Advanced signal processing solutions for ATR and spectrum sharing in distributed radar systems

Previously held under moratorium from 11 September 2017 until 16 February 2022This Thesis presents advanced signal processing solutions for Automatic Target Recognition (ATR) operations and for spectrum sharing in distributed radar systems. Two Synthetic Aperture Radar (SAR) ATR algorithms are described for full- and single-polarimetric images, and tested on the GOTCHA and the MSTAR datasets. The first one exploits the Krogager polarimetric decomposition in order to enhance peculiar scattering mechanisms from manmade targets, used in combination with the pseudo-Zernike image moments. The second algorithm employs the Krawtchouk image moments, that, being discrete defined, provide better representations of targets’ details. The proposed image moments based framework can be extended to the availability of several images from multiple sensors through the implementation of a simple fusion rule. A model-based micro-Doppler algorithm is developed for the identification of helicopters. The approach relies on the proposed sparse representation of the signal scattered from the helicopter’s rotor and received by the radar. Such a sparse representation is obtained through the application of a greedy sparse recovery framework, with the goal of estimating the number, the length and the rotation speed of the blades, parameters that are peculiar for each helicopter’s model. The algorithm is extended to deal with the identification of multiple helicopters flying in formation that cannot be resolved in another domain. Moreover, a fusion rule is presented to integrate the results of the identification performed from several sensors in a distributed radar system. Tests performed both on simulated signals and on real signals acquired from a scale model of a helicopter, confirm the validity of the algorithm. Finally, a waveform design framework for joint radar-communication systems is presented. The waveform is composed by quasi-orthogonal chirp sub-carriers generated through the Fractional Fourier Transform (FrFT), with the aim of preserving the radar performance of a typical Linear Frequency Modulated (LFM) pulse while embedding data to be sent to a cooperative system. Techniques aimed at optimise the design parameters and mitigate the Inter-Carrier Interference (ICI) caused by the quasiorthogonality of the chirp sub-carriers are also described. The FrFT based waveform is extensively tested and compared with Orthogonal Frequency Division Multiplexing (OFDM) and LFM waveforms, in order to assess both its radar and communication performance.This Thesis presents advanced signal processing solutions for Automatic Target Recognition (ATR) operations and for spectrum sharing in distributed radar systems. Two Synthetic Aperture Radar (SAR) ATR algorithms are described for full- and single-polarimetric images, and tested on the GOTCHA and the MSTAR datasets. The first one exploits the Krogager polarimetric decomposition in order to enhance peculiar scattering mechanisms from manmade targets, used in combination with the pseudo-Zernike image moments. The second algorithm employs the Krawtchouk image moments, that, being discrete defined, provide better representations of targets’ details. The proposed image moments based framework can be extended to the availability of several images from multiple sensors through the implementation of a simple fusion rule. A model-based micro-Doppler algorithm is developed for the identification of helicopters. The approach relies on the proposed sparse representation of the signal scattered from the helicopter’s rotor and received by the radar. Such a sparse representation is obtained through the application of a greedy sparse recovery framework, with the goal of estimating the number, the length and the rotation speed of the blades, parameters that are peculiar for each helicopter’s model. The algorithm is extended to deal with the identification of multiple helicopters flying in formation that cannot be resolved in another domain. Moreover, a fusion rule is presented to integrate the results of the identification performed from several sensors in a distributed radar system. Tests performed both on simulated signals and on real signals acquired from a scale model of a helicopter, confirm the validity of the algorithm. Finally, a waveform design framework for joint radar-communication systems is presented. The waveform is composed by quasi-orthogonal chirp sub-carriers generated through the Fractional Fourier Transform (FrFT), with the aim of preserving the radar performance of a typical Linear Frequency Modulated (LFM) pulse while embedding data to be sent to a cooperative system. Techniques aimed at optimise the design parameters and mitigate the Inter-Carrier Interference (ICI) caused by the quasiorthogonality of the chirp sub-carriers are also described. The FrFT based waveform is extensively tested and compared with Orthogonal Frequency Division Multiplexing (OFDM) and LFM waveforms, in order to assess both its radar and communication performance

An introduction to radar Automatic Target Recognition (ATR) technology in ground-based radar systems

This paper presents a brief examination of Automatic Target Recognition (ATR) technology within ground-based radar systems. It offers a lucid comprehension of the ATR concept, delves into its historical milestones, and categorizes ATR methods according to different scattering regions. By incorporating ATR solutions into radar systems, this study demonstrates the expansion of radar detection ranges and the enhancement of tracking capabilities, leading to superior situational awareness. Drawing insights from the Russo-Ukrainian War, the paper highlights three pressing radar applications that urgently necessitate ATR technology: detecting stealth aircraft, countering small drones, and implementing anti-jamming measures. Anticipating the next wave of radar ATR research, the study predicts a surge in cognitive radar and machine learning (ML)-driven algorithms. These emerging methodologies aspire to confront challenges associated with system adaptation, real-time recognition, and environmental adaptability. Ultimately, ATR stands poised to revolutionize conventional radar systems, ushering in an era of 4D sensing capabilities

