Long Term Evolution – License Assisted Access (LTE-LAA): Modeling and Coexistence Performance Analysis

Wireless communication built upon radio spectrum plays an instrumental role in today's modern world. With the explosive growth of mobile data traffic, mobile cellular networks need more spectrum to boost their system capacity. Long Term Evolution (LTE) technology leveraging the unlicensed band is anticipated to provide a solution to address this challenge. However, ensuring fair operation in terms of spectrum sharing with current unlicensed spectrum incumbents remains a key challenge for the success and viability of Unlicensed LTE (U-LTE). In particular, fair co-existence between unlicensed LTE and the Institute of Electrical and Electronics Engineers (IEEE) 802.11x standard, known as Wi-Fi, remains a principal concern, due to the ubiquitous, high-throughput and high capacity nature of both technologies. This work addresses the problem of modeling and evaluating the coexistence of LTE License-Assisted-Access (LTE-LAA) in the unlicensed band. The research work presents a novel analytical model using Markov Chain to accurately model the LAA Listen-Before-Talk (LBT) scheme, as specified in the final technical specification 36.213 of the 3rd Generation Partnership Project (3GPP) release 13 and 14. Model validation is demonstrated through numerical and simulation result comparison. Model performance evaluation is examined and contrasted with the IEEE 802.11 Distributed Coordination Function (DCF) and analysis results are subsequently presented and discussed herein. Finally, succeeding model development, a comprehensive coexistence performance analysis study is developed and completed examining the coexistence of homogeneous and heterogeneous network scenarios consisting of LTE-LAA and Wi-Fi nodes. As a result, the contribution of this work establishes a novel apparatus that facilitates numerical analysis of the LTE-LAA LBT mechanism and enables numerical comparison of future enhancements with the standardized LTE-LAA framework. In addition, this work delivers a delineating, unequivocal and in-depth examination of the effects and implications that the LTE-LAA LBT mechanism and its parameters have on coexistence performance of homogeneous and heterogeneous co-channel and co-located networks

Survey of Spectrum Sharing for Inter-Technology Coexistence

Increasing capacity demands in emerging wireless technologies are expected to be met by network densification and spectrum bands open to multiple technologies. These will, in turn, increase the level of interference and also result in more complex inter-technology interactions, which will need to be managed through spectrum sharing mechanisms. Consequently, novel spectrum sharing mechanisms should be designed to allow spectrum access for multiple technologies, while efficiently utilizing the spectrum resources overall. Importantly, it is not trivial to design such efficient mechanisms, not only due to technical aspects, but also due to regulatory and business model constraints. In this survey we address spectrum sharing mechanisms for wireless inter-technology coexistence by means of a technology circle that incorporates in a unified, system-level view the technical and non-technical aspects. We thus systematically explore the spectrum sharing design space consisting of parameters at different layers. Using this framework, we present a literature review on inter-technology coexistence with a focus on wireless technologies with equal spectrum access rights, i.e. (i) primary/primary, (ii) secondary/secondary, and (iii) technologies operating in a spectrum commons. Moreover, we reflect on our literature review to identify possible spectrum sharing design solutions and performance evaluation approaches useful for future coexistence cases. Finally, we discuss spectrum sharing design challenges and suggest future research directions

