les vecteurs de termes de la requête avec tous les vecteurs de termes du document, indifféremment. Contrairement aux modèles proposés dans l'état-de-l'art, nous avons étudié l'impact des termes de la requête concernant leur présence/absence dans un document. Nous avons adopté différentes stratégies d'appariement document/requête. L'intuition est que l'absence des termes de la requête dans les documents pertinents est en soi un aspect utile à prendre en compte dans le processus de comparaison. En effet, ces termes n'apparaissent pas dans les documents de la collection pour deux raisons possibles : soit leurs synonymes ont été utilisés ; soit ils ne font pas partie du contexte des documents en questions. Les méthodes que nous avons proposé permettent, d'une part d'effectuer un appariement inexact entre le document et la requête, et d'une autre part évaluer l'impact des différents termes d'une requête dans le processus d'appariement. Bien que l'utilisation du plongement lexical des mots permet d'effectuer un appariement basé sur la sémantique entre différentes séquences de texte, ces représentations combinées avec les modèles classiques considèrent toujours le texte comme une liste d'éléments indépendants (sac de vecteurs au lieux de sac de mots). Or, la structure du texte aussi bien que l'ordre des mots est très importante. Tout changement dans la structure du texte et/ou l'ordre des mots altère l'information exprimée. Afin de résoudre ce problème, les modèles neuronaux ont été utilisés dans l'appariement de texte. Dans notre cas, nous avons d'abord étudié différents modèles neuronaux de l'état-de-l'art pour la comparaison de textes, ensuite nous avons proposé deux approches principales. Dans un premier temps, nous avons construit un modèle qui tient compte de la structure d'un texte et de l'importance de ses mots. Plus précisément, nous avons combiné un modèle basé sur la position avec un modèle basé sur l'attention pour construire une approche d'appariement de texte exploitant des représentations basées sur la position en combinaison avec une pondération basée sur l'attention des mots. Nous croyons que lorsque le modèle est conscient de la position et de l'importance des mots, les représentations apprises fourniront des caractéristiques plus pertinentes pour le processus de comparaison. Nous avons conclu que la position combinée, dans une configuration asymétrique, à l'attention portée à un mot d'une séquence, permet d'améliorer de façon significative les résultats. Dans un deuxième temps, nous avons analysé différentes applications d'appariement neuronal de texte et les avons regroupé en deux grandes catégories. (1) les problèmes d'appariement symétrique qui consiste à identifier si deux textes, de même nature, sont sémantiquement similaires ; (2) les problèmes d'appariement asymétrique qui consiste à évaluer si un texte d'entrée fournit les informations recherchées dans un autre texte de nature différente. En étudiant les différents modèles neuronaux existants, nous avons constaté que tous les modèles proposés se basent sur une architecture Siamoise globale où les différentes entrées du modèle subissent le même traitement quelque soit la nature de la tâche, (1) ou (2). Afin de prendre en considération la nature de la tâche, nous avons proposé une architecture sensible à l'asymétrie pour l'appariement neuronal de textes. Particulièrement, nous avons utilisé un modèle d'attention pour construire une architecture générale qui étend différents modèles neuronaux de l'état de l'art. Enfin, pour faire face aux problèmes liés à la taille des documents dans la recherche ad-hoc en utilisant les réseaux de neurones, nous avons proposé une approche pour extraire des signaux de pertinence à différents niveaux dans un document long. Notamment, au niveau des mots, des passages et du document complet. Plus précisément, nous avons proposé une architecture globale multi-couche permettant de mesurer la pertinence à différent niveaux, en utilisant les modèles d'attention. Cette architecture est ensuite utilisée pour étendre plusieurs modèles de l'état de l'art et d'examiner l'apport de la pertinence mesurée à différents niveaux. Par ailleurs, nous avons proposé un modèle basé sur l'architecture générale proposée. Il utilise un réseau récurrent afin d'effectuer une sorte d'interaction compétitive entre les passages susceptible d'être pertinent dans un document, et qui sont préalablement sélectionnés.This work is situated in the context of information retrieval (IR) using machine learning (ML) and deep learning (DL) techniques. It concerns different tasks requiring text matching, such as ad-hoc research, question answering and paraphrase identification. The objective of this thesis is to propose new approaches, using DL methods, to construct semantic-based models for text matching, and to overcome the problems of vocabulary mismatch related to the classical bag of word (BoW) representations used in traditional IR models. Indeed, traditional text matching methods are based on the BoW representation, which considers a given text as a set of independent words. The process of matching two sequences of text is based on the exact matching between words. The main limitation of this approach is related to the vocabulary mismatch. This problem occurs when the text sequences to be