Instanton effects in N=1 brane models and the Kahler metric of twisted matter

We consider locally consistent systems of magnetized D9 branes on an orbifolded six-torus which support N=1 gauge theories. In such realizations, the matter multiplets arise from "twisted" strings connecting different stacks of branes. The introduction of Euclidean 5 branes (E5) wrapped on the six-dimensional compact space leads to instanton effects. For instance, if the system is engineered so as to yield SQCD, a single E5 brane may account for the ADS/TVY superpotential. We discuss the subtle interplay that exists between the annuli diagrams with an E5 boundary and the holomorphicity properties of the effective low-energy action of the N=1 theory. The consistency of this picture allows to obtain information on the Kahler metric of the chiral matter multiplets arising from twisted strings.Comment: 33 pages, 4 figures. V2: improved discussion, clarifyng comments and references added. Version to be published in JHE

The Generalized Green-Schwarz Mechanism for Type IIB Orientifolds with D3- and D7-Branes

In this paper, we work out in detail the tadpole cancellation conditions as well as the generalized Green-Schwarz mechanism for type IIB orientifold compactifications with D3- and D7-branes. We find that not only the well-known D3- and D7-tadpole conditions have to be satisfied, but in general also the vanishing of the induced D5-brane charges leads to a non-trivial constraint. In fact, for the case $h^{1,1}_{-} \neq 0$ the latter condition is important for the cancellation of chiral anomalies. We also extend our analysis by including D9- as well as D5-branes and determine the rules for computing the chiral spectrum of the combined system.Comment: 33+7 pages; 2 figures; v2: references added; v3: published versio

Instantons in N=2 magnetized D-brane worlds

In a toroidal orbifold of type IIB string theory we study instanton effects in N=2 super Yang-Mills theories engineered with systems of wrapped magnetized D9 branes and Euclidean D5 branes. We analyze the various open string sectors in this brane system and study the 1-loop amplitudes described by annulus diagrams with mixed boundary conditions, explaining their role in the stringy instanton calculus. We show in particular that the non-holomorphic terms in these annulus amplitudes precisely reconstruct the appropriate Kahler metric factors that are needed to write the instanton correlators in terms of purely holomorphic variables. We also explicitly derive the correct holomorphic structure of the instanton induced low energy effective action in the Coulomb branch.Comment: 40 pages, 5 figures, JHEP class. Some footnotes added and typos corrected. Version published in JHE

Axions In String Theory

In the context of string theory, axions appear to provide the most plausible solution of the strong CP problem. However, as has been known for a long time, in many string-based models, the axion coupling parameter F_a is several orders of magnitude higher than the standard cosmological bounds. We re-examine this problem in a variety of models, showing that F_a is close to the GUT scale or above in many models that have GUT-like phenomenology, as well as some that do not. On the other hand, in some models with Standard Model gauge fields supported on vanishing cycles, it is possible for F_a to be well below the GUT scale.Comment: 62 pages, v2; references, acknowledgements and minor corrections adde

Matter wave functions and Yukawa couplings in F-theory Grand Unification

We study the local structure of zero mode wave functions of chiral matter fields in F-theory unification. We solve the differential equations for the zero modes derived from local Higgsing in the 8-dimensional parent action of F-theory 7-branes. The solutions are found as expansions both in powers and derivatives of the magnetic fluxes. Yukawa couplings are given by an overlap integral of the three wave functions involved in the interaction and can be calculated analytically. We provide explicit expressions for these Yukawas to second order both in the flux and derivative expansions and discuss the effect of higher order terms. We explicitly describe the dependence of the couplings on the U(1) charges of the relevant fields, appropriately taking into account their normalization. A hierarchical Yukawa structure is naturally obtained. The application of our results to the understanding of the observed hierarchies of quarks and leptons is discussed.Comment: Latex, 51 pages, 4 figures, typos corrected, note adde

