Evidences of Equal Error Rate Reduction in Biometric Authentication Fusion

Multimodal biometric authentication (BA) has shown perennial successes both in research and applications. This paper casts a light on why BA systems can be improved by fusing opinions of different experts, principally due to diversity of biometric modalities, features, classifiers and samples. These techniques are collectively called variance reduction (VR) techniques. A thorough survey was carried out and showed that these techniques have been employed in one way or another in the literature, but there was no systematic comparison of these techniques, as done here. Despite the architectural diversity, we show that the improved classification result is due to reduced (class-dependent) variance. The analysis does not assume that scores to be fused are uncorrelated. It does however assume that the class-dependent scores have Gaussian distributions. As many as 180 independent experiments from different sources show that such assumption is acceptable in practice. The theoretical explanation has its root in regression problems. Our contribution is to relate the reduced variance to a reduced classification error commonly used in BA, called Equal Error Rate. In addition to the theoretical evidence, we carried out as many as 104 fusion experiments using commonly used classifiers on the XM2VTS multimodal database to measure the gain due to fusion. This investigation leads to the conclusion that different ways of exploiting diversity incur different hardware and computation cost. In particular, higher diversity incurs higher computation and sometimes hardware cost and vice-versa. Therefore, this study can serve as an engineering guide to choosing a VR technique that will provide a good trade-off between the level of accuracy required and its associated cost

Lip print based authentication in physical access control Environments

Abstract: In modern society, there is an ever-growing need to determine the identity of a person in many applications including computer security, financial transactions, borders, and forensics. Early automated methods of authentication relied mostly on possessions and knowledge. Notably these authentication methods such as passwords and access cards are based on properties that can be lost, stolen, forgotten, or disclosed. Fortunately, biometric recognition provides an elegant solution to these shortcomings by identifying a person based on their physiological or behaviourial characteristics. However, due to the diverse nature of biometric applications (e.g., unlocking a mobile phone to cross an international border), no biometric trait is likely to be ideal and satisfy the criteria for all applications. Therefore, it is necessary to investigate novel biometric modalities to establish the identity of individuals on occasions where techniques such as fingerprint or face recognition are unavailable. One such modality that has gained much attention in recent years which originates from forensic practices is the lip. This research study considers the use of computer vision methods to recognise different lip prints for achieving the task of identification. To determine whether the research problem of the study is valid, a literature review is conducted which helps identify the problem areas and the different computer vision methods that can be used for achieving lip print recognition. Accordingly, the study builds on these areas and proposes lip print identification experiments with varying models which identifies individuals solely based on their lip prints and provides guidelines for the implementation of the proposed system. Ultimately, the experiments encapsulate the broad categories of methods for achieving lip print identification. The implemented computer vision pipelines contain different stages including data augmentation, lip detection, pre-processing, feature extraction, feature representation and classification. Three pipelines were implemented from the proposed model which include a traditional machine learning pipeline, a deep learning-based pipeline and a deep hybridlearning based pipeline. Different metrics reported in literature are used to assess the performance of the prototype such as IoU, mAP, accuracy, precision, recall, F1 score, EER, ROC curve, PR curve, accuracy and loss curves. The first pipeline of the current study is a classical pipeline which employs a facial landmark detector (One Millisecond Face Alignment algorithm) to detect the lip, SURF for feature extraction, BoVW for feature representation and an SVM or K-NN classifier. The second pipeline makes use of the facial landmark detector and a VGG16 or ResNet50 architecture. The findings reveal that the ResNet50 is the best performing method for lip print identification for the current study. The third pipeline also employs the facial landmark detector, the ResNet50 architecture for feature extraction with an SVM classifier. The development of the experiments is validated and benchmarked to determine the extent or performance at which it can achieve lip print identification. The results of the benchmark for the prototype, indicate that the study accomplishes the objective of identifying individuals based on their lip prints using computer vision methods. The results also determine that the use of deep learning architectures such as ResNet50 yield promising results.M.Sc. (Science

Handbook of Digital Face Manipulation and Detection

This open access book provides the first comprehensive collection of studies dealing with the hot topic of digital face manipulation such as DeepFakes, Face Morphing, or Reenactment. It combines the research fields of biometrics and media forensics including contributions from academia and industry. Appealing to a broad readership, introductory chapters provide a comprehensive overview of the topic, which address readers wishing to gain a brief overview of the state-of-the-art. Subsequent chapters, which delve deeper into various research challenges, are oriented towards advanced readers. Moreover, the book provides a good starting point for young researchers as well as a reference guide pointing at further literature. Hence, the primary readership is academic institutions and industry currently involved in digital face manipulation and detection. The book could easily be used as a recommended text for courses in image processing, machine learning, media forensics, biometrics, and the general security area

Classification and fusion methods for multimodal biometric authentication.