matched do not use the same vocabulary, even if their subjects are related. For example, the query may contain several words that are not necessarily used in the documents of the collection, including relevant documents. BoW representations ignore several aspects about a text sequence, such as the structure the context of words. These characteristics are important and make it possible to differentiate between two texts that use the same words but expressing different information. Another problem in text matching is related to the length of documents. The relevant parts can be distributed in different ways in the documents of a collection. This is especially true in large documents that tend to cover a large number of topics and include variable vocabulary. A long document could thus contain several relevant passages that a matching model must capture. Unlike long documents, short documents are likely to be relevant to a specific subject and tend to contain a more restricted vocabulary. Assessing their relevance is in principle simpler than assessing the one of longer documents. In this thesis, we have proposed different contributions, each addressing one of the above-mentioned issues. First, in order to solve the problem of vocabulary mismatch, we used distributed representations of words (word embedding) to allow a semantic matching between the different words. These representations have been used in IR applications where document/query similarity is computed by comparing all the term vectors of the query with all the term vectors of the document, regardless. Unlike the models proposed in the state-of-the-art, we studied the impact of query terms regarding their presence/absence in a document. We have adopted different document/query matching strategies. The intuition is that the absence of the query terms in the relevant documents is in itself a useful aspect to be taken into account in the matching process. Indeed, these terms do not appear in documents of the collection for two possible reasons: either their synonyms have been used or they are not part of the context of the considered documents. The methods we have proposed make it possible, on the one hand, to perform an inaccurate matching between the document and the query, and on the other hand, to evaluate the impact of the different terms of a query in the matching process. Although the use of word embedding allows semantic-based matching between different text sequences, these representations combined with classical matching models still consider the text as a list of independent elements (bag of vectors instead of bag of words). However, the structure of the text as well as the order of the words is important. Any change in the structure of the text and/or the order of words alters the information expressed. In order to solve this problem, neural models were used in text matching. In our case, we first studied different neural models from the state-of-the-art of text matching, then we proposed two main approaches. First, we built a model that takes into account the structure of a text and the importance of its words. Specifically, we combined a position-based model with an attention-based model to build a text matching approach using position-based representations combined with attention-based weights of words. We believe that when the model is aware of the position and importance of words, the representations learned will provide more relevant characteristics for the comparison process. We concluded that the combined position, in an asymmetric configuration, with the attention given to a word in a sequence, significantly improves the results. In a second step, we analyzed different neural text matching applications and grouped them into two main categories. (1) symmetric matching problems which consists in identifying if two texts, of the same nature, are semantically similar; (2) asymmetric matching problems which consists in evaluating if an input text provides the information sought in another text of a different nature. By studying the various existing neural models, we have found that all the models proposed are based on a global Siamese architecture where the different inputs of the model undergo the same processing, whatever the nature of the task (1) or (2). In order to take into consideration the nature of the matching task, we proposed an asymmetry sensitive architecture for neural text matching. In particular, we used an attention model to build a general architecture that extends different neural models of the state-of-the-art. Finally, to address problems related to document size in ad-hoc search using neural networks, we proposed an approach to extract relevance signals at different levels in a long document. In particular, at the level of words, passages and the complete document. More precisely, we proposed a global multi-layer architecture to measure relevance at different levels, using attention models. This architecture is then used to extend several state of the art models and to examine the contribution of relevance measured at different levels. Based on this general architecture, we proposed a model that uses a recurrent layer to perform a kind of competitive interactions between the passages that are likely to be relevant in a document, and which are previously selected