Uncoupled antenna matching for performance optimization in compact MIMO systems using unbalanced load impedance

Some MIMO applications require antennas to be closely spaced, which result in mutual coupling among antennas and high spatial correlation for signals. In order to compensate for the performance degradation due to correlation and coupling, impedance matching networks may be used. Recently, it was shown that uncoupled matching networks could be optimized against a given performance metric with the constraint of similar matching impedance for all antennas, i.e., balanced matching. In this paper, we investigate the use of uncoupled matching networks with both balanced and unbalanced load impedances, where either the received power or the channel capacity is optimized. For two- and three-element dipole arrays, we show numerically that a significant performance improvement can be achieved by introducing unbalanced matching. Observations suggest that the achieved improvement varies with array geometry and propagation environment. For example, a large capacity gain of up to 23% is realized when matching a uniform linear array to propagation environments that are asymmetrical about the array broadside, whereas the symmetrical environments do not benefit as much from unbalanced matching

Design and Evaluation of Compact Multi-antennas for Efficient MIMO Communications

The use of multi-antenna systems with multiple-input multiple-output (MIMO) technology will play a key role in providing high spectrum efficiency for next generation mobile communication systems. This thesis offers valuable insights on the design of compact multi-antennas for efficient MIMO communications. In the course of the thesis work, several novel six-port antenna designs have been proposed to simultaneously exploit all six possible degrees-of-freedom (DOFs) by means of various antenna diversity mechanisms (Paper I & II). Moreover, the thesis also examines the potential of using uncoupled matching networks to adaptively optimize compact multi-antenna systems to their dynamic usage environments (Paper III). Furthermore, a simple and intuitive metric is proposed for evaluating the performance of MIMO antennas when operating in the spatial multiplexing mode (Paper IV). Last but not least, cooperation among multi-antenna systems at all three sectors of a given cellular base station is shown to deliver significant benefit at sector edges (Paper V). The thesis with five included research papers extend the understanding of MIMO systems from an antenna and propagation perspective. It provides important guidelines in designing compact and efficient MIMO antennas in their usage environments. In Paper I, a fundamental question on the number of effective DOFs in a wireless channel is explored using two co-located six-port antenna arrays. The antenna elements of both arrays closely reproduce the desired characteristics of fundamental electric and magnetic dipoles, which can efficiently extract angle and polarization diversities from the wireless channel. In particular, one of the two array designs is by far the most electrically compact six-port antenna structure in the literature. Analysis of measured channel eigenvalues in a rich multi-path scattering environment shows that six eigenchannels are successfully attained for the purpose of spatial multiplexing. To study the potential of implementing different diversity mechanisms on a practical multi-port antenna, Paper II builds on an existing dielectric resonator antenna (DRA) to provide a compact six-port DRA array that jointly utilizes space, polarization and angle diversities. In order to fully substantiate the practicality of the DRA array for indoor MIMO applications, the compact DRA array together with two reference but much larger arrays were evaluated in an office scenario. The use of the compact DRA array at the receiver is shown to achieve comparable performance to that of the reference monopole array due to the DRA array's rich diversity characteristics. In Paper III, the study of uncoupled matching networks to counteract mutual coupling effects in multi-antenna systems is extended by allowing for unbalanced matching impedances. Numerical studies suggest that the unbalanced matching is especially effective for array topologies whose effective apertures can vary significantly with respect to the propagation channel. Moreover, it is also demonstrated that the unbalanced matching is capable of adapting the radiation patterns of the array elements to the dynamic propagation environment. Paper IV introduces multiplexing efficiency as a performance metric which defines the loss of efficiency in decibel when using a multi-antenna prototype under test to achieve the same multiplexing performance as that of an ideal array in the same propagation environment. Its unique features are both its simplicity and the valuable insights it offers with respect to the performance impacts of different antenna impairments in multi-antenna systems. In Paper V, intrasite cooperation among three 120°-sector, each with a cross-polarized antenna pair, is investigated in a measured urban macrocellular environment. The single-user capacity improvement is found to exceed 40% at the sector edges, where improvements are most needed. In addition, a simple simulation model is developed to analyze the respective impact of antennas and specific propagation mechanisms on the measured cooperative gain

Impact of antenna design on MIMO performance for compact terminals with adaptive impedance matching

Using the metrics of channel capacity and multiplexing efficiency, the adaptive impedance matching (AIM) performances of two multiple-input multiple-output (MIMO) terminals with different antenna designs were evaluated and compared. The evaluation was performed in LTE Band 18 Downlink (860-875 MHz) under realistic usage conditions of two measured user handgrips and simulated propagation channels with different angular spreads (ASs). The results provide potential performance gains from AIM based on realistic MIMO terminal prototypes, and the underlying mechanisms by which the gains were achieved, which can serve as antenna and AIM circuit design guidelines. In particular, the evaluation revealed that ideal uncoupled AIM networks can increase the capacity by up to 52% relative to 50 ohm terminations. However, the observed gains depend heavily on the antenna design, the user scenario and the channel’s angular spread. For example, the wideband design in different user cases experienced capacity gain of 4-9% from AIM in uniform 3D channels, in contrast to the 1.3-44% gain seen in a conventional narrowband design. In non-uniform channels with small ASs, the AIM gain for different mean incident angles depends on the absolute mean effective gain (MEG) and the change in correlation due to AIM; In cases where AIM has little impact on correlation, the mean incident angles with high AIM gains were close to those with high MEGs

Characterization and Enhancement of Antenna System Performance in Compact MIMO Terminals

Co-band multiple-antenna implementation in compact user terminals is necessary for harvesting the full potential of diversity and multiple-input multiple-output (MIMO) technology in cellular communication systems. The recent worldwide deployment of Long Term Evolution (LTE), which requires the use of MIMO technology in the downlink, adds to the urgency of achieving both practical and optimal multiple-antenna systems in user terminals. Contrary to conventional understanding, an optimal multiple-antenna implementation does not only involve the design and placement of antenna elements in the terminals, but extends beyond the antenna elements and common antenna parameters to comprise interactions with the near field user and the propagation environment. Moreover, these interactions are non-static, which implies that the multiple-antenna system must adapt to the prevailing overall communication channel in order to assure the highest performance gains. This doctoral thesis aims to address several key issues in optimal multiple-antenna system design for compact multi-band MIMO terminals, with the first half (Papers I to III) focusing on the performance characterization of such terminals in the presence of user interaction and propagation channel, under the challenging constraint that the terminals are compact. The second half of the thesis (Papers IV to VI) considers two performance enhancement approaches suitable for compact MIMO terminals in realistic usage conditions. In particular, the potential benefits of harmonizing compact multiple-antenna systems with the propagation channel and user influence are determined with respect to reconfigurability in antenna patterns and impedance matching circuits. In Paper I, the diversity performance of internal multiple antennas with multi-band coverage in a mock-up with the size of a typical mobile handset is investigated in different user interaction scenarios. For comparison, a second mock-up with only one multi-band antenna is also evaluated in the same user cases. An ideal uniform propagation environment is assumed. The performance at frequency bands below and above 1 GHz are presented and analyzed in detail. Paper II extends the study in Paper I by evaluating the single-input multiple-output (SIMO) and MIMO capacity performance of the same antenna prototypes under the same user interaction scenarios and propagation environment. In Paper III, the impacts of gain imbalance and antenna separation on the throughput performance of a dual-dipole configuration are studied at frequencies below and above 1 GHz in a repeatable dynamic multi-path environment, using a live HSPA network. Since the compactness of a user terminal has implications on the antenna separation and gain imbalance of the multiple antennas, the focus is to gain knowledge on how these two factors affect the end user experience in practice. In Paper IV, three simple dual-antenna topologies implemented in compact smart phone prototypes of identical form factors are evaluated in MIMO channel measurements in noise-limited and interference-limited urban scenarios. Each dual-antenna topology is intentionally designed to provide a distinct set of antenna patterns. The goal is to investigate the potential of antenna system design as one of the key performance differentiators in real terminal implementations. Paper V extends the work in Paper IV by introducing user interaction to the same MIMO channel measurement setup. Furthermore, the focus of this paper is on the evaluation of both the average and local channel performances and their potential enhancements. Finally, Paper VI ascertains the potential capacity gains of applying uncoupled adaptive matching to a compact dual-antenna terminal in an indoor office environment, under a realistic user scenario. The performance gains are evaluated by means of extensive MIMO channel measurements at frequency bands below and above 1 GHz

Adaptive impedance matching to compensate mutual coupling effects on compact MIMO systems

