Spherical Tuples of Hilbert Space Operators

We introduce and study a class of operator tuples in complex Hilbert spaces, which we call spherical tuples. In particular, we characterize spherical multi-shifts, and more generally, multiplication tuples on RKHS. We further use these characterizations to describe various spectral parts including the Taylor spectrum. We also find a criterion for the Schatten $S_p$-class membership of cross-commutators of spherical $m$-shifts. We show, in particular, that cross-commutators of non-compact spherical $m$-shifts cannot belong to $S_p$ for $p \le m$. We specialize our results to some well-studied classes of multi-shifts. We prove that the cross-commutators of a spherical joint $m$-shift, which is a $q$-isometry or a $2$-expansion, belongs to $S_p$ if and only if $p > m$. We further give an example of a spherical jointly hyponormal $2$-shift, for which the cross-commutators are compact but not in $S_p$ for any $p <\infty$.Comment: a version close to final on

Elliptic instability in the Lagrangian-averaged Euler-Boussinesq-alpha equations

We examine the effects of turbulence on elliptic instability of rotating stratified incompressible flows, in the context of the Lagragian-averaged Euler-Boussinesq-alpha, or \laeba, model of turbulence. We find that the \laeba model alters the instability in a variety of ways for fixed Rossby number and Brunt-V\"ais\"al\"a frequency. First, it alters the location of the instability domains in the $(\gamma,\cos\theta)-$parameter plane, where $\theta$ is the angle of incidence the Kelvin wave makes with the axis of rotation and $\gamma$ is the eccentricity of the elliptic flow, as well as the size of the associated Lyapunov exponent. Second, the model shrinks the width of one instability band while simultaneously increasing another. Third, the model introduces bands of unstable eccentric flows when the Kelvin wave is two-dimensional. We introduce two similarity variables--one is a ratio of the Brunt-V\"ais\"al\"a frequency to the model parameter $\Upsilon_0 = 1+\alpha^2\beta^2$, and the other is the ratio of the adjusted inverse Rossby number to the same model parameter. Here, $\alpha$ is the turbulence correlation length, and $\beta$ is the Kelvin wave number. We show that by adjusting the Rossby number and Brunt-V\"ais\"al\"a frequency so that the similarity variables remain constant for a given value of $\Upsilon_0$, turbulence has little effect on elliptic instability for small eccentricities $(\gamma \ll 1)$. For moderate and large eccentricities, however, we see drastic changes of the unstable Arnold tongues due to the \laeba model.Comment: 23 pages (sigle spaced w/figure at the end), 9 figures--coarse quality, accepted by Phys. Fluid

Grating-coupled excitation of multiple surface plasmon-polariton waves

The excitation of multiple surface-plasmon-polariton (SPP) waves of different linear polarization states and phase speeds by a surface-relief grating formed by a metal and a rugate filter, both of finite thickness, was studied theoretically, using rigorous coupled-wave-analysis. The incident plane wave can be either p or s polarized. The excitation of SPP waves is indicated by the presence of those peaks in the plots of absorbance vs. the incidence angle that are independent of the thickness of the rugate filter. The absorbance peaks representing the excitation of s-polarized SPP waves are narrower than those representing p-polarized SPP waves. Two incident plane waves propagating in different directions may excite the same SPP wave. A line source could excite several SPP waves simultaneously

Multi-site breathers in Klein-Gordon lattices: stability, resonances, and bifurcations

We prove the most general theorem about spectral stability of multi-site breathers in the discrete Klein-Gordon equation with a small coupling constant. In the anti-continuum limit, multi-site breathers represent excited oscillations at different sites of the lattice separated by a number of "holes" (sites at rest). The theorem describes how the stability or instability of a multi-site breather depends on the phase difference and distance between the excited oscillators. Previously, only multi-site breathers with adjacent excited sites were considered within the first-order perturbation theory. We show that the stability of multi-site breathers with one-site holes change for large-amplitude oscillations in soft nonlinear potentials. We also discover and study a symmetry-breaking (pitchfork) bifurcation of one-site and multi-site breathers in soft quartic potentials near the points of 1:3 resonance.Comment: 34 pages, 12 figure