Kondo effect in interacting nanoscopic systems: Keldysh field integral theory

Kondo physics in nonequilibrium interacting nanoscale devices is an attractive fundamental many-particle phenomenon with a rich potential for applications. Due to enormous complexity its clear and flexible theory is still highly desirable. We develop a physically transparent analytical theory capable to correctly describe the Kondo effect in strongly interacting systems at temperatures close to and above the Kondo temperature. We derive a nonequilibrium Keldysh field theory valid for a system with any finite electron-electron interaction which is much stronger than the coupling of the system to contacts. Finite electron-electron interactions are treated involving as many slave-boson degrees of freedom as one needs for a concrete many-body system. In a small vicinity of the zero slave-bosonic field configuration weak slave-bosonic oscillations, induced by the dot-contacts tunneling, are described by an effective Keldysh action quadratic in the slave-bosonic fields. For clarity the theory is presented for the single impurity Anderson model but the construction of the Keldysh field integral is universal and applicable to systems with more complex many-body spectra.Comment: 5 pages, 2 figure

Keldysh effective action theory for universal physics in spin-1/2 Kondo dots

We present a theory for the Kondo spin-1/2 effect in strongly correlated quantum dots. The theory is applicable at any temperature and voltage. It is based on a quadratic Keldysh effective action parameterized by a universal function. We provide a general analytical form for the tunneling density of states through this universal function for which we propose a simple microscopic model. We apply our theory to the highly asymmetric Anderson model with $U=\infty$ and describe its strong coupling limit, weak coupling limit and crossover region within a single analytical expression. We compare our results with numerical renormalization group in equilibrium and with a real-time renormalization group out of equilibrium and show that the universal shapes of the linear and differential conductance obtained in our theory and in these theories are very close to each other in a wide range of temperatures and voltages. In particular, as in the real-time renormalization group, we predict that at the Kondo voltage the differential conductance is equal to 2/3 of its maximum.Comment: 5 pages, 2 figures + supp.ma

Performance analysis of an interacting quantum dot thermoelectric system

We analyze the nanocaloritronic performance of an interacting quantum dot that is subject to an applied bias and an applied temperature gradient. It is now well known that, in the absence of phonon contribution, a weakly coupled non-interacting quantum dot can operate at thermoelectric efficiencies approaching the Carnot limit. However, it has also been recently pointed out that such peak efficiencies can only be achieved when operated in the reversible limit, with a vanishing current and hence a vanishing power output. In this paper, we point out three fundamental results affecting the thermoelectric performance due to the inclusion of Coulomb interactions: a) The reversible operating point carries zero efficiency, b) operation at finite power output is possible even at peak efficiencies approaching the Carnot value, and c) the evaluated trends of the the maximum efficiency deviate considerably from the conventional {\it{figure of merit}} $zT$ based result. Finally, we also analyze our system for thermoelectric operation at maximum power output.Comment: 10 pages, 6 figures, Resubmission- to be published in Phys. Rev.

Driven Tunneling Dynamics: Bloch-Redfield Theory versus Path Integral Approach

In the regime of weak bath coupling and low temperature we demonstrate numerically for the spin-boson dynamics the equivalence between two widely used but seemingly different roads of approximation, namely the path integral approach and the Bloch-Redfield theory. The excellent agreement between these two methods is corroborated by a novel efficient analytical high-frequency approach: it well approximates the decay of quantum coherence via a series of damped coherent oscillations. Moreover, a suitably tuned control field can selectively enhance or suppress quantum coherence.Comment: 4 pages including 3 figures, submitted for publicatio