Cellular and Wi-Fi technologies evolution: from complementarity to competition

This PhD thesis has the characteristic to span over a long time because while working on it, I was working as a research engineer at CTTC with highly demanding development duties. This has delayed the deposit more than I would have liked. On the other hand, this has given me the privilege of witnessing and studying how wireless technologies have been evolving over a decade from 4G to 5G and beyond. When I started my PhD thesis, IEEE and 3GPP were defining the two main wireless technologies at the time, Wi-Fi and LTE, for covering two substantially complementary market targets. Wi-Fi was designed to operate mostly indoor, in unlicensed spectrum, and was aimed to be a simple and cheap technology. Its primary technology for coexistence was based on the assumption that the spectrum on which it was operating was for free, and so it was designed with interference avoidance through the famous CSMA/CA protocol. On the other hand, 3GPP was designing technologies for licensed spectrum, a costly kind of spectrum. As a result, LTE was designed to take the best advantage of it while providing the best QoE in mainly outdoor scenarios. The PhD thesis starts in this context and evolves with these two technologies. In the first chapters, the thesis studies radio resource management solutions for standalone operation of Wi-Fi in unlicensed and LTE in licensed spectrum. We anticipated the now fundamental machine learning trend by working on machine learning-based radio resource management solutions to improve LTE and Wi-Fi operation in their respective spectrum. We pay particular attention to small cell deployments aimed at improving the spectrum efficiency in licensed spectrum, reproducing small range scenarios typical of Wi-Fi settings. IEEE and 3GPP followed evolving the technologies over the years: Wi-Fi has grown into a much more complex and sophisticated technology, incorporating the key features of cellular technologies, like HARQ, OFDMA, MU-MIMO, MAC scheduling and spatial reuse. On the other hand, since Release 13, cellular networks have also been designed for unlicensed spectrum. As a result, the two last chapters of this thesis focus on coexistence scenarios, in which LTE needs to be designed to coexist with Wi-Fi fairly, and NR, the radio access for 5G, with Wi-Fi in 5 GHz and WiGig in 60 GHz. Unlike LTE, which was adapted to operate in unlicensed spectrum, NR-U is natively designed with this feature, including its capability to operate in unlicensed in a complete standalone fashion, a fundamental new milestone for cellular. In this context, our focus of analysis changes. We consider that these two technological families are no longer targeting complementarity but are now competing, and we claim that this will be the trend for the years to come. To enable the research in these multi-RAT scenarios, another fundamental result of this PhD thesis, besides the scientific contributions, is the release of high fidelity models for LTE and NR and their coexistence with Wi-Fi and WiGig to the ns-3 open-source community. ns-3 is a popular open-source network simulator, with the characteristic to be multi-RAT and so naturally allows the evaluation of coexistence scenarios between different technologies. These models, for which I led the development, are by academic citations, the most used open-source simulation models for LTE and NR and havereceived fundings from industry (Ubiquisys, WFA, SpiderCloud, Interdigital, Facebook) and federal agencies (NIST, LLNL) over the years.Aquesta tesi doctoral té la característica d’allargar-se durant un llarg període de temps ja que mentre treballava en ella, treballava com a enginyera investigadora a CTTC amb tasques de desenvolupament molt exigents. Això ha endarrerit el dipositar-la més del que m’hagués agradat. D’altra banda, això m’ha donat el privilegi de ser testimoni i estudiar com han evolucionat les tecnologies sense fils durant més d’una dècada des del 4G fins al 5G i més enllà. Quan vaig començar la tesi doctoral, IEEE i 3GPP estaven definint les dues tecnologies sense fils principals en aquell moment, Wi-Fi i LTE, que cobreixen dos objectius de mercat substancialment complementaris. Wi-Fi va ser dissenyat per funcionar principalment en interiors, en espectre sense llicència, i pretenia ser una tecnologia senzilla i barata. La seva tecnologia primària per a la convivència es basava en el supòsit que l’espectre en el que estava operant era de franc, i, per tant, es va dissenyar simplement evitant interferències a través del famós protocol CSMA/CA. D’altra banda, 3GPP estava dissenyant tecnologies per a espectres amb llicència, un tipus d’espectre costós. Com a resultat, LTE està dissenyat per treure’n el màxim profit alhora que proporciona el millor QoE en escenaris principalment a l’aire lliure. La tesi doctoral comença amb aquest context i evoluciona amb aquestes dues tecnologies. En els primers capítols, estudiem solucions de gestió de recursos de radio per a operacions en espectre de Wi-Fi sense llicència i LTE amb llicència. Hem anticipat l’actual tendència fonamental d’aprenentatge automàtic treballant solucions de gestió de recursos de radio basades en l’aprenentatge automàtic per millorar l’LTE i Wi-Fi en el seu espectre respectiu. Prestem especial atenció als desplegaments de cèl·lules petites destinades a millorar la eficiència d’espectre llicenciat, reproduint escenaris de petit abast típics de la configuració Wi-Fi. IEEE i 3GPP van seguir evolucionant les tecnologies al llarg dels anys: El Wi-Fi s’ha convertit en una tecnologia molt més