Combinatorics of linear iterated function systems with overlaps

Let $\bm p_0,...,\bm p_{m-1}$ be points in ${\mathbb R}^d$, and let $\{f_j\}_{j=0}^{m-1}$ be a one-parameter family of similitudes of ${\mathbb R}^d$: $$f_j(\bm x) = \lambda\bm x + (1-\lambda)\bm p_j, j=0,...,m-1,$$ where $\lambda\in(0,1)$ is our parameter. Then, as is well known, there exists a unique self-similar attractor $S_\lambda$ satisfying $S_\lambda=\bigcup_{j=0}^{m-1} f_j(S_\lambda)$. Each $\bm x\in S_\lambda$ has at least one address $(i_1,i_2,...)\in\prod_1^\infty\{0,1,...,m-1\}$, i.e., $\lim_n f_{i_1}f_{i_2}... f_{i_n}({\bf 0})=\bm x$. We show that for $\lambda$ sufficiently close to 1, each $\bm x\in S_\lambda\setminus\{\bm p_0,...,\bm p_{m-1}\}$ has $2^{\aleph_0}$ different addresses. If $\lambda$ is not too close to 1, then we can still have an overlap, but there exist $\bm x$'s which have a unique address. However, we prove that almost every $\bm x\in S_\lambda$ has $2^{\aleph_0}$ addresses, provided $S_\lambda$ contains no holes and at least one proper overlap. We apply these results to the case of expansions with deleted digits. Furthermore, we give sharp sufficient conditions for the Open Set Condition to fail and for the attractor to have no holes. These results are generalisations of the corresponding one-dimensional results, however most proofs are different.Comment: Accepted for publication in Nonlinearit

Golden gaskets: variations on the Sierpi\'nski sieve

We consider the iterated function systems (IFSs) that consist of three general similitudes in the plane with centres at three non-collinear points, and with a common contraction factor \la\in(0,1). As is well known, for \la=1/2 the invariant set, \S_\la, is a fractal called the Sierpi\'nski sieve, and for \la<1/2 it is also a fractal. Our goal is to study \S_\la for this IFS for 1/2<\la<2/3, i.e., when there are "overlaps" in \S_\la as well as "holes". In this introductory paper we show that despite the overlaps (i.e., the Open Set Condition breaking down completely), the attractor can still be a totally self-similar fractal, although this happens only for a very special family of algebraic \la's (so-called "multinacci numbers"). We evaluate \dim_H(\S_\la) for these special values by showing that \S_\la is essentially the attractor for an infinite IFS which does satisfy the Open Set Condition. We also show that the set of points in the attractor with a unique ``address'' is self-similar, and compute its dimension. For ``non-multinacci'' values of \la we show that if \la is close to 2/3, then \S_\la has a nonempty interior and that if \la<1/\sqrt{3} then \S_\la$ has zero Lebesgue measure. Finally we discuss higher-dimensional analogues of the model in question.Comment: 27 pages, 10 figure

A dynamical approach to the spatiotemporal aspects of the Portevin-Le Chatelier effect: Chaos,turbulence and band propagation

Experimental time series obtained from single and poly-crystals subjected to a constant strain rate tests report an intriguing dynamical crossover from a low dimensional chaotic state at medium strain rates to an infinite dimensional power law state of stress drops at high strain rates. We present results of an extensive study of all aspects of the PLC effect within the context a model that reproduces this crossover. A study of the distribution of the Lyapunov exponents as a function of strain rate shows that it changes from a small set of positive exponents in the chaotic regime to a dense set of null exponents in the scaling regime. As the latter feature is similar to the GOY shell model for turbulence, we compare our results with the GOY model. Interestingly, the null exponents in our model themselves obey a power law. The configuration of dislocations is visualized through the slow manifold analysis. This shows that while a large proportion of dislocations are in the pinned state in the chaotic regime, most of them are at the threshold of unpinning in the scaling regime. The model qualitatively reproduces the different types of deformation bands seen in experiments. At high strain rates where propagating bands are seen, the model equations are reduced to the Fisher-Kolmogorov equation for propagative fronts. This shows that the velocity of the bands varies linearly with the strain rate and inversely with the dislocation density, consistent with the known experimental results. Thus, this simple dynamical model captures the complex spatio-temporal features of the PLC effect.Comment: 17 pages, 18 figure

Don't bleach chaotic data

A common first step in time series signal analysis involves digitally filtering the data to remove linear correlations. The residual data is spectrally white (it is ``bleached''), but in principle retains the nonlinear structure of the original time series. It is well known that simple linear autocorrelation can give rise to spurious results in algorithms for estimating nonlinear invariants, such as fractal dimension and Lyapunov exponents. In theory, bleached data avoids these pitfalls. But in practice, bleaching obscures the underlying deterministic structure of a low-dimensional chaotic process. This appears to be a property of the chaos itself, since nonchaotic data are not similarly affected. The adverse effects of bleaching are demonstrated in a series of numerical experiments on known chaotic data. Some theoretical aspects are also discussed.Comment: 12 dense pages (82K) of ordinary LaTeX; uses macro psfig.tex for inclusion of figures in text; figures are uufile'd into a single file of size 306K; the final dvips'd postscript file is about 1.3mb Replaced 9/30/93 to incorporate final changes in the proofs and to make the LaTeX more portable; the paper will appear in CHAOS 4 (Dec, 1993

