4,940 research outputs found

    Automated Semiconductor Defect Inspection in Scanning Electron Microscope Images: a Systematic Review

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    A growing need exists for efficient and accurate methods for detecting defects in semiconductor materials and devices. These defects can have a detrimental impact on the efficiency of the manufacturing process, because they cause critical failures and wafer-yield limitations. As nodes and patterns get smaller, even high-resolution imaging techniques such as Scanning Electron Microscopy (SEM) produce noisy images due to operating close to sensitivity levels and due to varying physical properties of different underlayers or resist materials. This inherent noise is one of the main challenges for defect inspection. One promising approach is the use of machine learning algorithms, which can be trained to accurately classify and locate defects in semiconductor samples. Recently, convolutional neural networks have proved to be particularly useful in this regard. This systematic review provides a comprehensive overview of the state of automated semiconductor defect inspection on SEM images, including the most recent innovations and developments. 38 publications were selected on this topic, indexed in IEEE Xplore and SPIE databases. For each of these, the application, methodology, dataset, results, limitations and future work were summarized. A comprehensive overview and analysis of their methods is provided. Finally, promising avenues for future work in the field of SEM-based defect inspection are suggested.Comment: 16 pages, 12 figures, 3 table

    Roadmap on semiconductor-cell biointerfaces.

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    This roadmap outlines the role semiconductor-based materials play in understanding the complex biophysical dynamics at multiple length scales, as well as the design and implementation of next-generation electronic, optoelectronic, and mechanical devices for biointerfaces. The roadmap emphasizes the advantages of semiconductor building blocks in interfacing, monitoring, and manipulating the activity of biological components, and discusses the possibility of using active semiconductor-cell interfaces for discovering new signaling processes in the biological world

    Nanoscale Optical and Correlative Microscopies for Quantitative Characterization of DNA Nanostructures