complexa i sofisticada, incorporant les característiques clau de les tecnologies cel·lulars, com ara HARQ i la reutilització espacial. D’altra banda, des de la versió 13, també s’han dissenyat xarxes cel·lulars per a espectre sense llicència. Com a resultat, els dos darrers capítols d’aquesta tesi es centren en aquests escenaris de convivència, on s’ha de dissenyar LTE per conviure amb la Wi-Fi de manera justa, i NR, l’accés a la radio per a 5G amb Wi-Fi a 5 GHz i WiGig a 60 GHz. A diferència de LTE, que es va adaptar per funcionar en espectre sense llicència, NR-U està dissenyat de forma nativa amb aquesta característica, inclosa la seva capacitat per operar sense llicència de forma autònoma completa, una nova fita fonamental per al mòbil. En aquest context, el nostre focus d’anàlisi canvia. Considerem que aquestes dues famílies de tecnologia ja no estan orientades cap a la complementarietat, sinó que ara competeixen, i afirmem que aquesta serà el tendència per als propers anys. Per permetre la investigació en aquests escenaris multi-RAT, un altre resultat fonamental d’aquesta tesi doctoral, a més de les aportacions científiques, és l’alliberament de models d’alta fidelitat per a LTE i NR i la seva coexistència amb Wi-Fi a la comunitat de codi obert ns-3. ns-3 és un popular simulador de xarxa de codi obert, amb la característica de ser multi-RAT i, per tant, permet l’avaluació de manera natural d’escenaris de convivència entre diferents tecnologies. Aquests models, pels quals he liderat el desenvolupament, són per cites acadèmiques, els models de simulació de codi obert més utilitzats per a LTE i NR i que han rebut finançament de la indústria (Ubiquisys, WFA, SpiderCloud, Interdigital, Facebook) i agències federals (NIST, LLNL) al llarg dels anys.Esta tesis doctoral tiene la característica de extenderse durante mucho tiempo porque mientras trabajaba en ella, trabajaba como ingeniera de investigación en CTTC con tareas de desarrollo muy exigentes. Esto ha retrasado el depósito más de lo que me hubiera gustado. Por otro lado, gracias a ello, he tenido el privilegio de presenciar y estudiar como las tecnologías inalámbricas han evolucionado durante una década, de 4G a 5G y más allá. Cuando comencé mi tesis doctoral, IEEE y 3GPP estaban definiendo las dos principales tecnologías inalámbricas en ese momento, Wi-Fi y LTE, cumpliendo dos objetivos de mercado sustancialmente complementarios. Wi-Fi fue diseñado para funcionar principalmente en interiores, en un espectro sin licencia, y estaba destinado a ser una tecnología simple y barata. Su tecnología primaria para la convivencia se basaba en el supuesto en que el espectro en el que estaba operando era gratis, y así fue diseñado simplemente evitando interferencias a través del famoso protocolo CSMA/CA. Por otro lado, 3GPP estaba diseñando tecnologías para espectro con licencia, un tipo de espectro costoso. Como resultado, LTE está diseñado para aprovechar el espectro al máximo proporcionando al mismo tiempo el mejor QoE en escenarios principalmente al aire libre. La tesis doctoral parte de este contexto y evoluciona con estas dos tecnologías. En los primeros capítulos, estudiamos las soluciones de gestión de recursos de radio para operación en espectro Wi-Fi sin licencia y LTE con licencia. Anticipamos la tendencia ahora fundamental de aprendizaje automático trabajando en soluciones de gestión de recursos de radio para mejorar LTE y funcionamiento deWi-Fi en su respectivo espectro. Prestamos especial atención a las implementaciones de células pequeñas destinadas a mejorar la eficiencia de espectro licenciado, reproduciendo los típicos escenarios de rango pequeño de la configuración Wi-Fi. IEEE y 3GPP siguieron evolucionando las tecnologías a lo largo de los años: Wi-Fi se ha convertido en una tecnología mucho más compleja y sofisticada, incorporando las características clave de las tecnologías celulares, como HARQ, OFDMA, MU-MIMO, MAC scheduling y la reutilización espacial. Por otro lado, desde la Release 13, también se han diseñado redes celulares para espectro sin licencia. Como resultado, los dos últimos capítulos de esta tesis se centran en estos escenarios de convivencia, donde LTE debe diseñarse para coexistir con Wi-Fi de manera justa, y NR, el acceso por radio para 5G con Wi-Fi en 5 GHz y WiGig en 60 GHz. A diferencia de LTE, que se adaptó para operar en espectro sin licencia, NR-U está diseñado de forma nativa con esta función, incluyendo su capacidad para operar sin licencia de forma completamente independiente, un nuevo hito fundamental para los celulares. En este contexto, cambia nuestro enfoque de análisis. Consideramos que estas dos familias tecnológicas ya no tienen como objetivo la complementariedad, sino que ahora están compitiendo, y afirmamos que esta será la tendencia para los próximos años. Para permitir la investigación en estos escenarios de múltiples RAT, otro resultado fundamental de esta tesis doctoral, además de los aportes científicos, es el lanzamiento de modelos de alta fidelidad para LTE y NR y su coexistencia con Wi-Fi y WiGig a la comunidad de código abierto de ns-3. ns-3 es un simulador popular de red de código abierto, con la característica de ser multi-RAT y así, naturalmente, permite la evaluación de escenarios de convivencia entre diferentes tecnologías. Estos modelos, para los cuales lideré el desarrollo, son por citas académicas, los modelos de simulación de código abierto más utilizados para LTE y NR y han recibido fondos de la industria (Ubiquisys, WFA, SpiderCloud, Interdigital, Facebook) y agencias federales (NIST, LLNL) a lo largo de los años.Postprint (published version