Banking from Leeds, not London: regional strategy and structure at the Yorkshire Bank, 1859–1952

Industrial philanthropist Edward Akroyd created the Yorkshire Penny Savings Bank in 1859. Despite competition from the Post Office Savings Bank after 1861 and a serious reserve problem in 1911, it sustained his overall strategy to become a successful regional bank. Using archival and contemporary sources to build on recent scholarship illustrating how savings banks were integrated into local economies and the complementary roles of philanthropy and paternalism, we analyse an English regional bank's strategy, including an assessment of strategic innovation, ownership changes and management structure. This will demonstrate that the founder's vision continued, even though the 1911 crisis radically altered both strategy and structure

Data driven optimal filtering for phase and frequency of noisy oscillations: application to vortex flowmetering

A new method for extracting the phase of oscillations from noisy time series is proposed. To obtain the phase, the signal is filtered in such a way that the filter output has minimal relative variation in the amplitude (MIRVA) over all filters with complex-valued impulse response. The argument of the filter output yields the phase. Implementation of the algorithm and interpretation of the result are discussed. We argue that the phase obtained by the proposed method has a low susceptibility to measurement noise and a low rate of artificial phase slips. The method is applied for the detection and classification of mode locking in vortex flowmeters. A novel measure for the strength of mode locking is proposed.Comment: 12 pages, 10 figure

Optimal neural network feature selection for spatial-temporal forecasting

In this paper, we show empirical evidence on how to construct the optimal feature selection or input representation used by the input layer of a feedforward neural network for the propose of forecasting spatial-temporal signals. The approach is based on results from dynamical systems theory, namely the non-linear embedding theorems. We demonstrate it for a variety of spatial-temporal signals, with one spatial and one temporal dimensions, and show that the optimal input layer representation consists of a grid, with spatial/temporal lags determined by the minimum of the mutual information of the spatial/temporal signals and the number of points taken in space/time decided by the embedding dimension of the signal. We present evidence of this proposal by running a Monte Carlo simulation of several combinations of input layer feature designs and show that the one predicted by the non-linear embedding theorems seems to be optimal or close of optimal. In total we show evidence in four unrelated systems: a series of coupled Henon maps; a series of couple Ordinary Differential Equations (Lorenz-96) phenomenologically modelling atmospheric dynamics; the Kuramoto-Sivashinsky equation, a partial differential equation used in studies of instabilities in laminar flame fronts and finally real physical data from sunspot areas in the Sun (in latitude and time) from 1874 to 2015.Comment: 11 page

M2-Branes and Fano 3-folds

A class of supersymmetric gauge theories arising from M2-branes probing Calabi-Yau 4-folds which are cones over smooth toric Fano 3-folds is investigated. For each model, the toric data of the mesonic moduli space is derived using the forward algorithm. The generators of the mesonic moduli space are determined using Hilbert series. The spectrum of scaling dimensions for chiral operators is computed.Comment: 128 pages, 39 figures, 42 table

Phases of M2-brane Theories

We investigate different toric phases of 2+1 dimensional quiver gauge theories arising from M2-branes probing toric Calabi-Yau 4 folds. A brane tiling for each toric phase is presented. We apply the 'forward algorithm' to obtain the toric data of the mesonic moduli space of vacua and exhibit the equivalence between the vacua of different toric phases of a given singularity. The structures of the Master space, the mesonic moduli space, and the baryonic moduli space are examined in detail. We compute the Hilbert series and use them to verify the toric dualities between different phases. The Hilbert series, R-charges, and generators of the mesonic moduli space are matched between toric phases.Comment: 60 pages, 28 figures, 6 tables. v2: minor correction

Structural Determinants and Children's Oral Health: A Cross-National Study

Much research on children's oral health has focused on proximal determinants at the expense of distal (upstream) factors. Yet, such upstream factors-the so-called structural determinants of health-play a crucial role. Children's lives, and in turn their health, are shaped by politics, economic forces, and social and public policies. The aim of this study was to examine the relationship between children's clinical (number of decayed, missing, and filled teeth) and self-reported oral health (oral health-related quality of life) and 4 key structural determinants (governance, macroeconomic policy, public policy, and social policy) as outlined in the World Health Organization's Commission for Social Determinants of Health framework. Secondary data analyses were carried out using subnational epidemiological samples of 8- to 15-y-olds in 11 countries ( N = 6,648): Australia (372), New Zealand (three samples; 352, 202, 429), Brunei (423), Cambodia (423), Hong Kong (542), Malaysia (439), Thailand (261, 506), United Kingdom (88, 374), Germany (1498), Mexico (335), and Brazil (404). The results indicated that the type of political regime, amount of governance (e.g., rule of law, accountability), gross domestic product per capita, employment ratio, income inequality, type of welfare regime, human development index, government expenditure on health, and out-of-pocket (private) health expenditure by citizens were all associated with children's oral health. The structural determinants accounted for between 5% and 21% of the variance in children's oral health quality-of-life scores. These findings bring attention to the upstream or structural determinants as an understudied area but one that could reap huge rewards for public health dentistry research and the oral health inequalities policy agenda