Reconfigurable Receiver Front-Ends for Advanced Telecommunication Technologies

The exponential growth of converging technologies, including augmented reality, autonomous vehicles, machine-to-machine and machine-to-human interactions, biomedical and environmental sensory systems, and artificial intelligence, is driving the need for robust infrastructural systems capable of handling vast data volumes between end users and service providers. This demand has prompted a significant evolution in wireless communication, with 5G and subsequent generations requiring exponentially improved spectral and energy efficiency compared to their predecessors. Achieving this entails intricate strategies such as advanced digital modulations, broader channel bandwidths, complex spectrum sharing, and carrier aggregation scenarios. A particularly challenging aspect arises in the form of non-contiguous aggregation of up to six carrier components across the frequency range 1 (FR1). This necessitates receiver front-ends to effectively reject out-of-band (OOB) interferences while maintaining high-performance in-band (IB) operation. Reconfigurability becomes pivotal in such dynamic environments, where frequency resource allocation, signal strength, and interference levels continuously change. Software-defined radios (SDRs) and cognitive radios (CRs) emerge as solutions, with direct RF-sampling receivers offering a suitable architecture in which the frequency translation is entirely performed in digital domain to avoid analog mixing issues. Moreover, direct RF- sampling receivers facilitate spectrum observation, which is crucial to identify free zones, and detect interferences. Acoustic and distributed filters offer impressive dynamic range and sharp roll off characteristics, but their bulkiness and lack of electronic adjustment capabilities limit their practicality. Active filters, on the other hand, present opportunities for integration in advanced CMOS technology, addressing size constraints and providing versatile programmability. However, concerns about power consumption, noise generation, and linearity in active filters require careful consideration.This thesis primarily focuses on the design and implementation of a low-voltage, low-power RFFE tailored for direct sampling receivers in 5G FR1 applications. The RFFE consists of a balun low-noise amplifier (LNA), a Q-enhanced filter, and a programmable gain amplifier (PGA). The balun-LNA employs noise cancellation, current reuse, and gm boosting for wideband gain and input impedance matching. Leveraging FD-SOI technology allows for programmable gain and linearity via body biasing. The LNA's operational state ranges between high-performance and high-tolerance modes, which are apt for sensitivityand blocking tests, respectively. The Q-enhanced filter adopts noise-cancelling, current-reuse, and programmable Gm-cells to realize a fourth-order response using two resonators. The fourth-order filter response is achieved by subtracting the individual response of these resonators. Compared to cascaded and magnetically coupled fourth-order filters, this technique maintains the large dynamic range of second-order resonators. Fabricated in 22-nm FD-SOI technology, the RFFE achieves 1%-40% fractional bandwidth (FBW) adjustability from 1.7 GHz to 6.4 GHz, 4.6 dB noise figure (NF) and an OOB third-order intermodulation intercept point (IIP3) of 22 dBm. Furthermore, concerning the implementation uncertainties and potential variations of temperature and supply voltage, design margins have been considered and a hybrid calibration scheme is introduced. A combination of on-chip and off-chip calibration based on noise response is employed to effectively adjust the quality factors, Gm-cells, and resonance frequencies, ensuring desired bandpass response. To optimize and accelerate the calibration process, a reinforcement learning (RL) agent is used.Anticipating future trends, the concept of the Q-enhanced filter extends to a multiple-mode filter for 6G upper mid-band applications. Covering the frequency range from 8 to 20 GHz, this RFFE can be configured as a fourth-order dual-band filter, two bandpass filters (BPFs) with an OOB notch, or a BPF with an IB notch. In cognitive radios, the filter’s transmission zeros can be positioned with respect to the carrier frequencies of interfering signals to yield over 50 dB blocker rejection

