Panning for Gold: Assessing Chinese Maritime Strategy from Primary Sources

What are the drivers behind China’s vigorous pursuit of sea power? What are the interests Beijing seeks to advance by building a powerful blue- water navy and the world’s largest coast guard? What are the principles that guide its use of sea power in pursuit of its national interest? How are China’s state objectives, and approaches to pursuing them, evolving over time

China Maritime Report No. 24: Incubators of Sea Power: Vessel Training Centers and the Modernization of the PLAN Surface Fleet

The People’s Liberation Army Navy (PLAN) is building modern surface combatants faster than any other navy in the world. Before these new ships can be deployed, however, their crews must learn how to effectively operate them across the range of missions for which they were designed. In the PLAN, this “basic training” largely occurs at specialized organizations called Vessel Training Centers (VTCs). Since their creation in 1980, VTCs have played a key role in generating combat power for the fleet. But as China’s naval ambitions have grown, the VTCs have been forced to adapt. Since the early 2000s, and especially since 2012, they have faced tremendous pressure to keep pace with the rapid expansion and modernization of the PLAN surface fleet and its growing mission set, improve the standards and quality of vessel training, and uphold the integrity of training evaluations. This report argues that the PLAN’s VTCs have generally risen to the challenge, ensuring that new and recently-repaired ships can quickly reach operational units in a fairly high state of readiness.https://digital-commons.usnwc.edu/cmsi-maritime-reports/1023/thumbnail.jp

Echelon Defense: The Role of Sea Power in Chinese Maritime Dispute Strategy

On April 10, 2012, two Chinese law-enforcement cutters on joint patrol in the South China Sea received orders to proceed immediately to Scarborough Shoal, a disputed cluster of rocks 140 nautical miles west of Subic Bay, the Philippines. Earlier that day, a Chinese fisherman aboard one of several boats moored in the lagoon had transmitted an alarming message to authorities in his home port in Hainan: “Philippine Navy ship number 15 heading this way.” Ship number 15 was BRP Gregorio del Pilar, an elderly former U.S. Coast Guard (USCG) cutter now serving as a frigate in the Philippine navy. Not long after the first message arrived in Hainan, sailors operating from the ship entered the lagoon and approached the Chinese boats. At this point, the fisherman sent a final message: “They’re boarding.”https://digital-commons.usnwc.edu/cmsi-red-books/1014/thumbnail.jp

China Maritime Report No. 2: The Arming of China’s Maritime Frontier

China’s expansion in maritime East Asia has relied heavily on non-naval elements of sea power, above all white-hulled constabulary forces. This reflects a strategic decision. Coast guard vessels operating on the basis of routine administration and backed up by a powerful military can achieve many of China’s objectives without risking an armed clash, sullying China’s reputation, or provoking military intervention from outside powers. Among China’s many maritime agencies, two organizations particularly fit this bill: China Marine Surveillance (CMS) and China Fisheries Law Enforcement (FLE). With fleets comprising unarmed or lightly armed cutters crewed by civilian administrators, CMS and FLE could vigorously pursue China’s maritime claims while largely avoiding the costs and dangers associated with classic “gunboat diplomacy.”https://digital-commons.usnwc.edu/cmsi-maritime-reports/1001/thumbnail.jp

Exploring the utility of giving robots auditory perspective-taking abilities

Presented at the 12th International Conference on Auditory Display (ICAD), London, UK, June 20-23, 2006.This paper reports on work in progress to develop a computational auditory perspective taking system for a robot. Auditory perspective taking is construed as the ability to reason about inferred or posited factors that affect an addressee's perspective as a listener for the purpose of presenting auditory information in an appropriate and effective manner. High-level aspects of this aural interaction skill are discussed, and a prototype adaptive auditory display, implemented in the context of a robotic information kiosk, is described and critiqued. Additionally, a sketch of the design and goals of a user study planned for later this year is given. A demonstration of the prototype system will accompany the presentation of this research in the poster session

