Polynomial matrix decomposition techniques for frequency selective MIMO channels

For a narrowband, instantaneous mixing multi-input, multi-output (MIMO) communications system, the channel is represented as a scalar matrix. In this scenario, singular value decomposition (SVD) provides a number of independent spatial subchannels which can be used to enhance data rates or to increase diversity. Alternatively, a QR decomposition can be used to reduce the MIMO channel equalization problem to a set of single channel equalization problems. In the case of a frequency selective MIMO system, the multipath channel is represented as a polynomial matrix. Thus conventional matrix decomposition techniques can no longer be applied. The traditional solution to this broadband problem is to reduce it to narrowband form by using a discrete Fourier transform (DFT) to split the broadband channel into N narrow uniformly spaced frequency bands and applying scalar decomposition techniques within each band. This describes an orthogonal frequency division multiplexing (OFDM) based system. However, a novel algorithm has been developed for calculating the eigenvalue decomposition of a para-Hermitian polynomial matrix, known as the sequential best rotation (SBR2) algorithm. SBR2 and its QR based derivatives allow a true polynomial singular value and QR decomposition to be formulated. The application of these algorithms within frequency selective MIMO systems results in a fundamentally new approach to exploiting spatial diversity. Polynomial matrix decomposition and OFDM based solutions are compared for a wide variety of broadband MIMO communication systems. SVD is used to create a robust, high gain communications channel for ultra low signal-to-noise ratio (SNR) environments. Due to the frequency selective nature of the channels produced by polynomial matrix decomposition, additional processing is required at the receiver resulting in two distinct equalization techniques based around turbo and Viterbi equalization. The proposed approach is found to provide identical performance to that of an existing OFDM scheme while supporting a wider range of access schemes. This work is then extended to QR decomposition based communications systems, where the proposed polynomial approach is found to not only provide superior bit-error-rate (BER) performance but significantly reduce the complexity of transmitter design. Finally both techniques are combined to create a nulti-user MIMO system that provides superior BER performance over an OFDM based scheme. Throughout the work the robustness of the proposed scheme to channel state information (CSI) error is considered, resulting in a rigorous demonstration of the capabilities of the polynomial approach

Doctor of Philosophy

dissertationMultiple-input and multiple-output (MIMO) technique has emerged as a key feature for future generations of wireless communication systems. It increases the channel capacity proportionate to the minimum number of transmit and receive antennas. This dissertation addresses the receiver design for high-rate MIMO communications in at fading environments. The emphasis of the thesis is on the cases where channel state information (CSI) is not available and thus, clever channel estimation algorithms have to be developed to bene t from the maximum available channel capacity. The thesis makes four distinct novel contributions. First, we note that the conventional MCMC-MIMO detector presented in the prior work may deteriorate as SNR increases. We suggest and show through computer simulations that this problem to a great extent can be solved by initializing the MCMC detector with regulated states which are found through linear detectors. We also introduce the novel concept of staged-MCMC in a turbo receiver, where we start the detection process at a lower complexity and increase complexity only if the data could not be correctly detected in the present stage of data detection. Second, we note that in high-rate MIMO communications, joint data detection and channel estimation poses new challenges when a turbo loop is used to improve the quality of the estimated channel and the detected data. Erroneous detected data may propagate in the turbo loop and, thus, degrade the performance of the receiver signi cantly. This is referred to as error propagation. We propose a novel receiver that decorrelates channel estimation and the detected data to avoid the detrimental e ect of error propagation. Third, the dissertation studies joint channel estimation and MIMO detection over a continuously time-varying channel and proposes a new dual-layer channel estimator to overcome the complexity of optimal channel estimators. The proposed dual-layer channel estimator reduces the complexity of the MIMO detector with optimal channel estimator by an order of magnitude at a cost of a negligible performance degradation, on the order of 0.1 to 0.2 dB. The fourth contribution of this dissertation is to note that the Wiener ltering techniques that are discussed in this dissertation and elsewhere in the literature assume that channel (time-varying) statistics are available. We propose a new method that estimates such statistics using the coarse channel estimates obtained through pilot symbols. The dissertation also makes an additional contribution revealing di erences between the MCMC-MIMO and LMMSE-MIMO detectors. We nd that under the realistic condition where CSI has to be estimated, hence the available channel estimate will be noisy, the MCMC-MIMO detector outperforms the LMMSE-MIMO detector with a signi cant margin

Iterative receiver design for MIMO-OFDM systems via Sequential Monte Carlo (SMC) techniques

