An Improved Ocean Vector Winds Retrieval Approach Using C- And Ku-band Scatterometer And Multi-frequency Microwave Radiometer Measurements

This dissertation will specifically address the issue of improving the quality of satellite scatterometer retrieved ocean surface vector winds (OVW), especially in the presence of strong rain associated with tropical cyclones. A novel active/passive OVW retrieval algorithm is developed that corrects Ku-band scatterometer measurements for rain effects and then uses them to retrieve accurate OVW. The rain correction procedure makes use of independent information available from collocated multi-frequency passive microwave observations provided by a companion sensor and also from simultaneous C-band scatterometer measurements. The synergy of these active and passive measurements enables improved correction for rain effects, which enhances the utility of Ku-band scatterometer measurements in extreme wind events. The OVW retrieval algorithm is based on the next generation instrument conceptual design for future US scatterometers, i.e. the Dual Frequency Scatterometer (DFS) developed by NASA’s Jet Propulsion Laboratory. Under this dissertation research, an end-to-end computer simulation was developed to evaluate the performance of this active/passive technique for retrieving hurricane force winds in the presence of intense rain. High-resolution hurricane wind and precipitation fields were simulated for several scenes of Hurricane Isabel in 2003 using the Weather Research and Forecasting (WRF) Model. Using these numerical weather model environmental fields, active/passive measurements were simulated for instruments proposed for the Global Change Observation Mission- Water Cycle (GCOM-W2) satellite series planned by the Japanese Aerospace Exploration Agency. Further, the quality of the simulation was evaluated using actual hurricane measurements from the Advanced Microwave Scanning Radiometer and iv SeaWinds scatterometer onboard the Advanced Earth Observing Satellite-II (ADEOS-II). The analysis of these satellite data provided confidence in the capability of the simulation to generate realistic active/passive measurements at the top of the atmosphere. Results are very encouraging, and they show that the new algorithm can retrieve accurate ocean surface wind speeds in realistic hurricane conditions using the rain corrected Ku-band scatterometer measurements. They demonstrate the potential to improve wind measurements in extreme wind events for future wind scatterometry missions such as the proposed GCOM-W2

An Ocean Surface Wind Vector Model Function For A Spaceborne Microwave Radiometer And Its Application

Ocean surface wind vectors over the ocean present vital information for scientists and forecasters in their attempt to understand the Earth\u27s global weather and climate. As the demand for global wind velocity information has increased, the number of satellite missions that carry wind-measuring sensors has also increased; however, there are still not sufficient numbers of instruments in orbit today to fulfill the need for operational meteorological and scientific wind vector data. Over the last three decades operational measurements of global ocean wind speeds have been obtained from passive microwave radiometers. Also, vector ocean surface wind data were primarily obtained from several scatterometry missions that have flown since the early 1990\u27s. However, other than SeaSat-A in 1978, there has not been combined active and passive wind measurements on the same satellite until the launch of the second Advanced Earth Observing Satellite (ADEOS-II) in 2002. This mission has provided a unique data set of coincident measurements between the SeaWinds scatterometer and the Advanced Microwave Scanning Radiometer (AMSR). AMSR observes the vertical and horizontal brightness temperature (TB) at six frequency bands between 6.9 GHz and 89.0 GHz. Although these measurements contain some wind direction information, the overlying atmospheric influence can easily obscure this signal and make wind direction retrieval from passive microwave measurements very difficult. However, at radiometer frequencies between 10 and 37 GHz, a certain linear combination of vertical and horizontal brightness temperatures causes the atmospheric dependence to be nearly cancelled and surface parameters such as wind speed, wind direction and sea surface temperature to dominate the resulting signal. This brightness temperature combination may be expressed as ATBV-TBH, where A is a constant to be determined and the TBV and TBH are the brightness temperatures for the vertical and horizontal polarization respectively. In this dissertation, an empirical relationship between the AMSR\u27s ATBV-TBH and SeaWinds\u27 surface wind vector retrievals was established for three microwave frequencies: 10, 18 and 37 GHz. This newly developed model function for a passive microwave radiometer could provide the basis for wind vector retrievals either separately or in combination with scatterometer measurements

An experimental 2D-Var retrieval using AMSR2

A two-dimensional variational retrieval (2D-Var) is presented for a passive microwave imager. The overlapping antenna patterns of all frequencies from the Advanced Microwave Scanning Radiometer 2 (AMSR2) are explicitly simulated to attempt retrieval of near-surface wind speed and surface skin temperature at finer spatial scales than individual antenna beams. This is achieved, with the effective spatial resolution of retrieved parameters judged by analysis of 2D-Var averaging kernels. Sea surface temperature retrievals achieve about 30 km resolution, with wind speed retrievals at about 10 km resolution. It is argued that multi-dimensional optimal estimation permits greater use of total information content from microwave sensors than other methods, with no compromises on target resolution needed; instead, various targets are retrieved at the highest possible spatial resolution, driven by the channels\u27 sensitivities. All AMSR2 channels can be simulated within near their published noise characteristics for observed clear-sky scenes, though calibration and emissivity model errors are key challenges. This experimental retrieval shows the feasibility of 2D-Var for cloud-free retrievals and opens the possibility of stand-alone 3D-Var retrievals of water vapour and hydrometeor fields from microwave imagers in the future. The results have implications for future satellite missions and sensor design, as spatial oversampling can somewhat mitigate the need for larger antennas in the push for higher spatial resolution

