Cross-Layer Optimization for Power-Efficient and Robust Digital Circuits and Systems

With the increasing digital services demand, performance and power-efficiency become vital requirements for digital circuits and systems. However, the enabling CMOS technology scaling has been facing significant challenges of device uncertainties, such as process, voltage, and temperature variations. To ensure system reliability, worst-case corner assumptions are usually made in each design level. However, the over-pessimistic worst-case margin leads to unnecessary power waste and performance loss as high as 2.2x. Since optimizations are traditionally confined to each specific level, those safe margins can hardly be properly exploited. To tackle the challenge, it is therefore advised in this Ph.D. thesis to perform a cross-layer optimization for digital signal processing circuits and systems, to achieve a global balance of power consumption and output quality. To conclude, the traditional over-pessimistic worst-case approach leads to huge power waste. In contrast, the adaptive voltage scaling approach saves power (25% for the CORDIC application) by providing a just-needed supply voltage. The power saving is maximized (46% for CORDIC) when a more aggressive voltage over-scaling scheme is applied. These sparsely occurred circuit errors produced by aggressive voltage over-scaling are mitigated by higher level error resilient designs. For functions like FFT and CORDIC, smart error mitigation schemes were proposed to enhance reliability (soft-errors and timing-errors, respectively). Applications like Massive MIMO systems are robust against lower level errors, thanks to the intrinsically redundant antennas. This property makes it applicable to embrace digital hardware that trades quality for power savings.Comment: 190 page

Digital Front-End Signal Processing with Widely-Linear Signal Models in Radio Devices

Necessitated by the demand for ever higher data rates, modern communications waveforms have increasingly wider bandwidths and higher signal dynamics. Furthermore, radio devices are expected to transmit and receive a growing number of different waveforms from cellular networks, wireless local area networks, wireless personal area networks, positioning and navigation systems, as well as broadcast systems. On the other hand, commercial wireless devices are expected to be cheap, be relatively small in size, and have a long battery life. The demands for flexibility and higher data rates on one hand, and the constraints on production cost, device size, and energy efficiency on the other, pose difficult challenges on the design and implementation of future radio transceivers. Under these diametric constraints, in order to keep the overall implementation cost and size feasible, the use of simplified radio architectures and relatively low-cost radio electronics are necessary. This notion is even more relevant for multiple antenna systems, where each antenna has a dedicated radio front-end. The combination of simplified radio front-ends and low-cost electronics implies that various nonidealities in the remaining analog radio frequency (RF) modules, stemming from unavoidable physical limitations and material variations of the used electronics, are expected to play a critical role in these devices. Instead of tightening the specifications and tolerances of the analog circuits themselves, a more cost-effective solution in many cases is to compensate for these nonidealities in the digital domain. This line of research has been gaining increasing interest in the last 10-15 years, and is also the main topic area of this work. The direct-conversion radio principle is the current and future choice for building low-cost but flexible, multi-standard radio transmitters and receivers. The direct-conversion radio, while simple in structure and integrable on a single chip, suffers from several performance degrading circuit impairments, which have historically prevented its use in wideband, high-rate, and multi-user systems. In the last 15 years, with advances in integrated circuit technologies and digital signal processing, the direct-conversion principle has started gaining popularity. Still, however, much work is needed to fully realize the potential of the direct-conversion principle. This thesis deals with the analysis and digital mitigation of the implementation nonidealities of direct-conversion transmitters and receivers. The contributions can be divided into three parts. First, techniques are proposed for the joint estimation and predistortion of in-phase/quadrature-phase (I/Q) imbalance, power amplifier (PA) nonlinearity, and local oscillator (LO) leakage in wideband direct-conversion transmitters. Second, methods are developed for estimation and compensation of I/Q imbalance in wideband direct-conversion receivers, based on second-order statistics of the received communication waveforms. Third, these second-order statistics are analyzed for second-order stationary and cyclostationary signals under several other system impairments related to circuit implementation and the radio channel. This analysis brings new insights on I/Q imbalances and their compensation using the proposed algorithms. The proposed algorithms utilize complex-valued signal processing throughout, and naturally assume a widely-linear form, where both the signal and its complex-conjugate are filtered and then summed. The compensation processing is situated in the digital front-end of the transceiver, as the last step before digital-to-analog conversion in transmitters, or in receivers, as the first step after analog-to-digital conversion. The compensation techniques proposed herein have several common, unique, attributes: they are designed for the compensation of frequency-dependent impairments, which is seen critical for future wideband systems; they require no dedicated training data for learning; the estimators are computationally efficient, relying on simple signal models, gradient-like learning rules, and solving sets of linear equations; they can be applied in any transceiver type that utilizes the direct-conversion principle, whether single-user or multi-user, or single-carrier or multi-carrier; they are modulation, waveform, and standard independent; they can also be applied in multi-antenna transceivers to each antenna subsystem separately. Therefore, the proposed techniques provide practical and effective solutions to real-life circuit implementation problems of modern communications transceivers. Altogether, considering the algorithm developments with the extensive experimental results performed to verify their functionality, this thesis builds strong confidence that low-complexity digital compensation of analog circuit impairments is indeed applicable and efficient

