Algorithms and Circuits for Analog-Digital Hybrid Multibeam Arrays

Fifth generation (5G) and beyond wireless communication systems will rely heavily on larger antenna arrays combined with beamforming to mitigate the high free-space path-loss that prevails in millimeter-wave (mmW) and above frequencies. Sharp beams that can support wide bandwidths are desired both at the transmitter and the receiver to leverage the glut of bandwidth available at these frequency bands. Further, multiple simultaneous sharp beams are imperative for such systems to exploit mmW/sub-THz wireless channels using multiple reflected paths simultaneously. Therefore, multibeam antenna arrays that can support wider bandwidths are a key enabler for 5G and beyond systems. In general, N-beam systems using N-element antenna arrays will involve circuit complexities of the order of N2. This dissertation investigates new analog, digital and hybrid low complexity multibeam beamforming algorithms and circuits for reducing the associated high size, weight, and power (SWaP) complexities in larger multibeam arrays. The research efforts on the digital beamforming aspect propose the use of a new class of discrete Fourier transform (DFT) approximations for multibeam generation to eliminate the need for digital multipliers in the beamforming circuitry. For this, 8-, 16- and 32-beam multiplierless multibeam algorithms have been proposed for uniform linear array applications. A 2.4 GHz 16-element array receiver setup and a 5.8 GHz 32-element array receiver system which use field programmable gate arrays (FPGAs) as digital backend have been built for real-time experimental verification of the digital multiplierless algorithms. The multiplierless algorithms have been experimentally verified by digitally measuring beams. It has been shown that the measured beams from the multiplierless algorithms are in good agreement with the exact counterpart algorithms. Analog realizations of the proposed approximate DFT transforms have also been investigated leading to low-complex, high bandwidth circuits in CMOS. Further, a novel approach for reducing the circuit complexity of analog true-time delay (TTD) N-beam beamforming networks using N-element arrays has been proposed for wideband squint-free operation. A sparse factorization of the N-beam delay Vandermonde beamforming matrix is used to reduce the total amount of TTD elements that are needed for obtaining N number of beams in a wideband array. The method has been verified using measured responses of CMOS all-pass filters (APFs). The wideband squint-free multibeam algorithm is also used to propose a new low-complexity hybrid beamforming architecture targeting future 5G mmW systems. Apart from that, the dissertation also explores multibeam beamforming architectures for uniform circular arrays (UCAs). An algorithm having N log N circuit complexity for simultaneous generation of N-beams in an N-element UCA is explored and verified

Equalization of Third-Order Intermodulation Products in Wideband Direct Conversion Receivers

This paper reports a SAW-less direct-conversion receiver which utilizes a mixed-signal feedforward path to regenerate and adaptively cancel IM3 products, thus accomplishing system-level linearization. The receiver system performance is dominated by a custom integrated RF front end implemented in 130-nm CMOS and achieves an uncorrected out-of-band IIP3 of -7.1 dBm under the worst-case UMTS FDD Region 1 blocking specifications. Under IM3 equalization, the receiver achieves an effective IIP3 of +5.3 dBm and meets the UMTS BER sensitivity requirement with 3.7 dB of margin

Adaptive Baseband Pro cessing and Configurable Hardware for Wireless Communication

The world of information is literally at one’s fingertips, allowing access to previously unimaginable amounts of data, thanks to advances in wireless communication. The growing demand for high speed data has necessitated theuse of wider bandwidths, and wireless technologies such as Multiple-InputMultiple-Output (MIMO) have been adopted to increase spectral efficiency.These advanced communication technologies require sophisticated signal processing, often leading to higher power consumption and reduced battery life.Therefore, increasing energy efficiency of baseband hardware for MIMO signal processing has become extremely vital. High Quality of Service (QoS)requirements invariably lead to a larger number of computations and a higherpower dissipation. However, recognizing the dynamic nature of the wirelesscommunication medium in which only some channel scenarios require complexsignal processing, and that not all situations call for high data rates, allowsthe use of an adaptive channel aware signal processing strategy to provide adesired QoS. Information such as interference conditions, coherence bandwidthand Signal to Noise Ratio (SNR) can be used to reduce algorithmic computations in favorable channels. Hardware circuits which run these algorithmsneed flexibility and easy reconfigurability to switch between multiple designsfor different parameters. These parameters can be used to tune the operations of different components in a receiver based on feedback from the digitalbaseband. This dissertation focuses on the optimization of digital basebandcircuitry of receivers which use feedback to trade power and performance. Aco-optimization approach, where designs are optimized starting from the algorithmic stage through the hardware architectural stage to the final circuitimplementation is adopted to realize energy efficient digital baseband hardwarefor mobile 4G devices. These concepts are also extended to the next generation5G systems where the energy efficiency of the base station is improved.This work includes six papers that examine digital circuits in MIMO wireless receivers. Several key blocks in these receiver include analog circuits thathave residual non-linearities, leading to signal intermodulation and distortion.Paper-I introduces a digital technique to detect such non-linearities and calibrate analog circuits to improve signal quality. The concept of a digital nonlinearity tuning system developed in Paper-I is implemented and demonstratedin hardware. The performance of this implementation is tested with an analogchannel select filter, and results are presented in Paper-II. MIMO systems suchas the ones used in 4G, may employ QR Decomposition (QRD) processors tosimplify the implementation of tree search based signal detectors. However,the small form factor of the mobile device increases spatial correlation, whichis detrimental to signal multiplexing. Consequently, a QRD processor capableof handling high spatial correlation is presented in Paper-III. The algorithm and hardware implementation are optimized for carrier aggregation, which increases requirements on signal processing throughput, leading to higher powerdissipation. Paper-IV presents a method to perform channel-aware processingwith a simple interpolation strategy to adaptively reduce QRD computationcount. Channel properties such as coherence bandwidth and SNR are used toreduce multiplications by 40% to 80%. These concepts are extended to usetime domain correlation properties, and a full QRD processor for 4G systemsfabricated in 28 nm FD-SOI technology is presented in Paper-V. The designis implemented with a configurable architecture and measurements show thatcircuit tuning results in a highly energy efficient processor, requiring 0.2 nJ to1.3 nJ for each QRD. Finally, these adaptive channel-aware signal processingconcepts are examined in the scope of the next generation of communicationsystems. Massive MIMO systems increase spectral efficiency by using a largenumber of antennas at the base station. Consequently, the signal processingat the base station has a high computational count. Paper-VI presents a configurable detection scheme which reduces this complexity by using techniquessuch as selective user detection and interpolation based signal processing. Hardware is optimized for resource sharing, resulting in a highly reconfigurable andenergy efficient uplink signal detector