Observational studies of scatterometer ocean vector winds in the presence of dynamic air-sea interactions

Ocean vector wind measurements produced by satellite scatterometers are used in many applications across many disciplines, from forcing ocean circulation models and improving weather forecasts, to aiding in rescue operations and helping marine management services, and even mapping energy resources. However, a scatterometer does not in fact measure wind directly; received radar backscatter is proportional to the roughness of the ocean\u27s surface, which is primarily modified by wind speed and direction. As scatterometry has evolved in recent decades, highly calibrated geophysical model functions have been designed to transform this received backscatter into vector winds. Because these products are used in so many applications, it is crucial to understand any limitations of this process. For instance, a number of assumptions are routinely invoked when interpreting scatterometer retrievals in areas of complex air-sea dynamics without, perhaps, sufficient justification from supporting observations. This dissertation uses satellite data, in situ measurements, and model simulations to evaluate these assumptions. Robustness is assured by using multiple types of satellite scatterometer data from different sensors and of different resolutions, including an experimental ultra-high resolution product that first required validation in the region of study. After this validation survey, a subsequent investigation used the multiple data resolutions to focus on the influence of ocean surface currents on scatterometer retrievals. Collocated scatterometer and buoy wind data along with buoy surface current measurements support the theory that scatterometer winds respond to the relative motion of the ocean surface; in other words, that they can effectively be considered current-relative, as has been generally assumed. Another major control on scatterometer retrievals is atmospheric stability, which affects both surface roughness and wind shear. A study using wind, stress, temperature, and pressure measurements at a mooring in the Gulf Stream as well as collocated scatterometer data proved that the scatterometer responds as expected to changes in stability. Therefore, scatterometer retrievals can effectively be used to evaluate changes in wind due to speed adjustment over temperature fronts. Given the conclusions of these individual studies, this work collectively solidifies decades of theory and validates the use of scatterometer winds in areas of complex air-sea interaction

L-Band Multi-Polarization Radar Scatterometry over Global Forests: Modelling, Analysis, and Applications

Spaceborne L-band radars have the ability to penetrate vegetation canopies over forested areas, suggesting a potential for regular and frequent global monitoring of both the vegetation state and the subcanopy soil moisture. However, L-band radar’s sensitivity to both vegetation and ground also complicates the relationship between the radar observations and the ecological and geophysical parameters. Accurate yet parsimonious forward models of the radar backscatter are valuable to building an understanding of these relationships. In the first part of this thesis, a model of L-band multi-polarization radar backscatter from forests, intended for use at regional to global spatial scales, is presented. Novel developments in the model include the consideration of multiple scattering within the dense vegetation canopy, and the application of a general model of plant allometry to mitigate the need for much intensive field data for training or over-tuning towards specific sites and tree species. Aided by our model, in the remainder and majority of the thesis, a detailed analysis and interpretation of L-band backscatter over global forests is performed, using data from the Aquarius and SMAP missions. Quantitative differences in backscatter predicted by our model due to freeze/thaw states, branch orientation, and flooding are partially verified against the data, and fitted values of aboveground-biomass and microwave vegetation optical depths are comparable to independent estimates in the literature. Polarization information is used to help distinguish vegetation and ground effects on spatial and temporal variations. We show that neither vegetation nor ground effects alone can explain spatial variations within the same land cover class. For temporal variations during unfrozen periods, soil moisture is found to often be an important factor at timescales of a week to several months, although vegetation changes remain a non-negligible factor. We report the observation of significant differences in backscatter depending on beam azimuthal angle, possibly due to plant phototropism. We also investigated diurnal variations, which have the potential to reveal signals related to plant transpiration. SMAP data from May-July 2015 showed that globally, co-polarized backscatter was generally higher at 6PM compared to 6AM over boreal forests, which is not what one might expect based on previous studies. Based on our modelling, increased canopy extinction at 6AM is a possible cause, but this is unproven and its true underlying physical cause undetermined. Finally, by making simplifying approximations on our forward model, we propose and explore algorithms for soil moisture retrieval under forest canopies using L-band scatterometry, with preliminary evaluations suggesting improved performance over existing algorithms.</p

Ground, Proximal, and Satellite Remote Sensing of Soil Moisture

Soil moisture (SM) is a key hydrologic state variable that is of significant importance for numerous Earth and environmental science applications that directly impact the global environment and human society. Potential applications include, but are not limited to, forecasting of weather and climate variability; prediction and monitoring of drought conditions; management and allocation of water resources; agricultural plant production and alleviation of famine; prevention of natural disasters such as wild fires, landslides, floods, and dust storms; or monitoring of ecosystem response to climate change. Because of the importance and wide‐ranging applicability of highly variable spatial and temporal SM information that links the water, energy, and carbon cycles, significant efforts and resources have been devoted in recent years to advance SM measurement and monitoring capabilities from the point to the global scales. This review encompasses recent advances and the state‐of‐the‐art of ground, proximal, and novel SM remote sensing techniques at various spatial and temporal scales and identifies critical future research needs and directions to further advance and optimize technology, analysis and retrieval methods, and the application of SM information to improve the understanding of critical zone moisture dynamics. Despite the impressive progress over the last decade, there are still many opportunities and needs to, for example, improve SM retrieval from remotely sensed optical, thermal, and microwave data and opportunities for novel applications of SM information for water resources management, sustainable environmental development, and food security