Coordinated allocation of radio resources to wi-fi and cellular technologies in shared unlicensed frequencies

Wireless connectivity is essential for industrial production processes and workflow management. Moreover, the connectivity requirements of industrial devices, which are usually long-term investments, are diverse and require different radio interfaces. In this regard, the 3GPP has studied how to support heterogeneous radio access technologies (RATs) such as Wi-Fi and unlicensed cellular technologies in 5G core networks. In some cases, these technologies coexist in the same spectrum. Dynamic spectrum sharing (DSS), which has already been proven to increase spectrum efficiency in licensed bands, can also be applied to this scenario. In this paper, we propose two solutions for mobile network operators (MNOs) or service providers to dynamically divide (multiplex) the radio resources of a shared channel between a Wi-Fi basic service set (BSS) and one or several carriers of scheduled wireless networks, such as cellular technologies, with a configurable level of sharing granularity. These solutions do not require modifications to the current commercial off-the-shelf (COTS) end devices. We adapt the existing IEEE 802.11 procedures to notify the Wi-Fi stations that they must share channels with different access networks. We demonstrate that our dynamic sharing proposals are also advantageous over direct coexistence and evaluate each of them quantitatively and qualitatively to determine when one or the other is preferable. The evaluation is particularized for IEEE 802.11ac and long-term evolution (LTE) license assisted access (LAA), but the solutions can be easily extended to 5G new radio-unlicensed (5G NR-U) or to any other wireless technology in which the network side schedules end device transmissions.Agencia Estatal de Investigación | Ref. PID2020-116329GB-C21Xunta de Galicia | Ref. GRC2018/053Fundación La Caix

Advanced Technologies Enabling Unlicensed Spectrum Utilization in Cellular Networks