WAVEFORM AND TRANSCEIVER OPTIMIZATION FOR MULTI-FUNCTIONAL AIRBORNE RADAR THROUGH ADAPTIVE PROCESSING

Pulse compression techniques have been widely used for target detection and remote sensing. The primary concern for pulse compression is the sidelobe interference. Waveform design is an important method to improve the sidelobe performance. As a multi-functional aircraft platform in aviation safety domain, ADS-B system performs functions involving detection, localization and alerting of external traffic. In this work, a binary phase modulation is introduced to convert the original 1090 MHz ADS-B signal waveform into a radar signal. Both the statistical and deterministic models of new waveform are developed and analyzed. The waveform characterization, optimization and its application are studied in details. An alternative way to achieve low sidelobe levels without trading o range resolution and SNR is the adaptive pulse compression - RMMSE (Reiterative Minimum Mean-Square error). Theoretically, RMMSE is able to suppress the sidelobe level down to the receiver noise floor. However, the application of RMMSE to actual radars and the related implementation issues have not been investigated before. In this work, implementation aspects of RMMSE such as waveform sensitivity, noise immunity and computational complexity are addressed. Results generated by applying RMMSE to both simulated and measured radar data are presented and analyzed. Furthermore, a two-dimensional RMMSE algorithm is derived to mitigate the sidelobe effects from both pulse compression processing and antenna radiation pattern. In addition, to achieve even better control of the sidelobe level, a joint transmit and receive optimization scheme (JTRO) is proposed, which reduces the impacts of HPA nonlinearity and receiver distortion. Experiment results obtained with a Ku-band spaceborne radar transceiver testbed are presented

RF Power Amplifier and Its Envelope Tracking

This dissertation introduces an agile supply modulator with optimal transient performance for the envelope tracking supply in linear power amplifiers. For this purpose, an on-demand current source module, the bang-bang transient performance enhancer (BBTPE), is proposed. Its objective is to follow fast variations in input signals with reduced overshoot and settling time without deteriorating the steady-state performance of the buck regulator. The proposed approach enables fast system response through the BBTPE and an accurate steady-state output response through a low switching ripple and power efficient dynamic buck regulator. Fast output response with the help of the added module induces a slower rise of inductor current in the buck converter that further assists the proposed system to reduce both overshoot and settling time. To demonstrate the feasibility of the proposed solution, extensive simulations and experimental results from a discrete system are reported. The proposed supply modulator shows 80% improvement in rise time along with 60% reduction in both overshoot and settling time compared to the conventional dynamic buck regulator-based solution. Experimental results for a PA using the LTE 16-QAM 5 MHz standard shows improvement of 7.68 dB and 65.1% in ACPR and EVM, respectively. In a polar power amplifier, the input signal splits into phase and amplitude components using a non-linear conversion operation. This operation broadens the spectrum of the polar signal components. The information of amplitude and phase contains spectral images due to the sampling operation in non-linear conversion operation. These spectral images can be large and cause out-of-band emission in the output spectrum. In addition, during the recombination process of phase and amplitude, a delay mismatch between amplitude and phase signals, which can occur due to separate processing paths of amplitude and phase signals, causes out-of-band emissions, also known as spectral regrowth. This dissertation presents solutions to both of the issues of digital polar power amplifier: spectral images and delay mismatch. In order to reduce the problem of spectral images, interpolation of phase and amplitude is proposed in this work. This increases the effective sampling frequency of the amplitude and phase, which helps to improve the linearity by around 10 dB. In addition, a novel calibration scheme is proposed here for the delay mismatch between phase and amplitude path in a digital polar power amplifier. The scheme significantly reduces the spectral regrowth. The scheme uses the same path for phase and amplitude delay calculation after the recombination that allows having a robust calibration. Furthermore, it can be executed during the empty transmission slots. The proposed scheme is designed in a 40 nm CMOS technology and simulated with a 64-QAM IEEE 802.11n wireless standard. The scheme achieved 7.57 dB enhancement in ACLR and 84.35% improvement in EVM for a 3.5 ns mismatch in phase and amplitude path