Ouyang, Hua.Thesis (M.Phil.)--Chinese University of Hong Kong, 2007.Includes bibliographical references (leaves 81-89).Abstracts in English and Chinese.Chapter 1 --- Introduction --- p.1Chapter 1.1 --- Biometric Authentication --- p.1Chapter 1.2 --- Multimodal Biometric Authentication --- p.2Chapter 1.2.1 --- Combination of Different Biometric Traits --- p.3Chapter 1.2.2 --- Multimodal Fusion --- p.5Chapter 1.3 --- Audio-Visual Bi-modal Authentication --- p.6Chapter 1.4 --- Focus of This Research --- p.7Chapter 1.5 --- Organization of This Thesis --- p.8Chapter 2 --- Audio-Visual Bi-modal Authentication --- p.10Chapter 2.1 --- Audio-visual Authentication System --- p.10Chapter 2.1.1 --- Why Audio and Mouth? --- p.10Chapter 2.1.2 --- System Overview --- p.11Chapter 2.2 --- XM2VTS Database --- p.12Chapter 2.3 --- Visual Feature Extraction --- p.14Chapter 2.3.1 --- Locating the Mouth --- p.14Chapter 2.3.2 --- Averaged Mouth Images --- p.17Chapter 2.3.3 --- Averaged Optical Flow Images --- p.21Chapter 2.4 --- Audio Features --- p.23Chapter 2.5 --- Video Stream Classification --- p.23Chapter 2.6 --- Audio Stream Classification --- p.25Chapter 2.7 --- Simple Fusion --- p.26Chapter 3 --- Weighted Sum Rules for Multi-modal Fusion --- p.27Chapter 3.1 --- Measurement-Level Fusion --- p.27Chapter 3.2 --- Product Rule and Sum Rule --- p.28Chapter 3.2.1 --- Product Rule --- p.28Chapter 3.2.2 --- Naive Sum Rule (NS) --- p.29Chapter 3.2.3 --- Linear Weighted Sum Rule (WS) --- p.30Chapter 3.3 --- Optimal Weights Selection for WS --- p.31Chapter 3.3.1 --- Independent Case --- p.31Chapter 3.3.2 --- Identical Case --- p.33Chapter 3.4 --- Confidence Measure Based Fusion Weights --- p.35Chapter 4 --- Regularized k-Nearest Neighbor Classifier --- p.39Chapter 4.1 --- Motivations --- p.39Chapter 4.1.1 --- Conventional k-NN Classifier --- p.39Chapter 4.1.2 --- Bayesian Formulation of kNN --- p.40Chapter 4.1.3 --- Pitfalls and Drawbacks of kNN Classifiers --- p.41Chapter 4.1.4 --- Metric Learning Methods --- p.43Chapter 4.2 --- Regularized k-Nearest Neighbor Classifier --- p.46Chapter 4.2.1 --- Metric or Not Metric? --- p.46Chapter 4.2.2 --- Proposed Classifier: RkNN --- p.47Chapter 4.2.3 --- Hyperkernels and Hyper-RKHS --- p.49Chapter 4.2.4 --- Convex Optimization of RkNN --- p.52Chapter 4.2.5 --- Hyper kernel Construction --- p.53Chapter 4.2.6 --- Speeding up RkNN --- p.56Chapter 4.3 --- Experimental Evaluation --- p.57Chapter 4.3.1 --- Synthetic Data Sets --- p.57Chapter 4.3.2 --- Benchmark Data Sets --- p.64Chapter 5 --- Audio-Visual Authentication Experiments --- p.68Chapter 5.1 --- Effectiveness of Visual Features --- p.68Chapter 5.2 --- Performance of Simple Sum Rule --- p.71Chapter 5.3 --- Performances of Individual Modalities --- p.73Chapter 5.4 --- Identification Tasks Using Confidence-based Weighted Sum Rule --- p.74Chapter 5.4.1 --- Effectiveness of WS_M_C Rule --- p.75Chapter 5.4.2 --- WS_M_C v.s. WS_M --- p.76Chapter 5.5 --- Speaker Identification Using RkNN --- p.77Chapter 6 --- Conclusions and Future Work --- p.78Chapter 6.1 --- Conclusions --- p.78Chapter 6.2 --- Important Follow-up Works --- p.80Bibliography --- p.81Chapter A --- Proof of Proposition 3.1 --- p.90Chapter B --- Proof of Proposition 3.2 --- p.9