Saw-Less radio receivers in CMOS

Smartphones play an essential role in our daily life. Connected to the internet, we can easily keep in touch with family and friends, even if far away, while ever more apps serve us in numerous ways. To support all of this, higher data rates are needed for ever more wireless users, leading to a very crowded radio frequency spectrum. To achieve high spectrum efficiency while reducing unwanted interference, high-quality band-pass filters are needed. Piezo-electrical Surface Acoustic Wave (SAW) filters are conventionally used for this purpose, but such filters need a dedicated design for each new band, are relatively bulky and also costly compared to integrated circuit chips. Instead, we would like to integrate the filters as part of the entire wireless transceiver with digital smartphone hardware on CMOS chips. The research described in this thesis targets this goal. It has recently been shown that N-path filters based on passive switched-RC circuits can realize high-quality band-select filters on CMOS chips, where the center frequency of the filter is widely tunable by the switching-frequency. As CMOS downscaling following Moore’s law brings us lower clock-switching power, lower switch on-resistance and more compact metal-to-metal capacitors, N-path filters look promising. This thesis targets SAW-less wireless receiver design, exploiting N-path filters. As SAW-filters are extremely linear and selective, it is very challenging to approximate this performance with CMOS N-path filters. The research in this thesis proposes and explores several techniques for extending the linearity and enhancing the selectivity of N-path switched-RC filters and mixers, and explores their application in CMOS receiver chip designs. First the state-of-the-art in N-path filters and mixer-first receivers is reviewed. The requirements on the main receiver path are examined in case SAW-filters are removed or replaced by wideband circulators. The feasibility of a SAW-less Frequency Division Duplex (FDD) radio receiver is explored, targeting extreme linearity and compression Irequirements. A bottom-plate mixing technique with switch sharing is proposed. It improves linearity by keeping both the gate-source and gate-drain voltage swing of the MOSFET-switches rather constant, while halving the switch resistance to reduce voltage swings. A new N-path switch-RC filter stage with floating capacitors and bottom-plate mixer-switches is proposed to achieve very high linearity and a second-order voltage-domain RF-bandpass filter around the LO frequency. Extra out-of-band (OOB) rejection is implemented combined with V-I conversion and zero-IF frequency down-conversion in a second cross-coupled switch-RC N-path stage. It offers a low-ohmic high-linearity current path for out-of-band interferers. A prototype chip fabricated in a 28 nm CMOS technology achieves an in-band IIP3 of +10 dBm , IIP2 of +42 dBm, out-of-band IIP3 of +44 dBm, IIP2 of +90 dBm and blocker 1-dB gain-compression point of +13 dBm for a blocker frequency offset of 80 MHz. At this offset frequency, the measured desensitization is only 0.6 dB for a 0-dBm blocker, and 3.5 dB for a 10-dBm blocker at 0.7 GHz operating frequency (i.e. 6 and 9 dB blocker noise figure). The chip consumes 38-96 mW for operating frequencies of 0.1-2 GHz and occupies an active area of 0.49 mm2. Next, targeting to cover all frequency bands up to 6 GHz and achieving a noise figure lower than 3 dB, a mixer-first receiver with enhanced selectivity and high dynamic range is proposed. Capacitive negative feedback across the baseband amplifier serves as a blocker bypassing path, while an extra capacitive positive feedback path offers further blocker rejection. This combination of feedback paths synthesizes a complex pole pair at the input of the baseband amplifier, which is up-converted to the RF port to obtain steeper RF-bandpass filter roll-off than the conventional up-converted real pole and reduced distortion. This thesis explains the circuit principle and analyzes receiver performance. A prototype chip fabricated in 45 nm Partially Depleted Silicon on Insulator (PDSOI) technology achieves high linearity (in-band IIP3 of +3 dBm, IIP2 of +56 dBm, out-of-band IIP3 = +39 dBm, IIP2 = +88 dB) combined with sub-3 dB noise figure. Desensitization due to a 0-dBm blocker is only 2.2 dB at 1.4 GHz operating frequency. IIFinally, to demonstrate the performance of the implemented blocker-tolerant receiver chip designs, a test setup with a real mobile phone is built to verify the sensitivity of the receiver chip for different practical blocking scenarios