As the rapid progress and pleasant experience of Internet-based services, there is an increasing demand for high data rate in wireless communications systems. Unlicensed spectrum utilization in Long Term Evolution (LTE) networks is a promising technique to meet the massive traffic demand. There are two effective methods to use unlicensed bands for delivering LTE traffic. One is offloading LTE traffic toWi-Fi. An alternative method is LTE-unlicensed (LTE-U), which aims to directly use LTE protocols and infrastructures over the unlicensed spectrum. It has also been pointed out that addressing the above two methods simultaneously could further improve the system performance. However, how to avoid severe performance degradation of the Wi-Fi network is a challenging issue of utilizing unlicensed spectrum in LTE networks. Specifically, first, the inter-system spectrum sharing, or, more specifically, the coexistence of LTE andWi-Fi in the same unlicensed spectrum is the major challenge of implementing LTE-U. Second, to use the LTE and Wi-Fi integration approach, mobile operators have to manage two disparate networks in licensed and unlicensed spectrum. Third, optimization for joint data offloading to Wi-Fi and LTE-U in multi- cell scenarios poses more challenges because inter-cell interference must be addressed. This thesis focuses on solving problems related to these challenges. First, the effect of bursty traffic in an LTE and Wi-Fi aggregation (LWA)-enabled network has been investigated. To enhance resource efficiency, the Wi-Fi access point (AP) is designed to operate in both the native mode and the LWA mode simultaneously. Specifically, the LWA-modeWi-Fi AP cooperates with the LTE base station (BS) to transmit bearers to the LWA user, which aggregates packets from both LTE and Wi-Fi. The native-mode Wi-Fi AP transmits Wi-Fi packets to those native Wi-Fi users that are not with LWA capability. This thesis proposes a priority-based Wi-Fi transmission scheme with congestion control and studied the throughput of the native Wi-Fi network, as well as the LWA user delay when the native Wi-Fi user is under heavy traffic conditions. The results provide fundamental insights in the throughput and delay behavior of the considered network. Second, the above work has been extended to larger topologies. A stochastic geometry model has been used to model and analyze the performance of an MPTCP Proxy-based LWA network with intra-tier and cross-tier dependence. Under the considered network model and the activation conditions of LWA-mode Wi-Fi, this thesis has obtained three approximations for the density of active LWA-mode Wi-Fi APs through different approaches. Tractable analysis is provided for the downlink (DL) performance evaluation of large-scale LWA networks. The impact of different parameters on the network performance have been analyzed, validating the significant gain of using LWA in terms of boosted data rate and improved spectrum reuse. Third, this thesis also takes a significant step of analyzing joint multi-cell LTE-U and Wi-Fi network, while taking into account different LTE-U and Wi-Fi inter-working schemes. In particular, two technologies enabling data offloading from LTE to Wi-Fi are considered, including LWA and Wi-Fi offloading in the context of the power gain-based user offloading scheme. The LTE cells in this work are subject to load-coupling due to inter-cell interference. New system frameworks for maximizing the demand scaling factor for all users in both Wi-Fi and multi-cell LTE networks have been proposed. The potential of networks is explored in achieving optimal capacity with arbitrary topologies, accounting for both resource limits and inter-cell interference. Theoretical analyses have been proposed for the proposed optimization problems, resulting in algorithms that achieve global optimality. Numerical results show the algorithms’ effectiveness and benefits of joint use of data offloading and the direct use of LTE over the unlicensed band. All the derived results in this thesis have been validated by Monte Carlo simulations in Matlab, and the conclusions observed from the results can provide guidelines for the future unlicensed spectrum utilization in LTE networks

Measurement and Optimization of LTE Performance

4G Long Term Evolution (LTE) mobile system is the fourth generation communication system adopted worldwide to provide high-speed data connections and high-quality voice calls. Given the recent deployment by mobile service providers, unlike GSM and UMTS, LTE can be still considered to be in its early stages and therefore many topics still raise great interest among the international scientific research community: network performance assessment, network optimization, selective scheduling, interference management and coexistence with other communication systems in the unlicensed band, methods to evaluate human exposure to electromagnetic radiation are, as a matter of fact, still open issues. In this work techniques adopted to increase LTE radio performances are investigated. One of the most wide-spread solutions proposed by the standard is to implement MIMO techniques and within a few years, to overcome the scarcity of spectrum, LTE network operators will offload data traffic by accessing the unlicensed 5 GHz frequency. Our Research deals with an evaluation of 3GPP standard in a real test best scenario to evaluate network behavior and performance