Non-perturbative effective interactions from fluxes

Motivated by possible implications on the problem of moduli stabilization and other phenomenological aspects, we study D-brane instanton effects in flux compactifications. We focus on a local model and compute non-perturbative interactions generated by gauge and stringy instantons in a N = 1 quiver theory with gauge group U(N_0) x U(N_1) and matter in the bifundamentals. This model is engineered with fractional D3-branes at a C^3/(Z_2 x Z_2) singularity, and its non-perturbative sectors are described by introducing fractional D-instantons. We find a rich variety of instanton-generated F- and D-term interactions, ranging from superpotentials and Beasley-Witten like multi-fermion terms to non-supersymmetric flux-induced instanton interactions.Comment: 37 pages, 7 figures. Final version published on JHEP. Section 4 modified in several points regarding string corrections in absence of fluxes; in particular, section 4.3 is removed. Some other minor changes and two references adde

Lifting D-Instanton Zero Modes by Recombination and Background Fluxes

We study the conditions under which D-brane instantons in Type II orientifold compactifications generate a non-perturbative superpotential. If the instanton is non-invariant under the orientifold action, it carries four instead of the two Goldstone fermions required for superpotential contributions. Unless these are lifted, the instanton can at best generate higher fermionic F-terms of Beasley-Witten type. We analyse two strategies to lift the additional zero modes. First we discuss the process of instantonic brane recombination in Type IIA orientifolds. We show that in some cases charge invariance of the measure enforces the presence of further zero modes which, unlike the Goldstinos, cannot be absorbed. In other cases, the instanton exhibits reparameterisation zero modes after recombination and a superpotential is generated if these are lifted by suitable closed or open string couplings. In the second part of the paper we address lifting the extra Goldstinos of D3-brane instantons by supersymmetric three-form background fluxes in Type IIB orientifolds. This requires non-trivial gauge flux on the instanton. Only if the part of the fermionic action linear in the gauge flux survives the orientifold projection can the extra Goldstinos be lifted.Comment: 38 pages, 3 figures, 5 tables; v2: Appendix B slightly expanded, minor rewordin

Type IIA Moduli Stabilization

We demonstrate that flux compactifications of type IIA string theory can classically stabilize all geometric moduli. For a particular orientifold background, we explicitly construct an infinite family of supersymmetric vacua with all moduli stabilized at arbitrarily large volume, weak coupling, and small negative cosmological constant. We obtain these solutions from both ten-dimensional and four-dimensional perspectives. For more general backgrounds, we study the equations for supersymmetric vacua coming from the effective superpotential and show that all geometric moduli can be stabilized by fluxes. We comment on the resulting picture of statistics on the landscape of vacua.Comment: 48 pages, 2 figures, LaTeX. v2: references added. v3: minor comments & references adde

Superpotentials From Stringy Instantons Without Orientifolds

In this paper we show that it is possible to derive non-perturbative superpotential terms from a stringy instanton without introducing orientifold planes. The instanton is realized by a Euclidean D brane wrapping a non-trivial cycle upon which we also wrap a single space-filling D brane. The standard problem of unwanted neutral fermionic zero modes is evaded by the appearance of couplings to charged bosonic zero modes in the instanton moduli action. Since the Euclidean D brane wraps a cycle which is not associated to any low energy gauge dynamics, it can not be interpreted as an ordinary gauge instanton, but rather as a stringy one. By considering such a brane configuration at an orbifold singularity, we can explicitly evaluate the instanton moduli space integral and find a holomorphic superpotential term with the structure of a baryonic mass term.Comment: 17 pages, 1 figure, minor corrections, comments added, figure change

Instanton Induced Open String Superpotentials and Branes at Singularities

We study different aspects of the non-perturbative superpotentials induced by Euclidean E3-branes on systems of D3/D7-branes located at Abelian orbifold singularities. We discuss in detail how the induced couplings are consistent with the U(1) symmetries carried by the D3/D7-branes. We construct different compact and non-compact examples, and show phenomenologically relevant couplings like $\mu$-terms or certain Yukawa couplings generated by these E3 instantons. Some other novel effects are described. We show an example where E3-instantons combine with standard gauge instantons to yield new multi-instanton effects contributing to superpotential, along the lines of ref.\cite{geu}. In the case of non-SUSY $Z_N$ tachyon-free singularities it is shown how E3-instantons give rise to non perturbative scalar couplings including exponentially suppressed scalar bilinears.Comment: 41 pages, 2 figure