Master'sMASTER OF ENGINEERIN

Semi-Data-Aided Channel Estimation for MIMO Systems via Reinforcement Learning

Data-aided channel estimation is a promising solution to improve channel estimation accuracy by exploiting data symbols as pilot signals for updating an initial channel estimate. In this paper, we propose a semi-data-aided channel estimator for multiple-input multiple-output communication systems. Our strategy is to leverage reinforcement learning (RL) for selecting reliable detected symbols among the symbols in the first part of transmitted data block. This strategy facilitates an update of the channel estimate before the end of data block transmission and therefore achieves a significant reduction in communication latency compared to conventional data-aided channel estimation approaches. Towards this end, we first define a Markov decision process (MDP) which sequentially decides whether to use each detected symbol as an additional pilot signal. We then develop an RL algorithm to efficiently find the best policy of the MDP based on a Monte Carlo tree search approach. In this algorithm, we exploit the a-posteriori probability for approximating both the optimal future actions and the corresponding state transitions of the MDP and derive a closed-form expression for the best policy. Simulation results demonstrate that the proposed channel estimator effectively mitigates both channel estimation error and detection performance loss caused by insufficient pilot signals

System capacity enhancement for 5G network and beyond

A thesis submitted to the University of Bedfordshire, in fulfilment of the requirements for the degree of Doctor of PhilosophyThe demand for wireless digital data is dramatically increasing year over year. Wireless communication systems like Laptops, Smart phones, Tablets, Smart watch, Virtual Reality devices and so on are becoming an important part of people’s daily life. The number of mobile devices is increasing at a very fast speed as well as the requirements for mobile devices such as super high-resolution image/video, fast download speed, very short latency and high reliability, which raise challenges to the existing wireless communication networks. Unlike the previous four generation communication networks, the fifth-generation (5G) wireless communication network includes many technologies such as millimetre-wave communication, massive multiple-input multiple-output (MIMO), visual light communication (VLC), heterogeneous network (HetNet) and so forth. Although 5G has not been standardised yet, these above technologies have been studied in both academia and industry and the goal of the research is to enhance and improve the system capacity for 5G networks and beyond by studying some key problems and providing some effective solutions existing in the above technologies from system implementation and hardware impairments’ perspective. The key problems studied in this thesis include interference cancellation in HetNet, impairments calibration for massive MIMO, channel state estimation for VLC, and low latency parallel Turbo decoding technique. Firstly, inter-cell interference in HetNet is studied and a cell specific reference signal (CRS) interference cancellation method is proposed to mitigate the performance degrade in enhanced inter-cell interference coordination (eICIC). This method takes carrier frequency offset (CFO) and timing offset (TO) of the user’s received signal into account. By reconstructing the interfering signal and cancelling it afterwards, the capacity of HetNet is enhanced. Secondly, for massive MIMO systems, the radio frequency (RF) impairments of the hardware will degrade the beamforming performance. When operated in time duplex division (TDD) mode, a massive MIMO system relies on the reciprocity of the channel which can be broken by the transmitter and receiver RF impairments. Impairments calibration has been studied and a closed-loop reciprocity calibration method is proposed in this thesis. A test device (TD) is introduced in this calibration method that can estimate the transmitters’ impairments over-the-air and feed the results back to the base station via the Internet. The uplink pilots sent by the TD can assist the BS receivers’ impairment estimation. With both the uplink and downlink impairments estimates, the reciprocity calibration coefficients can be obtained. By computer simulation and lab experiment, the performance of the proposed method is evaluated. Channel coding is an essential part of a wireless communication system which helps fight with noise and get correct information delivery. Turbo codes is one of the most reliable codes that has been used in many standards such as WiMAX and LTE. However, the decoding process of turbo codes is time-consuming and the decoding latency should be improved to meet the requirement of the future network. A reverse interleave address generator is proposed that can reduce the decoding time and a low latency parallel turbo decoder has been implemented on a FPGA platform. The simulation and experiment results prove the effectiveness of the address generator and show that there is a trade-off between latency and throughput with a limited hardware resource. Apart from the above contributions, this thesis also investigated multi-user precoding for MIMO VLC systems. As a green and secure technology, VLC is achieving more and more attention and could become a part of 5G network especially for indoor communication. For indoor scenario, the MIMO VLC channel could be easily ill-conditioned. Hence, it is important to study the impact of the channel state to the precoding performance. A channel state estimation method is proposed based on the signal to interference noise ratio (SINR) of the users’ received signal. Simulation results show that it can enhance the capacity of the indoor MIMO VLC system

Hardware oriented, quasi-optimal detectors for iterative and non-iterative MIMO receivers

n/

Iterative Joint Channel Estimation and Multi-User Detection for Multiple-Antenna Aided OFDM Systems