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    Methods to engineer nanomaterials and devices with uniquely tailored properties are highly sought after in fields such as manufacturing, medicine, energy, and the environment. The macromolecule deoxyribonucleic acid (DNA) enables programmable self-assembly of nanostructures with near arbitrary shape and size and with unprecedented precision and accuracy. Additionally, DNA can be chemically modified to attach molecules and nanoparticles, providing a means to organize active materials into devices with unique or enhanced properties. One particularly powerful form of DNA-based self-assembly, DNA origami, provides robust structures with the potential for nanometer-scale resolution of addressable sites. DNA origami are assembled from one large DNA scaffold strand and many unique, short staple strands; each staple programmatically binds the scaffold at several distant domains, and the coordinated interactions of many staples with the scaffold act to fold the scaffold into a desired shape. The utility of DNA origami has been demonstrated through multiple applications, such as plasmonic and photonic devices, electronic device patterning, information storage, drug delivery, and biosensors. Despite the promise of DNA nanotechnology, few products have successfully translated from the laboratory to industry. Achieving high yield and high-precision synthesis of stable DNA nanostructures is one of the biggest challenges to applications of DNA nanostructures. For adoption in manufacturing, methods to measure and inspect assembled structures (i.e. metrology) are essential. Common high-resolution imaging techniques used to characterize DNA nanostructures, such as atomic force microscopy and transmission electron microscopy, cannot facilitate high-throughput characterization, and few studies have been directed towards the development of improved methods for nanoscale metrology. DNA-PAINT super-resolution microscopy enables high-resolution, multiplexed imaging of reactive sites on DNA nanostructures and offers the potential for inline optical metrology. In this work, nanoscale metrologies utilizing DNA-PAINT were developed for DNA nanostructures and applied to characterize DNA origami arrays and single site defects on DNA origami. For metrology of DNA origami arrays, an embedded, multiplexed optical super-resolution methodology was developed to characterize the periodic structure and defects of two-dimensional arrays. Images revealed the spatial arrangement of structures within the arrays, internal array defects, and grain boundaries