RF Power Amplifier and Its Envelope Tracking

This dissertation introduces an agile supply modulator with optimal transient performance for the envelope tracking supply in linear power amplifiers. For this purpose, an on-demand current source module, the bang-bang transient performance enhancer (BBTPE), is proposed. Its objective is to follow fast variations in input signals with reduced overshoot and settling time without deteriorating the steady-state performance of the buck regulator. The proposed approach enables fast system response through the BBTPE and an accurate steady-state output response through a low switching ripple and power efficient dynamic buck regulator. Fast output response with the help of the added module induces a slower rise of inductor current in the buck converter that further assists the proposed system to reduce both overshoot and settling time. To demonstrate the feasibility of the proposed solution, extensive simulations and experimental results from a discrete system are reported. The proposed supply modulator shows 80% improvement in rise time along with 60% reduction in both overshoot and settling time compared to the conventional dynamic buck regulator-based solution. Experimental results for a PA using the LTE 16-QAM 5 MHz standard shows improvement of 7.68 dB and 65.1% in ACPR and EVM, respectively. In a polar power amplifier, the input signal splits into phase and amplitude components using a non-linear conversion operation. This operation broadens the spectrum of the polar signal components. The information of amplitude and phase contains spectral images due to the sampling operation in non-linear conversion operation. These spectral images can be large and cause out-of-band emission in the output spectrum. In addition, during the recombination process of phase and amplitude, a delay mismatch between amplitude and phase signals, which can occur due to separate processing paths of amplitude and phase signals, causes out-of-band emissions, also known as spectral regrowth. This dissertation presents solutions to both of the issues of digital polar power amplifier: spectral images and delay mismatch. In order to reduce the problem of spectral images, interpolation of phase and amplitude is proposed in this work. This increases the effective sampling frequency of the amplitude and phase, which helps to improve the linearity by around 10 dB. In addition, a novel calibration scheme is proposed here for the delay mismatch between phase and amplitude path in a digital polar power amplifier. The scheme significantly reduces the spectral regrowth. The scheme uses the same path for phase and amplitude delay calculation after the recombination that allows having a robust calibration. Furthermore, it can be executed during the empty transmission slots. The proposed scheme is designed in a 40 nm CMOS technology and simulated with a 64-QAM IEEE 802.11n wireless standard. The scheme achieved 7.57 dB enhancement in ACLR and 84.35% improvement in EVM for a 3.5 ns mismatch in phase and amplitude path

Concurrent Multi-Band Envelope Tracking Power Amplifiers for Emerging Wireless Communications

Emerging wireless communication is shifting toward data-centric broadband services, resulting in employment of sophisticated and spectrum efficient modulation and access techniques. This yields communication signals with large peak-to-average power ratios (PAPR) and stringent linearity requirements. For example, future wireless communication standard, such as long term evolution advanced (LTE-A) require adoption of carrier aggregation techniques to improve their effective modulation bandwidth. The carrier aggregation technique for LTE-A incorporates multiple carriers over a wide frequency range to create a wider bandwidth of up to 100MHz. This will require future power amplifiers (PAs) and transmitters to efficiently amplify concurrent multi-band signals with large PAPR, while maintaining good linearity. Different back-off efficiency enhancement techniques are available, such as envelope tracking (ET) and Doherty. ET has gained a lot of attention recently as it can be applied to both base station and mobile transmitters. Unfortunately, few publications have investigated concurrent multi-band amplification using ET PAs, mainly due to the limited bandwidth of the envelope amplifier. In this thesis, a novel approach to enable concurrent amplification of multi-band signals using a single ET PA will be presented. This thesis begins by studying the sources of nonlinearities in single-band and dual-band PAs. Based on the analysis, a design methodology is proposed to reduce the sources of memory effects in single-band and dual-band PAs from the circuit design stage and improve their linearizability. Using the proposed design methodology, a 45W GaN PA was designed. The PA was linearized using easy to implement, memoryless digital pre-distortion (DPD) with 8 and 28 coefficients when driven with single-band and dual-band signals, respectively. This analysis and design methodology will enable the design of PAs with reduced memory effects, which can be linearized using simple, power efficient linearization techniques, such as lookup table or memoryless polynomial DPD. Note that the power dissipation of the linearization engine becomes crucial as we move toward smaller base station cells, such as femto- and pico-cells, where complicated DPD models cannot be implemented due to their significant power overhead. This analysis is also very important when implementing a multi-band ET PA system, where the sources of memory effects in the PA itself are minimized through the proposed design methodology. Next, the principle of concurrent dual-band ET operation using the low frequency component (LFC) of the envelope of the dual-band signal is presented. The proposed dual-band ET PA modulates the drain voltage of the PA using the LFC of the envelope of the dual-band signal. This will enable concurrent dual-band operation of the ET PA without posing extra bandwidth requirements on the envelope amplifier. A detailed efficiency and linearity analysis of the dual-band ET PA is also presented. Furthermore, a new dual-band DPD model with supply dependency is proposed in this thesis, capable of capturing and compensating for the sources of distortion in the dual-band ET PA. To the best of our knowledge, concurrent dual-band operation of ET PAs using the LFC of the envelope of the dual-band signal is presented for the first time in the literature. The proposed dual-band ET operation is validated using the measurement results of two GaN ET PA prototypes. Lastly, the principle of concurrent dual-band ET operation is extended to multi-band signals using the LFC of the envelope of the multi-band signal. The proposed multi-band ET operation is validated using the measurement results of a tri-band ET PA. To the best of our knowledge, this is the first reported tri-band ET PA in literature. The tri-band ET PA is linearized using a new tri-band DPD model with supply dependency

Application of the polar loop technique to UHF SSB transmitters

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