Downlink Achievable Rate Analysis for FDD Massive MIMO Systems

Multiple-Input Multiple-Output (MIMO) systems with large-scale transmit antenna arrays, often called massive MIMO, are a very promising direction for 5G due to their ability to increase capacity and enhance both spectrum and energy efficiency. To get the benefit of massive MIMO systems, accurate downlink channel state information at the transmitter (CSIT) is essential for downlink beamforming and resource allocation. Conventional approaches to obtain CSIT for FDD massive MIMO systems require downlink training and CSI feedback. However, such training will cause a large overhead for massive MIMO systems because of the large dimensionality of the channel matrix. In this dissertation, we improve the performance of FDD massive MIMO networks in terms of downlink training overhead reduction, by designing an efficient downlink beamforming method and developing a new algorithm to estimate the channel state information based on compressive sensing techniques. First, we design an efficient downlink beamforming method based on partial CSI. By exploiting the relationship between uplink direction of arrivals (DoAs) and downlink direction of departures (DoDs), we derive an expression for estimated downlink DoDs, which will be used for downlink beamforming. Second, By exploiting the sparsity structure of downlink channel matrix, we develop an algorithm that selects the best features from the measurement matrix to obtain efficient CSIT acquisition that can reduce the downlink training overhead compared with conventional LS/MMSE estimators. In both cases, we compare the performance of our proposed beamforming method with traditional methods in terms of downlink achievable rate and simulation results show that our proposed method outperform the traditional beamforming methods

Analysis of SVD-Based Hybrid Schemes for Massive MIMO with Phase Noise and Imperfect Channel Estimation

In hybrid analog-digital schemes, proposed to reduce the number of RF chains especially at millimeter waves, the precoding at the transmitter and the combining at the receiver are split into digital and analog parts. We analyze the sensitivity of hybrid schemes to phase noise and channel estimation errors and we compare them to a full-digital approach. The scheme adopted for the analog part employs fixed phase shifters, then the digital part is optimized by a singular-value decomposition. We derive analytical expressions for the interference and the SNR degradation arising from the imperfect decomposition due to phase noise and the channel estimation error, for typical millimter-wave massive MIMO channels. In particular we show that when the channel estimation is made in the beam-space, this hybrid scheme is more robust to the phase noise and to the channel estimation errors than a full-digital approach

Resource Allocation in Multi-user MIMO Networks: Interference Management and Cooperative Communications

Nowadays, wireless communications are becoming so tightly integrated in our daily lives, especially with the global spread of laptops, tablets and smartphones. This has paved the way to dramatically increasing wireless network dimensions in terms of subscribers and amount of flowing data. Therefore, the two important fundamental requirements for the future 5G wireless networks are abilities to support high data traffic and exceedingly low latency. A likely candidate to fulfill these requirements is multicell multi-user multi-input multiple-output (MU-MIMO); also termed as coordinated multi-point (CoMP) transmission and reception. To achieve the highest possible performance in MU-MIMO networks, a properly designed resource allocation algorithm is needed. Moreover, with the rapidly growing data traffic, interference has become a major limitation in wireless networks. Interference alignment (IA) has been shown to significantly manage the interference and improve the network performance. However, how practically use IA to mitigate interference in a downlink MU-MIMO network still remains an open problem. In this dissertation, we improve the performance of MU-MIMO networks in terms of spectral efficiency, by designing and developing new beamforming algorithms that can efficiently mitigate the interference and allocate the resources. Then we mathematically analyze the performance improvement of MUMIMO networks employing proposed techniques. Fundamental relationships between network parameters and the network performance is revealed, which provide guidance on the wireless networks design. Finally, system level simulations are conducted to investigate the performance of the proposed strategies

Novel transmission and beamforming strategies for multiuser MIMO with various CSIT types

In multiuser multi-antenna wireless systems, the transmission and beamforming strategies that achieve the sum rate capacity depend critically on the acquisition of perfect Channel State Information at the Transmitter (CSIT). Accordingly, a high-rate low-latency feedback link between the receiver and the transmitter is required to keep the latter accurately and instantaneously informed about the CSI. In realistic wireless systems, however, only imperfect CSIT is achievable due to pilot contamination, estimation error, limited feedback and delay, etc. As an intermediate solution, this thesis investigates novel transmission strategies suitable for various imperfect CSIT scenarios and the associated beamforming techniques to optimise the rate performance. First, we consider a two-user Multiple-Input-Single-Output (MISO) Broadcast Channel (BC) under statistical and delayed CSIT. We mainly focus on linear beamforming and power allocation designs for ergodic sum rate maximisation. The proposed designs enable higher sum rate than the conventional designs. Interestingly, we propose a novel transmission framework which makes better use of statistical and delayed CSIT and smoothly bridges between statistical CSIT-based strategies and delayed CSIT-based strategies. Second, we consider a multiuser massive MIMO system under partial and statistical CSIT. In order to tackle multiuser interference incurred by partial CSIT, a Rate-Splitting (RS) transmission strategy has been proposed recently. We generalise the idea of RS into the large-scale array. By further exploiting statistical CSIT, we propose a novel framework Hierarchical-Rate-Splitting that is particularly suited to massive MIMO systems. Third, we consider a multiuser Millimetre Wave (mmWave) system with hybrid analog/digital precoding under statistical and quantised CSIT. We leverage statistical CSIT to design digital precoder for interference mitigation while all feedback overhead is reserved for precise analog beamforming. For very limited feedback and/or very sparse channels, the proposed precoding scheme yields higher sum rate than the conventional precoding schemes under a fixed total feedback constraint. Moreover, a RS transmission strategy is introduced to further tackle the multiuser interference, enabling remarkable saving in feedback overhead compared with conventional transmission strategies. Finally, we investigate the downlink hybrid precoding for physical layer multicasting with a limited number of RF chains. We propose a low complexity algorithm to compute the analog precoder that achieves near-optimal max-min performance. Moreover, we derive a simple condition under which the hybrid precoding driven by a limited number of RF chains incurs no loss of optimality with respect to the fully digital precoding case.Open Acces