between arrays, enabling the reconstruction of arrays from the images. The nature of the imaging technique is also highly compatible with statistical methods, enabling rapid statistical analysis of synthesis conditions. To obtain a greater understanding of DNA origami defects at the scale of individual strands, correlative super-resolution and atomic force microscopies were enabled through the development of a simple and flexible method to bind DNA origami directly to cover glass, simultaneously passivating the surface to single-stranded DNA. High-resolution, correlative microscopy was performed to characterize DNA origami, and spatial correlation in super-resolution optical and topographic images of 5 nm was achieved, validating correlative microscopy for single strand defect metrology. Investigations of single strand defects showed little correlation to structural defects on DNA origami, revealing that most site defects occur on strands that are present in the structure, contrary to prior reports. In addition, the results suggest that the structural stability of DNA origami was decreased by DNA-PAINT imaging. The presented work demonstrated the development and application of advanced characterization techniques for DNA nanostructures, which will accelerate fundamental research and applications of DNA nanotechnology

    The Advent of Application Specific Integrated Circuits (ASIC)-MEMS within the Medical System

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    Medical healthcare has become one of the fastest growing and largest industries in the world. More and more people are aware of the precious and important life. At the same time, personal disposable income increases and awareness of disease prevention increases. It allows the healthcare industry to maintain high growth rates. Micro-electro- mechanical systems (MEMS) is one of the most revolutionary semiconductor components. The advent of Application Specific Integrated Circuits (ASIC)-MEMS has created a new era for the healthcare industry. The medical Micro LED detects the blood vessel position with the emission light source and repositions the blood flow state of the blood vessel. Micro LED mainly uses the MEMS micro-fabrication technology to micronize, array, and thin film the traditional LED crystal film. This article will explore how to use MEMS wafers to redefine the needs of the healthcare market and open up new growth opportunities for healthcare applications. With the shift from first-hand medical devices from the hospital business to personal use, miniaturization, economics, reliability and battery life have become new demands in the healthcare market