Ultra-Wideband CMOS Transceiver Front-End for Bio-Medical Radar Sensing

Since the Federal Communication Commission released the unlicensed 3.1-10.6 GHz frequency band for commercial use in early 2002, the ultra wideband (UWB) has developed from an emerging technology into a mainstream research area. The UWB technology, which utilizes wide spectrum, opens a new era of possibility for practical applications in radar sensing, one of which is the human vital sign monitoring. The aim of this thesis is to study and research the possibility of a new generation humanrespiration monitoring sensor using UWB radar technology and to develop a new prototype of UWB radar sensor for system-on-chip solutions in CMOS technology. In this thesis, a lowpower Gaussian impulse UWB mono-static radar transceiver architecture is presented. The UWB Gaussian pulse transmitter and receiver are implemented and fabricated using 90nm CMOS technology. Since the energy of low order Gaussian pulse is mostly condensed at lower frequency, in order to transmit the pulse in a very efficient way, higher order Gaussian derivative pulses are desired as the baseband signal. This motivates the advancement of the design into UWB high-order pulse transmitter. Both the Gaussian impulse UWB transmitter and Gaussian higher-order impulse UWB transmitter take the low-power and high-speed advantage of digital circuit to generate different waveforms. The measurement results are analyzed and discussed. This thesis also presents a low-power UWB mono-static radar transceiver architecture exploiting the full benefit of UWB bandwidth in radar sensing applications. The transceiver includes a full UWB band transmitter, an UWB receiver front-end, and an on-chip diplexer. The non-coherent UWB transmitter generates pulse modulated baseband signals at different carrier frequencies within the designated 3-10 GHz band using a digitally controlled pulse generator. The test shows the proposed radar transceiver can detect the human respiration pattern within 50 cm distance. The applications of this UWB radar sensing solution in commercialized standard CMOS technology include constant breathing pattern monitoring for gated radiation therapy, realtime monitoring of patients, and any other breathing monitoring. The research paves the way to wireless technology integration with health care and bio-sensor network

System-level design and RF front-end implementation for a 3-10ghz multiband-ofdm ultrawideband receiver and built-in testing techniques for analog and rf integrated circuits

This work consists of two main parts: a) Design of a 3-10GHz UltraWideBand (UWB) Receiver and b) Built-In Testing Techniques (BIT) for Analog and RF circuits. The MultiBand OFDM (MB-OFDM) proposal for UWB communications has received significant attention for the implementation of very high data rate (up to 480Mb/s) wireless devices. A wideband LNA with a tunable notch filter, a downconversion quadrature mixer, and the overall radio system-level design are proposed for an 11-band 3.4-10.3GHz direct conversion receiver for MB-OFDM UWB implemented in a 0.25mm BiCMOS process. The packaged IC includes an RF front-end with interference rejection at 5.25GHz, a frequency synthesizer generating 11 carrier tones in quadrature with fast hopping, and a linear phase baseband section with 42dB of gain programmability. The receiver IC mounted on a FR-4 substrate provides a maximum gain of 67-78dB and NF of 5-10dB across all bands while consuming 114mA from a 2.5V supply. Two BIT techniques for analog and RF circuits are developed. The goal is to reduce the test cost by reducing the use of analog instrumentation. An integrated frequency response characterization system with a digital interface is proposed to test the magnitude and phase responses at different nodes of an analog circuit. A complete prototype in CMOS 0.35mm technology employs only 0.3mm2 of area. Its operation is demonstrated by performing frequency response measurements in a range of 1 to 130MHz on 2 analog filters integrated on the same chip. A very compact CMOS RF RMS Detector and a methodology for its use in the built-in measurement of the gain and 1dB compression point of RF circuits are proposed to address the problem of on-chip testing at RF frequencies. The proposed device generates a DC voltage proportional to the RMS voltage amplitude of an RF signal. A design in CMOS 0.35mm technology presents and input capacitance <15fF and occupies and area of 0.03mm2. The application of these two techniques in combination with a loop-back test architecture significantly enhances the testability of a wireless transceiver system

