Single spin asymmetries in DIS

We consider possible mechanisms for single spin asymmetries in inclusive Deep Inelastic Scattering (DIS) processes with unpolarized leptons and transversely polarized nucleons. Tests for the effects of non-zero \bfk_\perp, for the properties of spin dependent quark fragmentations and for quark helicity conservation are suggested.Comment: 5 pages, LaTeX, no figures. Revised version, to be published in Phys. Rev. D. Some equations and statements added to clarify text and notation

Phenomenology of single spin asymmetries in p(transv. polarized)-p -> pion + X

A phenomenological description of single transverse spin effects in hadron-hadron inclusive processes is proposed, assuming a generalized factorization scheme and pQCD hard interactions. The transverse momentum, k_T, of the quarks inside the hadrons and of the hadrons relatively to the fragmenting quark, is taken into account in distribution and fragmentation functions, and leads to possible non zero single spin asymmetries. The role of k_T and spin dependent quark fragmentations -- the so-called Collins effect -- is investigated in details in p(transv. polarized)-p -> pion + X processes: it is shown how the experimental data could be described, obtaining an explicit expression for the spin asymmetry of a polarized fragmenting quark, on which some comments are made. Predictions for other processes, possible further applications and experimental tests are discussed.Comment: 20+1 pages, LaTeX, 6 eps figures, uses epsfig.sty. Version v2: Some sentences rephrased and comments added throughout the paper; one reference added; no changes in results and figures. Final version to be published in Phys. Rev.

Transverse momentum dependence in gluon distribution and fragmentation functions

We investigate the twist two gluon distribution functions for spin 1/2 hadrons, emphasizing intrinsic transverse momentum of the gluons. These functions are relevant in leading order in the inverse hard scale in scattering processes such as inclusive leptoproduction or Drell-Yan scattering, or more general in hard processes in which at least two hadrons are involved. They show up in azimuthal asymmetries. For future estimates of such observables, we discuss specific bounds on these functions.Comment: 14 pages, revtex, 7 Postscript figure

Bounds on transverse momentum dependent distribution and fragmentation functions

We give bounds on the distribution and fragmentation functions that appear at leading order in deep inelastic 1-particle inclusive leptoproduction or in Drell-Yan processes. These bounds simply follow from positivity of the defining matrix elements and are an important guidance in estimating the magnitude of the azimuthal and spin asymmetries in these processes.Comment: 5 pages, Revtex, 3 Postscript figures, version with minor changes, to be published in Physical Review Letter

Initial-State Interactions in the Unpolarized Drell-Yan Process

We show that initial-state interactions contribute to the $\cos 2 \phi$ distribution in unpolarized Drell-Yan lepton pair production $p p$ and $p \bar p \to \ell^+ \ell^- X$, without suppression. The asymmetry is expressed as a product of chiral-odd distributions $h_1^\perp(x_1,\bm{p}_\perp^2)\times \bar h_1^\perp(x_2,\bm{k}_\perp^2)$, where the quark-transversity function $h_1^\perp(x,\bm{p}_\perp^2)$ is the transverse momentum dependent, light-cone momentum distribution of transversely polarized quarks in an {\it unpolarized} proton. We compute this (naive) $T$-odd and chiral-odd distribution function and the resulting $\cos 2 \phi$ asymmetry explicitly in a quark-scalar diquark model for the proton with initial-state gluon interaction. In this model the function $h_1^\perp(x,\bm{p}_\perp^2)$ equals the $T$-odd (chiral-even) Sivers effect function $f^\perp_{1T}(x,\bm{p}_\perp^2)$. This suggests that the single-spin asymmetries in the SIDIS and the Drell-Yan process are closely related to the $\cos 2 \phi$ asymmetry of the unpolarized Drell-Yan process, since all can arise from the same underlying mechanism. This provides new insight regarding the role of quark and gluon orbital angular momentum as well as that of initial- and final-state gluon exchange interactions in hard QCD processes.Comment: 22 pages, 6 figure

Quantum Number Density Asymmetries Within QCD Jets Correlated With Lambda Polarization

The observation of jets in a variety of hard-scattering processes has allowed the quantitative study of perturbative quantum chromodynamics (PQCD) by comparing detailed theoretical predictions with a wide range of experimental data. This paper examines how some important, nonperturbative, facets of QCD involving the internal dynamical structure of jets can be studied by measuring the spin orientation of Lambda particles produced in these jets. The measurement of the transverse polarization for an individual Lambda within a QCD jet permits the definition of spin-directed asymmetries in local quantum number densities in rapidity space (such as charge, strangeness and baryon number densities) involving neighboring hadrons in the jet. These asymmetries can only be generated by soft, nonperturbative dynamical mechanisms and such measurements can provide insight not otherwise accessible into the color rearrangement that occurs during the hadronization stage of the fragmentation process.Comment: The replacement manuscript contains a new abstract, five pages of additional material and a revised version of Fig.

Universality of T-odd effects in single spin and azimuthal asymmetries

We analyze the transverse momentum dependent distribution and fragmentation functions in space-like and time-like hard processes involving at least two hadrons, in particular 1-particle inclusive leptoproduction, the Drell-Yan process and two-particle inclusive hadron production in electron-positron annihilation. As is well-known, transverse momentum dependence allows for the appearance of unsuppressed single spin azimuthal asymmetries, such as Sivers and Collins asymmetries. Recently, Belitsky, Ji and Yuan obtained fully color gauge invariant expressions for the relevant matrix elements appearing in these asymmetries at leading order in an expansion in the inverse hard scale. We rederive these results and extend them to observables at the next order in this expansion. We observe that at leading order one retains a probability interpretation, contrary to a claim in the literature and show the direct relation between the Sivers effect in single spin asymmetries and the Qiu-Sterman mechanism. We also study fragmentation functions, where the process dependent gauge link structure of the correlators is not the only source of T-odd observables and discuss the implications for universality.Comment: 29 pages, Revtex, 26 Postscript figures; abstract, introduction and section VIIC significantly modified and appendix B replace

On asymmetry in inclusive pion production

On the basis of the mechanism proposed for one-spin asymmetries in inclusive hadron production we specify an $x$--dependence of asymmetries in inclusive processes of pion production. The main role in generation of this asymmetry belongs to the orbital angular momentum ofquark-antiquark cloud in internal structure of constituent quarks. The $x$--dependence of asymmetries in the charged pion production at large $x$ reflects the corresponding dependence of constituent quark polarization in the polarized proton.Comment: LaTeX, 8 pages, 3 figures. One figure added, as it appears in Phys. Rev.