    Machine Learning-based Predictive Maintenance for Optical Networks

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    Optical networks provide the backbone of modern telecommunications by connecting the world faster than ever before. However, such networks are susceptible to several failures (e.g., optical fiber cuts, malfunctioning optical devices), which might result in degradation in the network operation, massive data loss, and network disruption. It is challenging to accurately and quickly detect and localize such failures due to the complexity of such networks, the time required to identify the fault and pinpoint it using conventional approaches, and the lack of proactive efficient fault management mechanisms. Therefore, it is highly beneficial to perform fault management in optical communication systems in order to reduce the mean time to repair, to meet service level agreements more easily, and to enhance the network reliability. In this thesis, the aforementioned challenges and needs are tackled by investigating the use of machine learning (ML) techniques for implementing efficient proactive fault detection, diagnosis, and localization schemes for optical communication systems. In particular, the adoption of ML methods for solving the following problems is explored: - Degradation prediction of semiconductor lasers, - Lifetime (mean time to failure) prediction of semiconductor lasers, - Remaining useful life (the length of time a machine is likely to operate before it requires repair or replacement) prediction of semiconductor lasers, - Optical fiber fault detection, localization, characterization, and identification for different optical network architectures, - Anomaly detection in optical fiber monitoring. Such ML approaches outperform the conventionally employed methods for all the investigated use cases by achieving better prediction accuracy and earlier prediction or detection capability

    ์ง€์—ญํ˜์‹ ์ฒด์ œ์˜ ๋‹ค์–‘์„ฑ๊ณผ ํ›„๋ฐœ ์ง€์—ญ์˜ ๊ฒฝ์ œ ์ถ”๊ฒฉ