Multiple-InputMultiple-Output (MIMO) systems promise higher data rates and better quality of service for wireless communications, by using multiple antennas at both the transmitter and receiver. However, applying MIMO technology at small portable wireless devices is faced with the problem of mutual coupling between antenna elements due to the limited space to put multiple antennas. It is shown in the literature that the mutual coupling degrades the MIMO performance. For a given channel matrix and a known mutual coupling model, using antenna impedance matching network(s) between the coupled antenna array and its load or source network is proposed by recent studies to counteract the mutual coupling effects and maximise the MIMO performance. There are two issues with the existing matching techniques. First, they employ a model based on open-circuit voltages that separates the channel matrix and the mutual coupling model. This model is not valid except for a limited types of antennas (e.g. half-wavelength dipoles). Secondly, there is no solution among existing approaches that are capable of adapting to variations of the channel matrix. This thesis focuses on the mutual coupling problem at the receiver. We first examine the most common approaches to model the mutual coupling. For instance, we compare various definitions of coupling matrix available in the literature, analyse their relationship and clarify when we can use them. The mutual coupling effects on MIMO performance metrics and impedance matching are also investigated using the conventional open-circuit voltage based model and a new method called receiving mutual impedances. Then we propose the idea of having an adaptive uncoupled impedance matching technique which tunes the antenna impedance loads to compensate the effects of the propagation channel and mutual coupling together by directly dealing with the received signals. The mutual coupling model is unknown, but it is included implicitly by using the voltages across the real parts of the antenna load impedances to estimate the total effects. Assuming identical impedance loads for all receive antennas, several optimisation techniques such as Gradient-based, Newton-Raphson, and random search methods are investigated to implement such an adaptive impedance match. We found the random search method to be a simple and robust solution in comparison to other approaches. Finally, we extend this adaptive matching technique to non-identical termination case, in which all load impedances are tuned individually. The performance of the adaptive matching networks are compared with the conventional termination scenarios such as: characteristic impedance match, and self-impedance conjugate match. Simulation results for a 3 × 3 MIMO system under different propagation scenarios show that both identical and non-identical adaptive impedance matching networks are capable of optimising the performance in the presence of strong mutual coupling and time variations of the channel. The adaptive non-identical match gives a significant improvement in the mean capacity (more than 20% compared to conventional terminations for 0.05λ element separation) at the expense of a longer convergence time compared to the identical match

Passive Planar Microwave Devices

The aim of this book is to highlight some recent advances in microwave planar devices. The development of planar technologies still generates great interest because of their many applications in fields as diverse as wireless communications, medical instrumentation, remote sensing, etc. In this book, particular interest has been focused on an electronically controllable phase shifter, wireless sensing, a multiband textile antenna, a MIMO antenna in microstrip technology, a miniaturized spoof plasmonic antipodal Vivaldi antenna, a dual-band balanced bandpass filter, glide-symmetric structures, a transparent multiband antenna for vehicle communications, a multilayer bandpass filter with high selectivity, microwave planar cutoff probes, and a wideband transition from microstrip to ridge empty substrate integrated waveguide

Reconfigurable Antennas for Beam-Space MIMO Transmission with a Single Radio

MIMO techniques allow remarkable improvements in the reliability and/or transmission rate of wireless communication systems. However, there are several major challenges towards the implementation of conventional MIMO concept in terminals with size, cost, and power constraints. Firstly, insufficient space impedes the design of efficient and decorrelated MIMO antennas. Second, MIMO traditionally demands each antenna to be fed by its own RF chain, which in turn results in greater hardware complexity, larger power consumption, and higher implementation cost. Among all reduced-complexity and antenna-decoupling schemes proposed so far, the so-called beam-space MIMO has attracted a great deal of interest as a potential solution for addressing both problems concurrently. The key idea therein is to engineer the radiation pattern of a single-feed antenna structure for each symbol period, such that multiple independent symbols directly modulate a predefined set of orthogonal virtual patterns in the far-field, therefore allowing true MIMO transmission using a single RF chain and a compact antenna structure. More important in practice, the transmitted information can be retrieved using a conventional MIMO receiver. However, the transformation of this idea into reality entails dealing with various practical aspects that are commonly overlooked in theoretical and conceptual developments. This dissertation explores the beam-space MIMO concept from the perspective of the antenna engineering, and aims at addressing several key issues associated with the actual design and implementation of beam-space MIMO systems. The early developments of beam-space MIMO concerned switched parasitic arrays. However, the requirement of utilizing several physically-separate radiators is inconvenient for practicable implementation in compact portable devices. To solve this problem, a single-radiator load-modulated antenna solution is proposed in this dissertation. Another primary challenge consists in emulating high-order modulation schemes such as PSK with realistic hardware. Here, an efficient beam-space MIMO strategy is developed, which allows transmitting PSK data streams of any modulation order using only purely reactive reconfigurable loads, and without the need for a symbol-rate dynamic matching network. The approach is illustrated by the design and fabrication of a realistic antenna for QPSK signaling. The performance of a beam-space MIMO system which utilizes the fabricated antenna is then investigated through over-the-air experiments, and compared with conventional MIMO in realistic environments. Embedding information in the radiation patterns, beam-space MIMO systems are expected to be inherently prone to multiplexing performance degradation in the presence of external field perturbation. This makes the study of near-field interaction influence on beam-space MIMO distinct from those carried out for the case of conventional systems. This issue is considered for the first time in this dissertation. Moreover, like any reconfigurable system, a beam-space MIMO system may suffer from bandwidth expansion of the transmitted signals. The final part of the work is directed towards this important issue. To reduce out-of-band radiation effect, a solution based on shaping the time-domain response of the reconfigurable components is presented. The studies presented in this thesis constitute a crucial step towards MIMO with simpler and cheaper hardware for real-life terminals