Beyond the Wall: Chinese Far Seas Operation

This volume is the product of a groundbreaking dialogue on sea-lane security held between People\u27s Liberation Army (PLA) Navy and U.S. Navy scholars at the Naval War College in August 2013, with additional material from a related conference, China\u27s Far Seas Operations, hosted by the China Maritime Studies Institute in May 2012. At that time the political climate in China was uncertain, in the shadow of the Bo Xilai crisis and of the impending transition of power between the Hu and Xi regimes; accordingly the PLA Navy, though invited to participate in the Far Seas conference, ultimately declined to do so. This was not entirely surprising. Attempts by various agencies of the U.S. Navy up to that time to engage in discussions to advance maritime cooperation between China and the United States had been met with lukewarm responses at best. But at a maritime security dialogue in Dalian in September 2012 Senior Capt. Zhang Junshe of the PLA Navy Research Institute, a key contributor to this volume and to the success of the academic cooperation between our two institutes, approached Peter Dutton to tell him that everything had changed.https://digital-commons.usnwc.edu/cmsi-red-books/1012/thumbnail.jp

China Maritime Report No. 3: China’s Distant-Ocean Survey Activities: Implications for U.S. National Security

Today, the People’s Republic of China (PRC) is investing in marine scientific research on a massive scale. This investment supports an oceanographic research agenda that is increasingly global in scope. One key indicator of this trend is the expanding operations of China’s oceanographic research fleet. On any given day, 5-10 Chinese “scientific research vessels” (科学考查船) may be found operating beyond Chinese jurisdictional waters, in strategically-important areas of the Indo-Pacific. Overshadowed by the dramatic growth in China’s naval footprint, their presence largely goes unnoticed. Yet the activities of these ships and the scientists and engineers they embark have major implications for U.S. national security. This report explores some of these implications. It seeks to answer basic questions about the out-of-area—or “distant-ocean” (远洋)—operations of China’s oceanographic research fleet. Who is organizing and conducting these operations? Where are they taking place? What do they entail? What are the national drivers animating investment in these activities?https://digital-commons.usnwc.edu/cmsi-maritime-reports/1002/thumbnail.jp

China\u27s Evolving Surface Fleet

The missile fast-attack craft and amphibious fleets of the People\u27s Liberation Army (PLA) Navy (PLAN) have undergone significant modernization over the past fifteen years. The capabilities of both categories of vessels have improved even if their actual numbers have not increased dramatically. Examined from the perspective of PLA doctrine and training, the missions of these forces represent the PLAN\u27s past, present, and future.https://digital-commons.usnwc.edu/cmsi-red-books/1013/thumbnail.jp

Two Decades Of Pelagic Ecology Of The Western Antarctic Peninsula

Significant strides in our understanding of the marine pelagic ecosystem of the Western Antarctic Peninsula (WAP) region have been made over the past two decades, resulting from research conducted aboard ARSV Laurence M. Gould and RVIB Nathaniel B. Palmer. These advances range from an understanding of the physical forcing on biology, to food web ecology (from microbes to top predators), to biogeochemical cycling, often in the larger context of rapid climate warming in the region. The proximity of the WAP to the Antarctic Circumpolar Current and WAP continental shelf bathymetry affects the hydrography and helps structure the biological community. Seasonal, spatial, and interannual variability at all levels of the food web, as well as the mechanisms supporting their production, are now more clearly understood. New tools and technologies employed in the region were critical for making this research possible. As a result, our knowledge of the WAP pelagic ecosystem during a time of rapid climate change has vastly improved

An Empirical Investigation of the Minority Interest and Marketability Discounts In Valuation of Closely Held Stock for Estate and Gift Tax Purposes

The discounts for lack of marketability and minority interest are crucial in reducing the value of transferred interests of closely held companies for estate and gift tax purposes. Because the current highest marginal estate and gift tax rate is 49%, there is a strong inducement for CPAs, Attorneys, Investment Bankers, Financial Planners, and others who value these transfers to accurately gauge the judicially allowed discounts for lack of marketability and minority interests in the valuation of closely held stock. This study examines the relationship between Tax Court determined values for lack of marketability and minority discounts to closely held stock from the compromise percentages. Compromise percentage is defined as the mean of the percentage presented by the adversarial parties, the taxpayer, and the IRS, in a judicial action. Additionally, this relationship is examined across industry classifications. The period investigated covers January 1, 1973 through December 31, 2002. Both regular and memorandum decisions by the Tax Court are analyzed over this thirty-year span. Chi-square analysis is used to determine that the Tax Court determined values are not significantly different than the compromise percentages. Furthermore, this finding does not vary across industries. Regression and chi-squared results are augmented with descriptive statistics