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    ํ•™์œ„๋…ผ๋ฌธ(๋ฐ•์‚ฌ) -- ์„œ์šธ๋Œ€ํ•™๊ต๋Œ€ํ•™์› : ์‚ฌํšŒ๊ณผํ•™๋Œ€ํ•™ ๊ฒฝ์ œํ•™๋ถ€, 2022. 8. ์ด๊ทผ.ํ˜์‹ ์€ ๊ฒฝ์ œ ์„ฑ์žฅ๊ณผ ๊ฒฝ์ œ ์ถ”๊ฒฉ์— ์žˆ์–ด ์ค‘์ถ”์ ์ธ ์—ญํ• ์„ ํ•ด์™”๋‹ค. ๋™์•„์‹œ์•„ ๊ตญ๊ฐ€๋“ค์ด ๋ณด์—ฌ์ค€ ๊ฒƒ๊ณผ ๊ฐ™์ด ํ˜์‹ ์€ ์ค‘์ง„๊ตญ ํ•จ์ • ๋‹จ๊ณ„๋ฅผ ๋„˜์–ด ๊ฒฝ์ œ์  ์ถ”๊ฒฉ์„ ์ง€์†ํ•˜๋Š”๋ฐ ์žˆ์–ด์„œ, ๊ฐ€๊ฒฉ์ด๋‚˜ ๋น„์šฉ์ ์ธ ์š”์†Œ๋ณด๋‹ค ๋” ์ค‘์š”ํ•œ ์š”์ธ์ด์—ˆ๋‹ค. ๊ตญ๊ฐ€์˜ ํ˜์‹ ์—ญ๋Ÿ‰ ํ˜น์€ ํ˜์‹ ์˜ ํšจ์œจ์„ฑ์„ ๋‚˜ํƒ€๋‚ด๊ธฐ ์œ„ํ•ด ๊ตญ๊ฐ€ ํ˜์‹ ์ฒด์ œ๋ผ๋Š” ๊ฐœ๋…์ด ๊ณ ์•ˆ๋˜์—ˆ๋Š”๋ฐ, ์ด๋Š” ์Š˜ํŽ˜ํ„ฐ ๊ฒฝ์ œํ•™์˜ ํ•ต์‹ฌ์ ์ธ ๊ฐœ๋…์ด๋‹ค. ํ•˜์ง€๋งŒ ๊ตญ๊ฐ€ ๋‹จ์œ„์˜ ์—ฐ๊ตฌ์— ์ดˆ์ ์ด ๋งž์ถฐ์ง„ ๊ตญ๊ฐ€ํ˜์‹ ์ฒด์ œ๋กœ๋Š” ๊ตญ๊ฐ€ ๋‚ด ์—ฌ๋Ÿฌ ์ง€์—ญ์˜ ์ด์งˆ์ ์ธ ํŠน์„ฑ์„ ๊ณ ๋ คํ•˜์—ฌ ๋ถ„์„ํ•  ์ˆ˜ ์—†๋‹ค. ๊ทธ๋ ‡๊ธฐ ๋•Œ๋ฌธ์— ์ง€์—ญํ˜์‹ ์ฒด์ œ๋ผ๋Š” ๋ถ„์„ํ‹€์ด ํ•„์š”ํ–ˆ๊ณ  1990๋…„๋Œ€๋ถ€ํ„ฐ ์ง€์—ญํ˜์‹ ์ฒด์ œ์˜ ๊ฐœ๋…์ด ํ™•๋ฆฝ๋˜์—ˆ๋‹ค. ๋ณธ ์—ฐ๊ตฌ์—์„œ๋Š” ์„ธ๊ณ„ ์ฃผ์š” ๋„์‹œ์˜ ์ง€์—ญํ˜์‹ ์ฒด์ œ ๋ถ„์„์„ ํ†ตํ•ด ๋„์‹œ/์ง€์—ญ ๊ฐ„ ๋‹ค๋ฅธ ํŠน์ง•๋“ค์„ ์‚ดํŽด๋ณด๊ณ , ํŠนํžˆ ๋น ๋ฅธ ๊ฒฝ์ œ์„ฑ์žฅ์„ ๋ณด์ด๋Š” ์ถ”๊ฒฉํ˜• ์ง€์—ญ๋“ค์ด ์„ ์ง„ ์ง€์—ญ๋“ค๊ณผ ์–ด๋–ค ๋‹ค๋ฅธ ํŠน์„ฑ์„ ๋ณด์ด๋Š” ์ง€์— ๋Œ€ํ•ด ์•Œ์•„๋ณด๊ณ ์ž ํ•œ๋‹ค. ๋ณธ ์—ฐ๊ตฌ์—์„œ๋Š” ์ง€์—ญํ˜์‹ ์ฒด์ œ๋ฅผ ์–‘์ ์œผ๋กœ ์ธก์ •ํ•˜๊ธฐ ์œ„ํ•ด 7๊ฐ€์ง€์˜ ์ง€ํ‘œ๋ฅผ ์‚ฌ์šฉํ•˜๋Š”๋ฐ, ์ง€์‹์˜ ์ง€์—ญํ™”, ๊ตญ๋‚ดํ™”, ๊ตญ์ œํ™” ์ง€์ˆ˜๋ฅผ ํฌํ•จํ•ด, ์ง€์‹ ์†Œ์œ ๊ถŒ์˜ ํ† ์ฐฉํ™” ์ •๋„, ๊ธฐ์ˆ ๋‹ค๊ฐํ™”, ์ง€์‹๋ถ„๊ถŒ๋„, ๊ธฐ์ˆ ์‚ฌ์ดํด ๋“ฑ์ด๋‹ค. ๊ตญ๊ฐ€ํ˜์‹ ์ฒด์ œ ์—ฐ๊ตฌ์—์„œ๋Š” ์ง€์‹์„ ์ฐฝ์ถœํ•  ๋•Œ ๊ตญ๋‚ด ์ง€์‹์„ ์ด์šฉํ•˜๋Š”์ง€ ํ•ด์™ธ ์ง€์‹์„ ์ด์šฉํ•˜๋Š”์ง€, ๋‘ ๊ฐ€์ง€ ์ฐจ์›์œผ๋กœ๋งŒ ๋‚˜๋ˆ„์–ด์ง€์ง€๋งŒ, ์ง€์—ญ ๋‹จ์œ„์˜ ์—ฐ๊ตฌ์—์„œ๋Š” ๊ฐ™์€ ์ง€์—ญ์˜ ์ง€์‹์„ ์ด์šฉํ•˜๋Š”์ง€, ๊ฐ™์€ ๊ตญ๊ฐ€์ด์ง€๋งŒ ๋‹ค๋ฅธ ์ง€์—ญ์˜ ์ง€์‹์„ ์ด์šฉํ•˜๋Š”์ง€, ๊ทธ๋ฆฌ๊ณ  ๋‹ค๋ฅธ ๊ตญ๊ฐ€์˜ ์ง€์‹์„ ์ด์šฉํ•˜๋Š”์ง€ ๋“ฑ ์„ธ ๊ฐ€์ง€ ์ฐจ์›์œผ๋กœ ๋‚˜๋ˆ„์–ด์ง€๊ธฐ ๋•Œ๋ฌธ์—, ์ƒˆ๋กญ๊ฒŒ ๊ตญ๋‚ดํ™” ์ง€์ˆ˜๋ผ๋Š” ๊ฐœ๋…์ด ์ถ”๊ฐ€๋˜์—ˆ๋‹ค. ๋˜ํ•œ ๋ณธ ์—ฐ๊ตฌ์—์„œ๋Š” ํ† ์ฐฉ ์ง€์‹์ด ํ˜์‹ ์— ์žˆ์–ด ์ค‘์š”ํ•œ ์—ญํ• ์„ ํ•˜๋Š”์ง€์— ๋Œ€ํ•ด ์•Œ์•„๋ณด๊ธฐ ์œ„ํ•ด, ํ† ์ฐฉ์ง€์‹์„ ์ธก์ •ํ•  ์ˆ˜ ์žˆ๋Š” ์ง€์‹ ์†Œ์œ ์˜ ํ† ์ฐฉํ™”์ •๋„ ๋ณ€์ˆ˜๋„ ์ƒˆ๋กญ๊ฒŒ ๋งŒ๋“ค์–ด ์ถ”๊ฐ€ํ•˜์˜€๋‹ค. ์ฒซ ๋ฒˆ์งธ ์žฅ์—์„œ๋Š” ์•„์‹œ์•„์—์„œ ๊ณตํ†ต์ ์œผ๋กœ ์ค‘์ง„๊ตญ ํ•จ์ •์—์„œ ๋ฒ—์–ด๋‚˜ ๋น ๋ฅธ ๊ฒฝ์ œ์„ฑ์žฅ์„ ๋ณด์ด๊ณ  ์žˆ๋Š” ๋Œ€๋งŒ์˜ ํƒ€์ดํŽ˜์ด, ์ค‘๊ตญ์˜ ์‹ฌ์ฒœ, ๊ทธ๋ฆฌ๊ณ  ๋ง๋ ˆ์ด์‹œ์•„์˜ ํŽ˜๋‚ญ์˜ ์ง€์—ญํ˜์‹ ์ฒด์ œ์— ๋Œ€ํ•ด ๋น„๊ต ์—ฐ๊ตฌ๋ฅผ ํ•˜๊ณ , ์‹ฌ์ฒœ์ด ํƒ€์ดํŽ˜์ด๋ฅผ ํŽ˜๋‚ญ๋ณด๋‹ค ๋” ๋น ๋ฅด๊ฒŒ ์ถ”๊ฒฉํ•  ์ˆ˜ ์žˆ์—ˆ๋˜ ์ด์œ ์— ๋Œ€ํ•ด ์ง€์—ญํ˜์‹ ์ฒด์ œ ๊ด€์ ์—์„œ ๋ถ„์„ํ•œ๋‹ค. ๊ตญ๊ฐ€ํ˜์‹ ์ฒด๊ณ„ ์—ฐ๊ตฌ์—์„œ๋Š” ํ›„๋ฐœ ๊ตญ๊ฐ€๋“ค์ด ์„ ์ง„๊ตญ๋“ค์„ ์ถ”๊ฒฉํ•˜๊ธฐ ์œ„ํ•ด์„œ ๋‹จ์ฃผ๊ธฐ ๊ธฐ์ˆ ๋กœ์˜ ํŠนํ™”๊ฐ€ ์ค‘์š”ํ•˜๊ฒŒ ์ž‘์šฉํ•œ๋‹ค๊ณ  ํ•˜์˜€์ง€๋งŒ, ๋ณธ ์—ฐ๊ตฌ์—์„œ๋Š” ์„ธ ์ง€์—ญ ๋ชจ๋‘ ๋‹จ์ฃผ๊ธฐ ๊ธฐ์ˆ ์— ํŠนํ™”ํ–ˆ์Œ์—๋„ ๋ถˆ๊ตฌํ•˜๊ณ  1์ธ๋‹น GRDP์™€ ๊ฒฝ์ œ ์„ฑ์žฅ๋ฅ ์—์„œ ์ฐจ์ด๋ฅผ ๋ณด์˜€๋‹ค. ์ด๋ ‡๊ฒŒ ๋‹ค๋ฅธ ๊ฒฐ๊ณผ๋ฅผ ๋ณด์ธ ์ด์œ ๋Š” ๊ตญ์ œํ™” ์ง€์ˆ˜ (์™ธ๊ตญ๊ธฐ์ˆ  ์˜์กด๋„)๊ฐ€ ํƒ€์ดํŽ˜์ด์™€ ์‹ฌ์ฒœ์ง€์—ญ์—์„œ ๋‚ฎ๊ณ , ๊ทธ๋ฆฌ๊ณ  ์ง€์‹ ์†Œ์œ ์˜ ํ† ์ฐฉํ™” ์ •๋„๊ฐ€ ํŽ˜๋‚ญ๋ณด๋‹ค ๋†’๊ฒŒ ๋‚˜ํƒ€๋‚˜๊ธฐ ๋•Œ๋ฌธ์ด๋‹ค. ๋”ฐ๋ผ์„œ, ์„ธ ์ง€์—ญ์˜ ๋น„๊ต ์—ฐ๊ตฌ๋ฅผ ํ†ตํ•ด, ์ง€์—ญ ๊ฐ„ ๊ฒฝ์ œ์ถ”๊ฒฉ์— ์žˆ์–ด ํ† ์ฐฉ ์ง€์‹์˜ ์ฆ๊ฐ€์™€ ๊ทธ์— ๋”ฐ๋ฅธ ํ•ด์™ธ ์ง€์‹์— ๋Œ€ํ•œ ์˜์กด๋„ ๊ฐ์†Œ๊ฐ€ ์–ผ๋งˆ๋‚˜ ์ค‘์š”ํ•˜๊ฒŒ ์ž‘์šฉํ•˜๋Š” ์ง€๋ฅผ ๋ฐœ๊ฒฌํ•  ์ˆ˜ ์žˆ์—ˆ๋‹ค. ๋‘ ๋ฒˆ์งธ ์žฅ์—์„œ๋Š” ์•ž ์žฅ์—์„œ ๋‹ค๋ฃจ์—ˆ๋˜ ํƒ€์ดํŽ˜์ด, ์‹ฌ์ฒœ, ํŽ˜๋‚ญ์„ ํฌํ•จํ•œ ์ „ ์„ธ๊ณ„ 30๊ฐœ ์ง€์—ญ์˜ ์ง€์—ญํ˜์‹  ์ฒด์ œ์˜ ํŠน์ง•์„ 2001๋…„์—์„œ 2017๋…„๊นŒ์ง€์˜ ์ง€์—ญํ˜์‹ ์ฒด์ œ ๋ณ€์ˆ˜๋ฅผ ํ†ตํ•ด ์‚ดํŽด๋ณด๊ณ , ํด๋Ÿฌ์Šคํ„ฐ ๋ถ„์„์„ ํ†ตํ•ด ์–ด๋–ป๊ฒŒ ์œ ํ˜•ํ™”๊ฐ€ ๊ฐ€๋Šฅํ•œ ์ง€์— ๋Œ€ํ•ด ์—ฐ๊ตฌํ•œ๋‹ค. ํด๋Ÿฌ์Šคํ„ฐ ๋ถ„์„ ๊ฒฐ๊ณผ, ์ง€์—ญ์ด ๋‹จ์ฃผ๊ธฐ ํ˜น์€ ์žฅ์ฃผ๊ธฐ ๊ธฐ์ˆ ์— ํŠนํ™”ํ•˜๋Š”์ง€, ํ† ์ฐฉ ์ง€์‹์ด ํฐ์ง€ ์ž‘์€์ง€์— ๋”ฐ๋ผ, ์ด ๋„ค ๊ฐœ์˜ ์ง€์—ญ ํ˜์‹  ์ฒด๊ณ„ ๊ทธ๋ฃน์œผ๋กœ ๋ถ„๋ฅ˜๊ฐ€ ๋œ๋‹ค. ์ฒซ์งธ ์œ ํ˜•์€ ์„ ์ง„๊ตญ ํ˜•์œผ๋กœ, ๊ตญ์ œํ™” ์ •๋„ (ํ•ด์™ธ์ง€์‹ ์˜์กด๋„)๊ฐ€ ๋‚ฎ๊ณ , ๋†’์€ ํ† ์ฐฉ์†Œ์œ ํ™”, ๊ธฐ์ˆ ๋‹ค๊ฐํ™”, ๋ฐ ๋ถ„๊ถŒํ™”๋ฅผ ๋ณด์ธ๋‹ค. ์ถ”๊ฒฉํ˜• ์œ ํ˜•์€ ๋‘๊ฐ€์ง€๋กœ ๋‚˜๋ˆ„์–ด ์ง€๋Š”๋ฐ, ๋ณด๋‹ค ๊ณ ๋„ํ™”๋œ ์œ ํ˜•์€ ํ•œ๊ตญ์ด๋‚˜ ๋Œ€๋งŒ์˜ ๋„์‹œ์™€ ๊ฐ™์ด ํ•ด์™ธ์ง€์‹ ์˜์กด๋„๊ฐ€ ๋‚ฎ๊ณ , ์ง€์‹์˜ ํ† ์ฐฉ์†Œ์œ ํ™” ์ •๋„๊ฐ€ ๋†’์€ ์œ ํ˜•์ด๊ณ , ๋œ ๊ณ ๋„ํ™”๋œ ์œ ํ˜•์€ ํŽ˜๋‚ญ์ด๋‚˜ ๋ฐฉ๊ฐˆ๋กœ์™€ ๊ฐ™์ด ํ•ด์™ธ์ง€์‹ ์˜์กด๋„๊ฐ€ ๋†’๊ณ , ํ† ์ฐฉ์†Œ์œ ํ™” ์ •๋„๊ฐ€ ๋‚ฎ์€ ์œ ํ˜•์ด๋‹ค. ์„ธ ๋ฒˆ์งธ ์žฅ์—์„œ๋Š” ๋‘ ๋ฒˆ์งธ ์žฅ์—์„œ ํด๋Ÿฌ์Šคํ„ฐ ๋ถ„์„์„ ํ†ตํ•ด ๋‚˜ํƒ€๋‚ฌ๋˜ ์ง€์—ญํ˜์‹ ์ฒด์ œ ๊ทธ๋ฃน๋“ค๊ณผ ๊ฒฝ์ œ์„ฑ์žฅ๋ฅ ์˜ ์ƒ๊ด€๊ด€๊ณ„๋ฅผ ์•Œ๊ธฐ ์œ„ํ•ด ํšŒ๊ท€๋ถ„์„์„ ์ง„ํ–‰ํ•˜์˜€๋‹ค. ๊ทธ ๊ฒฐ๊ณผ, ๋‹จ์ฃผ๊ธฐ ๊ธฐ์ˆ ์— ํŠนํ™”๋œ ๋‘ ๊ฐ€์ง€์˜ ์ถ”๊ฒฉํ˜• ๊ทธ๋ฃน๋“ค์ด ๊ฐ€์žฅ ๋น ๋ฅธ ๊ฒฝ์ œ ์„ฑ์žฅ๋ฅ ์„ ๋ณด์ด๋ฉฐ ์„ ์ง„ ์ง€์—ญ(์žฅ์ฃผ๊ธฐ ๊ธฐ์ˆ  ํŠนํ™”โˆ™๋†’์€ ํ† ์ฐฉ์ง€์‹)์„ ๋น ๋ฅด๊ฒŒ ์ถ”๊ฒฉํ•˜๋Š” ๊ฒฐ๊ณผ๋ฅผ ๋ณด์—ฌ์ค€๋‹ค. ์„ธ ๊ฐœ์˜ ์žฅ์„ ์ข…ํ•ฉํ•˜์—ฌ ์‚ดํŽด๋ณด๋ฉด, ์ง€์—ญ ํ˜์‹ ์ฒด์ œ ์—ฐ๊ตฌ์—์„œ๋„ ๊ตญ๊ฐ€ ํ˜์‹ ์ฒด์ œ ์—ฐ๊ตฌ์˜ ๊ฒฐ๊ณผ์™€ ๋งˆ์ฐฌ๊ฐ€์ง€๋กœ, ํ›„๋ฐœ์ง€์—ญ๋“ค์˜ ์ถ”๊ฒฉํ˜• ์ง€์—ญ ํ˜์‹ ์ฒด์ œ์˜ ํŠน์ง•์„ ํ™•์ •์ง€์šธ ์ˆ˜ ์žˆ์—ˆ๋‹ค. ํŠนํžˆ, ๋˜‘ ๊ฐ™์ด ๋‹จ์ฃผ๊ธฐ ๊ธฐ์ˆ ๋กœ์˜ ํŠนํ™”ํ•˜๋Š” ํ›„๋ฐœ ์ง€์—ญ ๊ฐ„์—๋„ ์ถ”๊ฒฉ์„ฑ๊ณผ๊ฐ€ ๋‹ค๋ฅด๊ฒŒ ๋‚˜ํƒ€๋‚˜๋Š” ๊ฒƒ์€, ๊ฒฐ๊ตญ ์ง€์‹์†Œ์œ ์˜ ํ† ์ฐฉํ™”์˜ ์ œ๊ณ ์™€ ํ•ด์™ธ ์ง€์‹์— ๋Œ€ํ•œ ์˜์กด๋„๋ฅผ ์ค„์ด๋Š” ๊ฒƒ์ด ์„ ๊ฒฐ ์กฐ๊ฑด์ž„์„ ๋ฐํžŒ ๊ฒƒ์ด ์ค‘์š”ํ•œ ๊ณตํ—Œ์ด๋‹ค.Innovation plays a critical role in economic growth and economic catch-up. As Asian countries have witnessed, innovation is more important than price or cost when economies overcome the middle-income trap and sustain their economic growth. National innovation systems (NIS), a key concept for Schumpeterian economies, was introduced to