Multiple-Input-Multiple-Output (MIMO) Orthogonal Frequency Division Multiplexing (OFDM) systems have recently attracted substantial research interest. However, compared to Single-Input-Single-Output (SISO) systems, channel estimation in the MIMO scenario becomes more challenging, owing to the increased number of independent transmitter-receiver links to be estimated. In the context of the Bell LAyered Space-Time architecture (BLAST) or Space Division Multiple Access (SDMA) multi-user MIMO OFDM systems, none of the known channel estimation techniques allows the number of users to be higher than the number of receiver antennas, which is often referred to as a “rank-deficient” scenario, owing to the constraint imposed by the rank of the MIMO channel matrix. Against this background, in this paper we propose a new Genetic Algorithm (GA) assisted iterative Joint Channel Estimation and Multi-User Detection (GA-JCEMUD) approach for multi-user MIMO SDMA-OFDM systems, which provides an effective solution to the multi-user MIMO channel estimation problem in the above-mentioned rank-deficient scenario. Furthermore, the GAs invoked in the data detection literature can only provide a hard-decision output for the Forward Error Correction (FEC) or channel decoder, which inevitably limits the system’s achievable performance. By contrast, our proposed GA is capable of providing “soft” outputs and hence it becomes capable of achieving an improved performance with the aid of FEC decoders. A range of simulation results are provided to demonstrate the superiority of the proposed scheme. Index Terms—Channel estimation, genetic algorithm, multiple-input-multiple-output, multi-user detection, orthogonal frequency division multiplexing, space division multiple access

Iterative Receiver Techniques for Data-Driven Channel Estimation and Interference Mitigation in Wireless Communications

Wireless mobile communications were initially a way for people to communicate through low data rate voice call connections. As data enabled devices allow users the ability to do much more with their mobile devices, so to will the demand for more reliable and pervasive wireless data. This is being addressed by so-called 4th generation wireless systems based on orthogonal frequency division multiplexing (OFDM) and multiple-input multiple-output (MIMO) antenna systems. Mobile wireless customers are becoming more demanding and expecting to have a great user experience over high speed broadband access at any time and anywhere, both indoor and outdoor. However, these promising improvements cannot be realized without an e±cient design of the receiver. Recently, receivers utilizing iterative detection and decoding have changed the fundamental receiver design paradigm from traditional separated parameter estimation and data detection blocks to an integrated iterative parameter estimator and data detection unit. Motivated by this iterative data driven approach, we develop low complexity iterative receivers with improved sensitivity compared to the conventional receivers, this brings potential benefits for the wireless communication system, such as improving the overall system throughput, increasing the macro cell coverage, and reducing the cost of the equipments in both the base station and mobile terminal. It is a challenge to design receivers that have good performance in a highly dynamic mobile wireless environment. One of the challenges is to minimize overhead reference signal energy (preamble, pilot symbols) without compromising the performance. We investigate this problem, and develop an iterative receiver with enhanced data-driven channel estimation. We discuss practical realizations of the iterative receiver for SISO-OFDM system. We utilize the channel estimation from soft decoded data (the a priori information) through frequency-domain combining and time-domain combining strategies in parallel with limited pilot signals. We analyze the performance and complexity of the iterative receiver, and show that the receiver's sensitivity can be improved even with this low complexity solution. Hence, seamless communications can be achieved with better macro cell coverage and mobility without compromising the overall system performance. Another challenge is that a massive amount of interference caused by MIMO transmission (spatial multiplexing MIMO) reduces the performance of the channel estimation, and further degrades data detection performance. We extend the iterative channel estimation from SISO systems to MIMO systems, and work with linear detection methods to perform joint interference mitigation and channel estimation. We further show the robustness of the iterative receivers in both indoor and outdoor environment compared to the conventional receiver approach. Finally, we develop low complexity iterative spatial multiplexed MIMO receivers for nonlinear methods based on two known techniques, that is, the Sphere Decoder (SD) method and the Markov Chain Monte Carlo (MCMC) method. These methods have superior performance, however, they typically demand a substantial increase in computational complexity, which is not favorable in practical realizations. We investigate and show for the first time how to utilize the a priori information in these methods to achieve performance enhancement while simultaneously substantially reducing the computational complexity. In our modified sphere decoder method, we introduce a new accumulated a priori metric in the tree node enumeration process. We show how we can improve the performance by obtaining the reliable tree node candidate from the joint Maximum Likelihood (ML) metric and an approximated a priori metric. We also show how we can improve the convergence speed of the sphere decoder (i.e., reduce the com- plexity) by selecting the node with the highest a priori probability as the starting node in the enumeration process. In our modified MCMC method, the a priori information is utilized for the firrst time to qualify the reliably decoded bits from the entire signal space. Two new robust MCMC methods are developed to deal with the unreliable bits by using the reliably decoded bit information to cancel the interference that they generate. We show through complexity analysis and performance comparison that these new techniques have improved performance compared to the conventional approaches, and further complexity reduction can be obtained with the assistance of the a priori information. Therefore, the complexity and performance tradeoff of these nonlinear methods can be optimized for practical realizations