Slave-boson Keldysh field theory for the Kondo effect in quantum dots

We present a {\it nonequilibrium nonperturbative} field theory for the Kondo effect in strongly interacting quantum dots at finite temperatures. Unifying the slave-boson representation with the Keldysh field integral an effective Keldysh action is derived and explored in the vicinity of the zero slave-bosonic field configuration. The theory properly reflects the essential features of the Kondo physics and at the same time significantly simplifies a field-theoretic treatment of the phenomenon, avoiding complicated saddle point analysis or 1/N expansions, used so far. Importantly, our theory admits a {\it closed analytical} solution which explains the mechanism of the Kondo effect in terms of an interplay between the real and imaginary parts of the slave-bosonic self-energy. It thus provides a convenient nonperturbative building block, playing the role of a "free propagator", for more advanced theories. We finally demonstrate that already this simplest possible field theory is able to correctly reproduce experimental data on the Kondo peak observed in the differential conductance, correctly predicts the Kondo temperature and, within its applicability range, has the same universal temperature dependence of the conductance as the one obtained in numerical renormalization group calculations.Comment: published versio

Driving-Induced Symmetry Breaking in the Spin-Boson System

A symmetric dissipative two-state system is asymptotically completely delocalized independent of the initial state. We show that driving-induced localization at long times can take place when both the bias and tunneling coupling energy are harmonically modulated. Dynamical symmetry breaking on average occurs when the driving frequencies are odd multiples of some reference frequency. This effect is universal, as it is independent of the dissipative mechanism. Possible candidates for an experimental observation are flux tunneling in the variable barrier rf SQUID and magnetization tunneling in magnetic molecular clusters.Comment: 4 pages, 4 figures, to be published in PR

Sub-gap spectroscopy of thermally excited quasiparticles in a Nb contacted carbon nanotube quantum dot

We present electronic transport measurements of a single wall carbon nanotube quantum dot coupled to Nb superconducting contacts. For temperatures comparable to the superconducting gap peculiar transport features are observed inside the Coulomb blockade and superconducting energy gap regions. The observed temperature dependence can be explained in terms of sequential tunneling processes involving thermally excited quasiparticles. In particular, these new channels give rise to two unusual conductance peaks at zero bias in the vicinity of the charge degeneracy point and allow to determine the degeneracy of the ground states involved in transport. The measurements are in good agreement with model calculations.Comment: 5 pages, 4 figure

Thermally induced subgap features in the cotunneling spectroscopy of a carbon nanotube

We report on nonlinear cotunneling spectroscopy of a carbon nanotube quantum dot coupled to Nb superconducting contacts. Our measurements show rich subgap features in the stability diagram which become more pronounced as the temperature is increased. Applying a transport theory based on the Liouville-von Neumann equation for the density matrix, we show that the transport properties can be attributed to processes involving sequential as well as elastic and inelastic cotunneling of quasiparticles thermally excited across the gap. In particular, we predict thermal replicas of the elastic and inelastic cotunneling peaks, in agreement with our experimental results.Comment: 21 pages, 9 figures, submitted to New Journal of Physic

Inelastic cotunneling in quantum dots and molecules with weakly broken degeneracies

We calculate the nonlinear cotunneling conductance through interacting quantum dot systems in the deep Coulomb blockade regime using a rate equation approach based on the T-matrix formalism, which shows in the concerned regions very good agreement with a generalized master equation approach. Our focus is on inelastic cotunneling in systems with weakly broken degeneracies, such as complex quantum dots or molecules. We find for these systems a characteristic gate dependence of the non-equilibrium cotunneling conductance. While on one side of a Coulomb diamond the conductance decreases after the inelastic cotunneling threshold towards its saturation value, on the other side it increases monotonously even after the threshold. We show that this behavior originates from an asymmetric gate voltage dependence of the effective cotunneling amplitudes.Comment: 12 pages, 12 figures; revised published versio

Iterative algorithm versus analytic solutions of the parametrically driven dissipative quantum harmonic oscillator

We consider the Brownian motion of a quantum mechanical particle in a one-dimensional parabolic potential with periodically modulated curvature under the influence of a thermal heat bath. Analytic expressions for the time-dependent position and momentum variances are compared with results of an iterative algorithm, the so-called quasiadiabatic propagator path integral algorithm (QUAPI). We obtain good agreement over an extended range of parameters for this spatially continuous quantum system. These findings indicate the reliability of the algorithm also in cases for which analytic results may not be available a priori.Comment: 15 pages including 11 figures, one reference added, minor typos correcte