represent the innovation capacity or efficiency of countries. However, given that NIS focuses on national-level analysis, the regional heterogeneities within a nation cannot be easily explained by this concept. To address this problem, a new framework called regional innovation systems (RIS) emerged in the 1990s. This dissertation examines the different innovation-related characteristics of cities/regions around the world using the concept of RIS and reveals the differences between catching-up and advanced regions. This study uses seven variables to numerically measure RIS, namely, knowledge localization, nationalization, internationalization, local ownership of knowledge, technological diversification, knowledge decentralization, and technological cycle time. In NIS analysis, knowledge citation is divided into two dimensions, namely, citing locally invented patents and citing foreign patents, whereas in RIS analysis, three dimensions are employed, namely, local patent citation, national patent citation, and international patent citation. In this way, the new concept of nationalization is added in this RIS research. This study also uses local ownership of knowledge to measure the level of indigenous knowledge in a city/region. The first chapter presents a comparative analysis of the RISs of Taipei in Taiwan, Shenzhen in China, and Penang in Malaysia to understand why Shenzhen is catching up with Taipei much faster than Penang in terms of RIS. In NIS analysis, latecomer economies need to specialize in short cycle technologies. However, this study only focuses on the divergence between per capita GRDP and economic growth rate even if the three aforementioned regions all specialize in the same short-cycle technologies because the levels of internationalization in Taipei and Shenzhen are lower than that of Penang, that is, Taipei and Shenzhen have a lower dependence on foreign knowledge compared with Penang, whereas the local ownership of knowledge for Taipei and Shenzhen is higher than that for Penang. Through this comparative analysis, this study highlights the importance of increasing indigenous knowledge and decreasing reliance on foreign knowledge in regional economic catch-up. The second chapter explores the RIS characteristics of 30 regions over the world to derive a typology of RIS via cluster analysis. On the basis of the cluster analysis results, four groups of RISs are classified depending on whether a region specializes in short- or long-cycle technologies and whether indigenous