Deep Learning for Audio Signal Processing

Given the recent surge in developments of deep learning, this article provides a review of the state-of-the-art deep learning techniques for audio signal processing. Speech, music, and environmental sound processing are considered side-by-side, in order to point out similarities and differences between the domains, highlighting general methods, problems, key references, and potential for cross-fertilization between areas. The dominant feature representations (in particular, log-mel spectra and raw waveform) and deep learning models are reviewed, including convolutional neural networks, variants of the long short-term memory architecture, as well as more audio-specific neural network models. Subsequently, prominent deep learning application areas are covered, i.e. audio recognition (automatic speech recognition, music information retrieval, environmental sound detection, localization and tracking) and synthesis and transformation (source separation, audio enhancement, generative models for speech, sound, and music synthesis). Finally, key issues and future questions regarding deep learning applied to audio signal processing are identified.Comment: 15 pages, 2 pdf figure

Wide-Angle Multistatic Synthetic Aperture Radar: Focused Image Formation and Aliasing Artifact Mitigation

Traditional monostatic Synthetic Aperture Radar (SAR) platforms force the user to choose between two image types: larger, low resolution images or smaller, high resolution images. Switching to a Wide-Angle Multistatic Synthetic Aperture Radar (WAM-SAR) approach allows formation of large high-resolution images. Unfortunately, WAM-SAR suffers from two significant implementation problems. First, wavefront curvature effects, non-linear flight paths, and warped ground planes lead to image defocusing with traditional SAR processing methods. A new 3-D monostatic/bistatic image formation routine solves the defocusing problem, correcting for all relevant wide-angle effects. Inverse SAR (ISAR) imagery from a Radar Cross Section (RCS) chamber validates this approach. The second implementation problem stems from the large Doppler spread in the wide-angle scene, leading to severe aliasing problems. This research effort develops a new anti-aliasing technique using randomized Stepped-Frequency (SF) waveforms to form Doppler filter nulls coinciding with aliasing artifact locations. Both simulation and laboratory results demonstrate effective performance, eliminating more than 99% of the aliased energy

Baseband version of the bat-inspired spectrogram correlation and transformation receiver

Echolocating bats have evolved an excellent ability to detect and discriminate targets in highly challenging environments. They have had more than 50 million years of evolution to optimise their echolocation system with respect to their surrounding environment. Behavioural experiments have shown their exceptional ability to detect and classify targets even in highly cluttered surroundings. The way bats process signals is not exactly the same as in radar and hence it can be useful to investigate the differences. The Spectrogram Correlation And Transformation receiver (SCAT) is an existing model of the bat auditory system that takes into account the physiology and underlying neural organisation in bats which emit chirped signals. In this paper, we propose a baseband receiver equivalent to the SCAT. This will allow biologically inspired signal processing to be applied to radar baseband signals. It will also enable further theoretical analysis of the key concepts, advantages and limitations of the "bat signal processing" for the purpose of target detection, localisation and resolution. The equivalence is demonstrated by comparing the output of the original SCAT to that of our proposed baseband version using both simulated and experimental target echoes. Results show that the baseband receiver provides compatible frequency interference pattern for two closely located scatterers

PRECONDITIONING AND THE APPLICATION OF CONVOLUTIONAL NEURAL NETWORKS TO CLASSIFY MOVING TARGETS IN SAR IMAGERY

Synthetic Aperture Radar (SAR) is a principle that uses transmitted pulses that store and combine scene echoes to build an image that represents the scene reflectivity. SAR systems can be found on a wide variety of platforms to include satellites, aircraft, and more recently, unmanned platforms like the Global Hawk unmanned aerial vehicle. The next step is to process, analyze and classify the SAR data. The use of a convolutional neural network (CNN) to analyze SAR imagery is a viable method to achieve Automatic Target Recognition (ATR) in military applications. The CNN is an artificial neural network that uses convolutional layers to detect certain features in an image. These features correspond to a target of interest and train the CNN to recognize and classify future images. Moving targets present a major challenge to current SAR ATR methods due to the “smearing” effect in the image. Past research has shown that the combination of autofocus techniques and proper training with moving targets improves the accuracy of the CNN at target recognition. The current research includes improvement of the CNN algorithm and preconditioning techniques, as well as a deeper analysis of moving targets with complex motion such as changes to roll, pitch or yaw. The CNN algorithm was developed and verified using computer simulation.Lieutenant, United States NavyApproved for public release. Distribution is unlimited

Transmit Signal Design for MIMO Radar and Massive MIMO Channel Estimation

The widespread availability of antenna arrays and the capability to independently control signal emissions from each antenna make transmit signal design increasingly important for radar and wireless communication systems. In the rst part of this work, we develop the framework for a MIMO radar transmit scheme which trades o waveform diversity for beampattern directivity. Time-division beamforming consists of a linear precoder that provides direct control of the transmit beampattern and is able to form multiple transmit beams in a single pulse. The MIMO receive ambiguity function, which incorporates the receiver structure, reveals a space and delay-Doppler separability that emphasizes the importance of the transmit-receive beampattern and single-input single-output (SISO) ambiguity function. The second part of this work focuses on channel estimation for massive MIMO systems. As the size of arrays increase, conventional channel estimation techniques no longer remain practical. In current systems, training sequences probe wireless channels in orthogonal directions to obtain channel state information for block fading channels. The training overhead becomes signicant as the number of transmit antennas increases, thereby creating a need for alternative channel estimation techniques. In this work, we relax the orthogonal restriction on the sounding vectors and introduce a feedback channel to enable closed-loop sounding vector design. A probability of misalignment framework is introduced, which provides a measure to sequentially design sounding vectors