Future Wireless Networks: Towards Learning-driven Sixth-generation Wireless Communications

The evolution of wireless communication networks, from present to the emerging fifth-generation (5G) new radio (NR), and sixth-generation (6G) is inevitable, yet propitious. The thesis evolves around application of machine learning and optimization techniques to problems in spectrum management, internet-of-things (IoT), physical layer security, and intelligent reflecting surface (IRS). The first problem explores License Assisted Access (LAA), which leverages unlicensed resource sharing with the Wi-Fi network as a promising technique to address the spectrum scarcity issue in wireless networks. An optimal communication policy is devised which maximizes the throughput performance of LAA network while guaranteeing a proportionally fair performance among LAA stations and a fair share for Wi-Fi stations. The numerical results demonstrate more than 75 % improvement in the LAA throughput and a notable gain of 8-9 % in the fairness index. Next, we investigate the unlicensed spectrum sharing for bandwidth hungry diverse IoT networks in 5G NR. An efficient coexistence mechanism based on the idea of adaptive initial sensing duration (ISD) is proposed to enhance the diverse IoT-NR network performance while keeping the primary Wi-Fi network's performance to a bearable threshold. A Q-learning (QL) based algorithm is devised to maximize the normalized sum throughput of the coexistence Wi-Fi/IoT-NR network. The results confirm a maximum throughput gain of 51 % and ensure that the Wi-Fi network's performance remains intact. Finally, advanced levels of network security are critical to maintain due to severe signal attenuation at higher frequencies of 6G wireless communication. Thus, an IRS-based model is proposed to address the issue of network security under trusted-untrusted device diversity, where the untrusted devices may potentially eavesdrop on the trusted devices. A deep deterministic policy gradient (DDPG) algorithm is devised to jointly optimize the active and passive beamforming matrices. The results confirm a maximum gain of 2-2.5 times in the sum secrecy rate of trusted devices and ensure Quality-of-Service (QoS) for all the devices. In conclusion, the thesis has led towards efficient, secure, and smart communication and build foundation to address similar complex wireless networks

Advanced Technologies Enabling the Efficient and Fair Coexistence Between LTE-U Systems andWiFi Networks

Deploying LTE in the unlicensed spectrum (LTE-U) is regarded as one of the most promising solutions to face significant data demand in the near future. According to regional regulations to access the unlicensed spectrums, LTE-U can be divided into two types: with listen-before-talk (LBT) and without LBT. The former type is regarded as the most promising global solution for LTE-U networks coexisting with WiFi networks and is a key feature in the Release 13 of 3GPP, denoted as licensed-assisted access (LAA). While, the latter employs a duty cycle-based access scheme, which requires fewer modifications on the LTE side, enabling it to be deployed in the short term. The coexistence and performance optimization between LTE-U and Wi-Fi is the major scope of this thesis. In Chapter 3, the performance of LAA coexisting withWiFi is explored. The first major contribution is the more precise and comprehensive Markov Chain models developed to model the performance of baseline LBT and distributed coordinated function (DCF), which overcomes the limitations of current Markov Chain models. The second contribution is the contention window (CW) size based optimization scheme to maximize the LAA system throughput while guaranteeing minimum WiFi throughput. The third contribution is the reinforcement learning-based algorithm developed to optimize the initial CWsize according to the environment, e.g., the number of cellular users, the traffic demand of WiFi users, etc. In Chapter 4 RRM between LTE-U without the LBT scheme, i.e., duty cycle based scheme, and WiFi networks is studied. We are the first to formulate the RRM problem as a many-to-one matching with incomplete preference lists. The major contribution is the 2- step matching-based algorithm proposed to obtain Pareto efficient energy efficiency of each CU in a computational complexity efficient manner. In Chapter 5, the context is extended: CU can be allocated either an unlicensed band or licensed band while WUs are allocated unlicensed bands. The major contribution is the matching-based algorithm, which is extended to integration of many-to-one and one-to-one matching to optimize the utility of each CU while guaranteeing minimum throughput of each CU and WU under various pricing strategies