knowledge is large or small. The first group is the mature RIS group, which has a low level of internationalization (reliance on foreign knowledge) and high levels of local ownership of knowledge, diversification, and decentralization, whereas the second group is the catching-up RIS group, which is further divided into two types. First, cities/countries with more advanced catching-up RIS, such as South Korea and Taiwan, have low reliance on foreign knowledge and high indigenous knowledge. Second, cities/countries with less advanced catching-up RIS, including Penang and Bangalore, have low level of indigenous knowledge and high dependence on foreign knowledge. The third chapter empirically investigates the linkage between the RIS groups resulting from cluster analysis, and economic growth . The catching-up RIS cities/countries that specialize in short-cycle technologies show a faster growth rate compared with others, and catch up with advanced region fast with specialization in long cycle technologies and high indigenous knowledge . By considering the three aforementioned regions, the characteristics of catching-up RIS for latecomer regions as reported in the RIS and NIS analyses are the same. Improving local ownership of knowledge and decreasing reliance on foreign knowledge are prerequisites for regional economic catch-up in regions with different catching-up performances even if the latecomer regions specialize in similar short-cycle technologies.I. Introduction 1 II. Literature Review and Research Questions 3 1. National Innovation Systems 3 2. Regional Innovation Systems and Research Questions 4 3. Definition of RIS Variables 5 III. Case Study of RIS in Asia: Comparing the Regions of Penang, Shenzhen, and Taipei 10 1. Economic Backgrounds of the Three Regions 10 2. Key Aspects of Catch-Up and Hypothesis 14 3. Results 16 4. Three Models of Catching-Up: Taipei, Shenzhen, and Penang 22 5. Concluding Remarks 27 IV. Varieties of RIS and Catching-Up RIS 30 1. Introduction 30 2. Data and Methodology: Cluster Analysis 31 3. Backgrounds of Economies and Hypothesis 32 4. Identifying the Varieties of RIS 35 5. Conclusion 59 V. Linking RIS Groups to Economic Growth 61 1. Introduction 61 2. Cluster analysis 61 3. Literature Review and Hypothesis 63 4. Methodology and Model 64 5. Data 65 6. Result 66 7. Conclusion 69 โ…ฅ. Contributions and Limitations 70 1. Key Findings 70 2. Contributions and Limitations 71 References 72 Appendices 78๋ฐ•
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