Handbook of Digital Face Manipulation and Detection

This open access book provides the first comprehensive collection of studies dealing with the hot topic of digital face manipulation such as DeepFakes, Face Morphing, or Reenactment. It combines the research fields of biometrics and media forensics including contributions from academia and industry. Appealing to a broad readership, introductory chapters provide a comprehensive overview of the topic, which address readers wishing to gain a brief overview of the state-of-the-art. Subsequent chapters, which delve deeper into various research challenges, are oriented towards advanced readers. Moreover, the book provides a good starting point for young researchers as well as a reference guide pointing at further literature. Hence, the primary readership is academic institutions and industry currently involved in digital face manipulation and detection. The book could easily be used as a recommended text for courses in image processing, machine learning, media forensics, biometrics, and the general security area

End-to-end Lip-reading: A Preliminary Study

Deep lip-reading is the combination of the domains of computer vision and natural language processing. It uses deep neural networks to extract speech from silent videos. Most works in lip-reading use a multi staged training approach due to the complex nature of the task. A single stage, end-to-end, unified training approach, which is an ideal of machine learning, is also the goal in lip-reading. However, pure end-to-end systems have not yet been able to perform as good as non-end-to-end systems. Some exceptions to this are the very recent Temporal Convolutional Network (TCN) based architectures. This work lays out preliminary study of deep lip-reading, with a special focus on various end-to-end approaches. The research aims to test whether a purely end-to-end approach is justifiable for a task as complex as deep lip-reading. To achieve this, the meaning of pure end-to-end is first defined and several lip-reading systems that follow the definition are analysed. The system that most closely matches the definition is then adapted for pure end-to-end experiments. Four main contributions have been made: i) An analysis of 9 different end-to-end deep lip-reading systems, ii) Creation and public release of a pipeline1 to adapt sentence level Lipreading Sentences in the Wild 3 (LRS3) dataset into word level, iii) Pure end-to-end training of a TCN based network and evaluation on LRS3 word-level dataset as a proof of concept, iv) a public online portal2 to analyse visemes and experiment live end-to-end lip-reading inference. The study is able to verify that pure end-to-end is a sensible approach and an achievable goal for deep machine lip-reading

Viseme-based Lip-Reading using Deep Learning

Research in Automated Lip Reading is an incredibly rich discipline with so many facets that have been the subject of investigation including audio-visual data, feature extraction, classification networks and classification schemas. The most advanced and up-to-date lip-reading systems can predict entire sentences with thousands of different words and the majority of them use ASCII characters as the classification schema. The classification performance of such systems however has been insufficient and the need to cover an ever expanding range of vocabulary using as few classes as possible is challenge. The work in this thesis contributes to the area concerning classification schemas by proposing an automated lip reading model that predicts sentences using visemes as a classification schema. This is an alternative schema to using ASCII characters, which is the conventional class system used to predict sentences. This thesis provides a review of the current trends in deep learning- based automated lip reading and analyses a gap in the research endeavours of automated lip-reading by contributing towards work done in the region of classification schema. A whole new line of research is opened up whereby an alternative way to do lip-reading is explored and in doing so, lip-reading performance results for predicting s entences from a benchmark dataset are attained which improve upon the current state-of-the-art. In this thesis, a neural network-based lip reading system is proposed. The system is lexicon-free and uses purely visual cues. With only a limited number of visemes as classes to recognise, the system is designed to lip read sentences covering a wide range of vocabulary and to recognise words that may not be included in system training. The lip-reading system predicts sentences as a two-stage procedure with visemes being recognised as the first stage and words being classified as the second stage. This is such that the second-stage has to both overcome the one-to-many mapping problem posed in lip-reading where one set of visemes can map to several words, and the problem of visemes being confused or misclassified to begin with. To develop the proposed lip-reading system, a number of tasks have been performed in this thesis. These include the classification of continuous sequences of visemes; and the proposal of viseme-to-word conversion models that are both effective in their conversion performance of predicting words, and robust to the possibility of viseme confusion or misclassification. The initial system reported has been testified on the challenging BBC Lip Reading Sentences 2 (LRS2) benchmark dataset attaining a word accuracy rate of 64.6%. Compared with the state-of-the-art works in lip reading sentences reported at the time, the system had achieved a significantly improved performance. The lip reading system is further improved upon by using a language model that has been demonstrated to be effective at discriminating between homopheme words and being robust to incorrectly classified visemes. An improved performance in predicting spoken sentences from the LRS2 dataset is yielded with an attained word accuracy rate of 79.6% which is still better than another lip-reading system trained and evaluated on the the same dataset that attained a word accuracy rate 77.4% and it is to the best of our knowledge the next best observed result attained on LRS2