Simultaenous Retrieval of Surface Roughness Parameters from Combined Active-Passive SMAP Observations

Soil roughness strongly influences processes like erosion, infiltration, moisture and evaporation of soils as well as growth of agricultural plants. An approach to soil roughness based on active-passive microwave covariation is proposed in order to simultaneously retrieve the vertical RMS height (s) and horizontal correlation length (l) of soil surfaces from simultaneously measured radar and radiometer microwave signatures. The approach is based on a retrieval algorithm for active-passive covariation including the improved Integral Equation Method (I2EM). The algorithm is tested with the global active-passive microwave observations of the SMAP mission. The developed roughness retrieval algorithm shows independence of permittivity for > 10 [-] due to the covariation formalism. Results reveal that s and l can be estimated simultaneously by the proposed approach since surface patterns of non-vegetated areas become evident on global scale. In regions with sandy deserts, like the Sahara or the outback in Australia, determined and confirm rather smooth to semi-rough surface roughness patterns with small vertical RMS heights and corresponding higher horizontal correlation lengths

Combined Radar-Radiometer Surface Soil Moisture and Roughness Estimation

A robust physics-based combined radar-radiometer, or Active-Passive, surface soil moisture and roughness estimation methodology is presented. Soil moisture and roughness retrieval is performed via optimization, i.e., minimization, of a joint objective function which constrains similar resolution radar and radiometer observations simultaneously. A data-driven and noise-dependent regularization term has also been developed to automatically regularize and balance corresponding radar and radiometer contributions to achieve optimal soil moisture retrievals. It is shown that in order to compensate for measurement and observation noise, as well as forward model inaccuracies, in combined radar-radiometer estimation surface roughness can be considered a free parameter. Extensive Monte-Carlo numerical simulations and assessment using field data have been performed to both evaluate the algorithms performance and to demonstrate soil moisture estimation. Unbiased root mean squared errors (RMSE) range from 0.18 to 0.03 cm3cm3 for two different land cover types of corn and soybean. In summary, in the context of soil moisture retrieval, the importance of consistent forward emission and scattering development is discussed and presented

Simultaenous Retrieval of Surface Roughness Parameters from Combined Active-Passive SMAP Observations

Soil roughness strongly influences processes like erosion, infiltration, moisture and evaporation of soils as well as growth of agricultural plants. An approach to soil roughness based on active-passive microwave covariation is proposed in order to simultaneously retrieve the vertical RMS height (s) and horizontal correlation length (l) of soil surfaces from simultaneously measured radar and radiometer microwave signatures. The approach is based on a retrieval algorithm for active-passive covariation including the improved Integral Equation Method (I2EM). The algorithm is tested with the global active-passive microwave observations of the SMAP mission. The developed roughness retrieval algorithm shows independence of permittivity for e_s > 10 [-] due to the covariation formalism. Results reveal that s and l can be estimated simultaneously by the proposed approach since surface patterns of non-vegetated areas become evident on global scale. In regions with sandy deserts, like the Sahara or the outback in Australia, determined s and l confirm rather smooth to semi-rough surface roughness patterns with small vertical RMS heights and corresponding higher horizontal correlation lengths

Characterization of higher-order scattering from vegetation with SMAP measurements

Vegetation cover absorbs and scatters L-band microwave emission measured by SMOS and SMAP satellites. Misrepresentation of this phenomena results in uncertainties when inferring, for instance, surface soil moisture in retrieval algorithms that commonly utilize the tau-omega model which is most applicable for a weakly scattering medium. In this study, we investigate the degree to which multiple-scattering is prevalent over a range of land cover classifications (from lightly vegetated grasslands to dense forests) at the satellite scale by explicitly accounting for multiple-scattering in a first-order radiative transfer model, developed here. Even though the tau-omega model with effective parameters can possibly capture higher-order scattering contributions, deliberately partitioning scattering into different components is required to estimate multiple-scattering properties. Specifically, we aim to determine how one can partition between zeroth and first-order radiative transfer terms within a retrieval algorithm without ancillary information, determine whether this method can detect first-order scattering at the SMAP measurement scale without ancillary information, and quantify the magnitude of detected scattering. A simplified first-order radiative transfer model which characterizes single interactions of microwaves with a scattering medium is developed for implementation within retrieval algorithms. This new emission model is implemented within a recently developed retrieval algorithm, the multi-temporal dual channel algorithm (MT-DCA), which does not require ancillary land use information. Scattering parameters as well as SM and vegetation optical depth (τ) are retrieved simultaneously in Africa and South America using the first year of SMAP brightness temperature measurements on a 36 km grid. Specifically, an introduced time invariant first-order scattering coefficient (ω1) is retrieved representing microwave emission interaction with the canopy. We find that ω1 is typically zero in lightly vegetated biomes and non-zero (~0.06) in 74% of the forest pixels. In forest-dominated pixels, the median first-order emissivity is 0.04, or about 4.3% of a given SMAP radiometer brightness temperature measurement. Additionally, explicitly accounting for first-order scattering terms in the radiative transfer model tends to increase SM and τ retrievals by a median of 0.02 m3/m3 and 0.1, respectively, only in forested regions. This study demonstrates the first attempt to explicitly partition higher-order scattering terms in a retrieval algorithm at a satellite scale and ultimately provides a fundamental understanding and quantification of multiple-scattering from grasslands to forests. Keywords: soil moisture; passive microwave radiometry; SMAP; multiple-scatteringNASA Subcontract No. 151084