Concurrent multiband direct RF sampling receivers

Direct radio frequency (RF) sampling receivers are investigated for use in concurrent multiband reception for mobile broadband (MBB) applications. The recent proliferation of different frequency bands and standards in wireless communications has allowed large increases in mobility and throughput, but the number of receivers in a device is limited by physical space and power consumption. Software Defined Radio (SDR) is increasingly being explored to reduce the number of analog RF components required. This paper examines the use of direct RF digitization, allowing tunable and concurrent reception of multiple bands with a single RF front-end. Full mathematical models of both Nyquist and subband sampling receivers are presented and used to investigate a quadband LTE receiver, which is modeled in Simulink and implemented in a hardware-in-the-loop (HWIL) testbed. Individual bands are simulated to have at worst -95dBm sensitivity for 16-QAM with Nyquist sampling and -83dBm with subband sampling. Desensitization of the receivers due to multiband processing is evaluated theoretically and experimentally, showing a maximum of 3dB degradation, which is within the LTE standard for adjacent band interference

Algorithm-Architecture Co-Design for Digital Front-Ends in Mobile Receivers

The methodology behind this work has been to use the concept of algorithm-hardware co-design to achieve efficient solutions related to the digital front-end in mobile receivers. It has been shown that, by looking at algorithms and hardware architectures together, more efficient solutions can be found; i.e., efficient with respect to some design measure. In this thesis the main focus have been placed on two such parameters; first reduced complexity algorithms to lower energy consumptions at limited performance degradation, secondly to handle the increasing number of wireless standards that preferably should run on the same hardware platform. To be able to perform this task it is crucial to understand both sides of the table, i.e., both algorithms and concepts for wireless communication as well as the implications arising on the hardware architecture. It is easier to handle the high complexity by separating those disciplines in a way of layered abstraction. However, this representation is imperfect, since many interconnected "details" belonging to different layers are lost in the attempt of handling the complexity. This results in poor implementations and the design of mobile terminals is no exception. Wireless communication standards are often designed based on mathematical algorithms with theoretical boundaries, with few considerations to actual implementation constraints such as, energy consumption, silicon area, etc. This thesis does not try to remove the layer abstraction model, given its undeniable advantages, but rather uses those cross-layer "details" that went missing during the abstraction. This is done in three manners: In the first part, the cross-layer optimization is carried out from the algorithm perspective. Important circuit design parameters, such as quantization are taken into consideration when designing the algorithm for OFDM symbol timing, CFO, and SNR estimation with a single bit, namely, the Sign-Bit. Proof-of-concept circuits were fabricated and showed high potential for low-end receivers. In the second part, the cross-layer optimization is accomplished from the opposite side, i.e., the hardware-architectural side. A SDR architecture is known for its flexibility and scalability over many applications. In this work a filtering application is mapped into software instructions in the SDR architecture in order to make filtering-specific modules redundant, and thus, save silicon area. In the third and last part, the optimization is done from an intermediate point within the algorithm-architecture spectrum. Here, a heterogeneous architecture with a combination of highly efficient and highly flexible modules is used to accomplish initial synchronization in at least two concurrent OFDM standards. A demonstrator was build capable of performing synchronization in any two standards, including LTE, WiFi, and DVB-H

Architectures and Circuit Techniques for High-Performance Field-Programmable CMOS Software Defined Radios

