Rayleigh-Ritz majorization error bounds of the mixed type

The absolute change in the Rayleigh quotient (RQ) for a Hermitian matrix with respect to vectors is bounded in terms of the norms of the residual vectors and the angle between vectors in [\doi{10.1137/120884468}]. We substitute multidimensional subspaces for the vectors and derive new bounds of absolute changes of eigenvalues of the matrix RQ in terms of singular values of residual matrices and principal angles between subspaces, using majorization. We show how our results relate to bounds for eigenvalues after discarding off-diagonal blocks or additive perturbations.Comment: 20 pages, 1 figure. Accepted to SIAM Journal on Matrix Analysis and Application

Normalized graph Laplacians for directed graphs

We consider the normalized Laplace operator for directed graphs with positive and negative edge weights. This generalization of the normalized Laplace operator for undirected graphs is used to characterize directed acyclic graphs. Moreover, we identify certain structural properties of the underlying graph with extremal eigenvalues of the normalized Laplace operator. We prove comparison theorems that establish a relationship between the eigenvalues of directed graphs and certain undirected graphs. This relationship is used to derive eigenvalue estimates for directed graphs. Finally we introduce the concept of neighborhood graphs for directed graphs and use it to obtain further eigenvalue estimates.Comment: 40 pages, 3 figure

An Alon-Boppana Type Bound for Weighted Graphs and Lowerbounds for Spectral Sparsification

We prove the following Alon-Boppana type theorem for general (not necessarily regular) weighted graphs: if $G$ is an $n$-node weighted undirected graph of average combinatorial degree $d$ (that is, $G$ has $dn/2$ edges) and girth $g> 2d^{1/8}+1$, and if $\lambda_1 \leq \lambda_2 \leq \cdots \lambda_n$ are the eigenvalues of the (non-normalized) Laplacian of $G$, then $$\frac {\lambda_n}{\lambda_2} \geq 1 + \frac 4{\sqrt d} - O \left( \frac 1{d^{\frac 58} }\right)$$ (The Alon-Boppana theorem implies that if $G$ is unweighted and $d$-regular, then $\frac {\lambda_n}{\lambda_2} \geq 1 + \frac 4{\sqrt d} - O\left( \frac 1 d \right)$ if the diameter is at least $d^{1.5}$.) Our result implies a lower bound for spectral sparsifiers. A graph $H$ is a spectral $\epsilon$-sparsifier of a graph $G$ if $$L(G) \preceq L(H) \preceq (1+\epsilon) L(G)$$ where $L(G)$ is the Laplacian matrix of $G$ and $L(H)$ is the Laplacian matrix of $H$. Batson, Spielman and Srivastava proved that for every $G$ there is an $\epsilon$-sparsifier $H$ of average degree $d$ where $\epsilon \approx \frac {4\sqrt 2}{\sqrt d}$ and the edges of $H$ are a (weighted) subset of the edges of $G$. Batson, Spielman and Srivastava also show that the bound on $\epsilon$ cannot be reduced below $\approx \frac 2{\sqrt d}$ when $G$ is a clique; our Alon-Boppana-type result implies that $\epsilon$ cannot be reduced below $\approx \frac 4{\sqrt d}$ when $G$ comes from a family of expanders of super-constant degree and super-constant girth. The method of Batson, Spielman and Srivastava proves a more general result, about sparsifying sums of rank-one matrices, and their method applies to an "online" setting. We show that for the online matrix setting the $4\sqrt 2 / \sqrt d$ bound is tight, up to lower order terms

Graphs with Given Degree Sequence and Maximal Spectral Radius

We describe the structure of those graphs that have largest spectral radius in the class of all connected graphs with a given degree sequence. We show that in such a graph the degree sequence is non-increasing with respect to an ordering of the vertices induced by breadth-first search. For trees the resulting structure is uniquely determined up to isomorphism. We also show that the largest spectral radius in such classes of trees is strictly monotone with respect to majorization.Comment: 12 pages, 4 figures; revised version. Important change: Theorem 3 (formely Theorem 7) now states (and correctly proofs) the majorization result only for "degree sequences of trees" (instead for general connected graphs). Bo Zhou from the South China Normal University in Guangzhou, P.R. China, has found a counter-example to the stronger resul