A Discrete-Time Technique for Linearity Enhancement of Wideband Receivers

A new signal processing technique is introduced to enhance the linearity performance of wideband radio frequency (RF) receivers. The proposed technique combines the advancements in mixer first architectures with a library of binary sequences as local oscillator signals to enable wide instantaneous bandwidth and high linearity for the RF receiver. To do so, N-bit pseudo-random-binary-sequences (PRBS) are used as local oscillator signals. The RF input signal is multiplied with the PRBS at the mixer and then averaged over the full sequence. This in effect reduces the amplitude of the signal and improves the overall linearity of the system. In order to enable full reconstruction of the input signal N channels are used with each employing a shifted version of a PRBS. The effect of the proposed technique on different aspects of the system performance such as noise and linearity is discussed. In addition, the effect of nonidealities stemming from hardware implementation on the overall performance are studied. A prototype integrated circuit (IC) is implemented in 130\,nm CMOS technology to demonstrate the feasibility of the proposed technique. The design procedure of each circuit block is described and simulation results are used to evaluate the performance. The device is fabricated and characterized using a custom data acquisition system. Measurement results show good agreement with the expected values from simulation and analytical analysis. Calibration techniques are introduced to minimize the effect of DC offsets, gain mismatches, and timing skews. Modifications to the implemented CMOS circuit are proposed to enable such calibrations and further enhance the overall performance of the system. The requirements for the precision of calibration techniques are derived and used to find the specifications of circuit block that are designed to enable these techniques. Calibration of DC offsets along with gain mismatches is carried out for the fabricated IC and results are shown. A digitally assisted technique is proposed to enable the calibration of timing skews. In addition, a review of additional implementation shortcomings that can affect the system performance are reviewed. Finally, a conclusion of the dissertation is presented along with potential future work for further enhancement of the system performance

Near-field baseband communication system for use in biomedical implants

This thesis introduces the reader to the near-field baseband pulse radio communication for biomedical implants. It details the design and implementation of the complete communication system with a particular emphasis on the antenna structure and waveform coding that is compatible with this particular technology. The wireless communication system has great employability in small pill-sized biomedical diagnostic devices offering the advantages of low power consumption and easy integration with SoC and lab-in-a-pill technologies. The greatest challenge was the choice of antenna that had to be made to effectively transmit the pulses. A systematic approach has been carried out in arriving at the most suitable antenna for efficient emanation of pulses and the fields around it are analysed electromagnetically using a commercially available software. A magnetic antenna can be used to transmit the information from inside a human body to the outside world. The performance of the above antenna was evaluated in a salt solution of different concentrations which is similar to a highly conductive lossy medium like a human body. Near-field baseband pulse transmission is a waveform transmission scheme wherein the pulse shape is crucial for decoding information at the receiver. This demands a new approach to the antenna design, both at the transmitter and the receiver. The antenna had to be analysed in the time-domain to know its effects on the pulse and an expression for the antenna bandwidth has been proposed in this thesis. The receiving antenna should be able to detect very short pulses and while doing so has to also maintain the pulse shape with minimal distortion. Different loading congurations were explored to determine the most feasible one for receiving very short pulses. Return-to-zero (RZ), Non-return-zero (NRZ) and Manchester coded pulse waveforms were tested for their compatibility and performance with the near-field baseband pulse radio communication. It was concluded that Manchester coded waveform are perfectly suited for this particular near-field communication technology. Pulse interval modulation was also investigated and the findings suggested that it was easier to implement and had a high throughput rate too. A simple receiver algorithm has been suggested and practically tested on a digital signal processor. There is further scope for research to develop complex signal processing algorithms at the receiver

An energy efficient sub-threshold baseband processor architecture for pulsed ultra-wideband communications

Thesis (S.M.)--Massachusetts Institute of Technology, Dept. of Electrical Engineering and Computer Science, 2006.Includes bibliographical references (p. 79-83).Ultra-wideband (UWB) communications is currently being explored as a medium for high-data-rate last-meter wireless links. Accordingly, there has been much interest in integrating UWB radios onto battery-operated devices, creating a strong demand for energy efficient UWB systems. The objective of this work is to describe how operating the digital baseband processor in the sub-threshold region and increasing the degree of parallelism can translate into energy savings across the entire UWB receiver. While sub-threshold operation is traditionally used for low energy, low performance applications such as wrist-watches, this work examines how sub-threshold operation can be applied to low energy, high performance applications. Simulation results for a 100-Mbps UWB baseband processor using the digital logic cell library of a 90-nm process are presented.by Vivienne Sze.S.M