Next-generation wireless communication systems put more stringent performance requirements on the wireless RF receiver circuits. Sensitivity, linearity, bandwidth and power consumption are some of the most important specifications that often face tightly coupled tradeoffs between them. To increase the data throughput, a large number of fragmented spectrums are being introduced to the wireless communication standards. Carrier aggregation technology needs concurrent communication across several non-contiguous frequency bands, which results in a rapidly growing number of band combinations. Supporting all the frequency bands and their aggregation combinations increases the complexity of the RF receivers. Highly flexible software defined radio (SDR) is a promising technology to address these applications scenarios with lower complexity by relaxing the specifications of the RF filters or eliminating them. However, there are still many technology challenges with both the receiver architecture and the circuit implementations. The performance requirements of the receivers can also vary across different application scenario and RF environments. Field-programmable dynamic performance tradeoff can potentially reduce the power consumption of the receiver. In this dissertation, we address the performance enhancement challenges in the wideband SDRs by innovations at both the circuit building block level and the receiver architecture level. A series of research projects are conducted to push the state-of-the-art performance envelope and add features such as field-programmable performance tradeoff and concurrent reception. The projects originate from the concept of thermal noise canceling techniques and further enhance the RF performance and add features for more capable SDR receivers. Four generations of prototype LNA or receiver chips are designed, and each of them pushes at least one aspect of the RF performance such as bandwidth, linearity, and NF. A noise-canceling distributed LNA breaks the tradeoff between NF and RF bandwidth by introducing microwave circuit techniques from the distributed amplifiers. The LNA architecture uniquely provides ultra high bandwidth and low NF at low frequencies. A family of field-programmable LNA realized field-programmable performance tradeoff with current-reuse programmable transconductance cells. Interferer-reflecting loops can be applied around the LNAs to improve their input linearity by rejecting the out-of-band interferers with a wideband low in- put impedance. A low noise transconductance amplifier (LNTA) that operates in class-AB-C is invented to can handle rail-to-rail out-of-band blocker without saturation. Class-AB and class-C transconductors form a composite amplifier to increase the linear range of the input voltage. A new antenna interface named frequency-translational quadrature-hybrid (FTQH) breaks the input impedance matching requirement of the LNAs by introducing quadrature hybrid couplers to the CMOS RFIC design. The FTQH receiver achieves wideband sub-1dB NF and supports scalable massive frequency-agile concurrent reception

Contribution à l’étude et la réalisation d’un générateur de signaux radiofréquences analogiques pour la radio logicielle intégrale

The increasing density of wireless devices and the associated communication flows sharing the same air interface will require a smart and agile use of frequency resources. This thesis proposes a flexible, low cost and low power disruptive transmitter architecture. It uses a differentiating coding scheme which leverages a mathematical and technological reduction of the energy cost of information conversion. The design of a DAC suited to this architecture is developed and its performances are assessed toward RF signal generation. The measurements of a demonstrator designed in 65 nm CMOS technology bring a proof of concept.Une utilisation intelligente de l’espace Hertzien sera nécessaire pour permettre au nombre croissant d’objets sans-fil connectés de communiquer dans le même espace de propagation. Ces travaux de thèse proposent une architecture d’émetteur radiofréquence flexible, faible coût et faible consommation, en rupture avec les techniques conventionnelles. Cet émetteur est fondé sur un encodage de la dérivée du signal à générer, ce qui permet de réduire le coût énergétique de la conversion de l’information. Un convertisseur numérique analogique compatible avec cette architecture est présenté et ses performances sont évaluées dans le cadre de la génération de signaux radiofréquence. Les résultats de mesures obtenus avec un prototype réalisé en technologie CMOS 65 nm apporte la preuve du concept

Contribution à l'étude et à la réalisation d'un générateur de signaux radiofréquences analogiques pour la radio logicielle intégrale

The increasing density of wireless devices and the associated communication flowssharing the same air interface will require a smart and agile use of frequency resources. Thisthesis proposes a flexible, low cost and low power disruptive transmitter architecture. It usesa differentiating coding scheme which leverages a mathematical and technological reduction ofthe energy cost of information conversion. The design of a DAC suited to this architecture isdeveloped and its performances are assessed toward RF signal generation. The measurementsof a demonstrator designed in 65 nm CMOS technology bring a proof of concept.Une utilisation intelligente de l’espace Hertzien sera nécessaire pour permettre aunombre croissant d’objets sans-fil connectés de communiquer dans le même espace de propagation.Ces travaux de thèse proposent une architecture d’émetteur radiofréquence flexible, faiblecoût et faible consommation, en rupture avec les techniques conventionnelles. Cet émetteur estfondé sur un encodage de la dérivée du signal à générer, ce qui permet de réduire le coût énergétiquede la conversion de l’information. Un convertisseur numérique analogique compatibleavec cette architecture est présenté et ses performances sont évaluées dans le cadre de la générationde signaux radiofréquence. Les résultats de mesures obtenus avec un prototype réalisé entechnologie CMOS 65 nm apporte la preuve du concept