El derecho al consentimiento previo, libre e informado de los pueblos indígenas ante proyectos de "desarrollo o inversión" en sus territorios y breve análisis del estado de aplicación e implementación en el Perú

TesisComo estudiante de Derecho en la Pontificia Universidad Católica del Perú (PUCP), y a partir de mi experiencia en la Comisión Andina de Juristas (CAJ) y el Instituto Internacional de Derecho y Sociedad (IIDS), tuve la oportunidad de conocer diversos problemas que afectan a los pueblos indígenas en la Región. Pude constatar que tales problemas se deben, entre otros, a la presencia de terceros no autorizados en territorios indígenas y a la imposición de concesiones o autorizaciones para proyectos de “desarrollo o inversión” en sus territorios. Me consternó mucho los problemas que viven los pueblos indígenas y los profundos impactos sociales, culturales y económicos que son forzados a enfrentar a raíz de tales proyectos. Muchos de los cuales ponen en riesgo su propia existencia

Simultaneous Retrieval of Surface Roughness Parameters for Bare Soils from Combined Active-Passive Microwave SMAP Observations

An active-passive microwave retrieval algorithm for simultaneous determination of soil surface roughness parameters (vertical RMS height (s) and horizontal correlation length (l)) is presented for bare soils. The algorithm is based on active-passive microwave covariation including the improved Integral Equation Method (I2EM) and is tested with global SMAP observations. Estimated retrieval results for s and l are overall consistent with values in the literature, indicating the validity of the proposed algorithm. Sensitivity analyses showed that the developed roughness retrieval algorithm is independent of permittivity for es > 10 [-]. Furthermore, the physical model basis of this approach (I2EM) allows application of different autocorrelation functions (ACF), such as Gaussian and exponential ACFs. Global roughness retrieval results confirm bare areas in deserts such as Sahara or Gobi. However, the type of ACF used within roughness parameter estimation is important. Retrieval results for the Gaussian ACF describe a rougher surface than retrieval results for the exponential ACF. No correlations were found between roughness results and the amount of precipitation or the soil texture, which could be due to the coarse spatial resolution of the SMAP data. The extension of this approach to vegetated soils is planned as an add-on study

Simultaneous retrieval of surface roughness parameters from combined active-passive SMAP observations

An active-passive microwave retrieval algorithm for simultaneous determination of soil surface roughness parameters (vertical RMS height (s) and horizontal correlation length (l)) is presented for bare soils. The algorithm is based on active-passive microwave covariation including the improved Integral Equation Method (I2EM) and is tested with global SMAP observations. Estimated retrieval results for s and l are overall consistent with values in the literature, indicating the validity of the proposed algorithm. Sensitivity analyses showed that the developed roughness retrieval algorithm is independent of permittivity for es > 10 [-]. Furthermore, the physical model basis of this approach (I2EM) allows application of different autocorrelation functions (ACF), such as Gaussian and exponential ACFs. Global roughness retrieval results confirm bare areas in deserts such as Sahara or Gobi. However, the type of ACF used within roughness parameter estimation is important. Retrieval results for the Gaussian ACF describe a rougher surface than retrieval results for the exponential ACF. No correlations were found between roughness results and the amount of precipitation or the soil texture, which could be due to the coarse spatial resolution of the SMAP data. The extension of this approach to vegetated soils is planned as an add-on study

Simultaneous Retrieval of Surface Roughness Parameters for Bare Soils from Combined Active-Passive Microwave SMAP Observations

An active-passive microwave retrieval algorithm for simultaneous determination of soil surface roughness parameters (vertical RMS height (s) and horizontal correlation length (l)) is presented for bare soils. The algorithm is based on active-passive microwave covariation including the improved Integral Equation Method (I2EM) and is tested with global SMAP observations. Estimated retrieval results for s and l are overall consistent with values in the literature, indicating the validity of the proposed algorithm. Sensitivity analyses showed that the developed roughness retrieval algorithm is independent of permittivity for es > 10 [-]. Furthermore, the physical model basis of this approach (I2EM) allows application of different autocorrelation functions (ACF), such as Gaussian and exponential ACFs. Global roughness retrieval results confirm bare areas in deserts such as Sahara or Gobi. However, the type of ACF used within roughness parameter estimation is important. Retrieval results for the Gaussian ACF describe a rougher surface than retrieval results for the exponential ACF. No correlations were found between roughness results and the amount of precipitation or the soil texture, which could be due to the coarse spatial resolution of the SMAP data. The extension of this approach to vegetated soils is planned as an add-on study