Wideband Watt-Level Spatial Power-Combined Power Amplifier in SiGe BiCMOS Technology for Efficient mm-Wave Array Transmitters

The continued demand for high-speed wireless communications is driving the development of integrated high-power transmitters at millimeter wave (mm-Wave) frequencies. Si-based technologies allow achieving a high level of integration but usually provide insufficient generated RF power to compensate for the increased propagation and material losses at mm-Wave bands due to the relatively low breakdown voltage of their devices. This problem can be reduced significantly if one could combine the power of multiple active devices on each antenna element. However, conventional on-chip power combining networks have inherently high insertion losses reducing transmitter efficiency and limiting its maximum achievable output power.This work presents a non-conventional design approach for mm-Wave Si-based Watt-level power amplifiers that is based on novel power-combining architecture, where an array of parallel custom PA-cells suited on the same chip is interfaced to a single substrate integrated waveguide (to be a part of an antenna element). This allows one to directly excite TEm0 waveguide modes with high power through spatial power combining functionality, obviating the need for intermediate and potentially lossy on-chip power combiners. The proposed solution offers wide impedance bandwidth (50%) and low insertion losses (0.4 dB), which are virtually independent from the number of interfaced PA-cells. The work evaluates the scalability bounds of the architecture as well as discusses the critical effects of coupled non-identical PA-cells, which are efficiently reduced by employing on-chip isolation load resistors.The proposed architecture has been demonstrated through an example of the combined PA with four differential cascode PA-cells suited on the same chip, which is flip-chip interconnected to the combiner placed on a laminate. This design is implemented in a 0.25 um SiGe BiCMOS technology. The PA-cell has a wideband performance (38.6%) with both high peak efficiency (30%) and high saturated output power (24.9 dBm), which is the highest reported output power level obtained without the use of circuit-level power combining in Si-based technologies at Ka-band. In order to achieve the optimal system-level performance of the combined PA, an EM-circuit-thermal optimization flow has been proposed, which accounts for various multiphysics effects occurring in the joint structure. The final PA achieves the peak PAE of 26.7% in combination with 30.8 dBm maximum saturated output power, which is the highest achievable output power in practical applications, where the 50-Ohms load is placed on a laminate. The high efficiency (>20%) and output power (>29.8 dBm) over a wide frequency range (30%) exceed the state-of-the-art in Si-based PAs

Co-design of Reconfigurable and Multifunction Passive RF/Microwave Components

In order to meet the market demands, multi-band communication systems that are able to accommodate different wireless technologies to be compatible with different wireless standards should be investigated and realized. Multifunction and multi-band RF front-end components are promising solutions for reducing the size and enhancing the performance of multi-band communication systems. This dissertation focuses on the design and implementation of different multifunction and tunable microwave components for use in multi-standard, flexible transceiver. For frequency-domain duplexing (FDD) communication systems, in which the uplink and downlink channels are carried on different RF frequencies, a diplexer is an essential component to separate the transmitting and receiving signals from the antenna. Electrically tunable diplexers simplify the architecture of reconfigurable RF-front end. Moreover, in modern communication systems, the crowding of the spectrum and the scaling of electronics can result in higher common-mode interference and even-order non-linearity issues. In this dissertation, three tunable compact SIW-based dual-mode diplexers, with various SE (single-ended) and BAL (balanced) capabilities, are introduced for the first time. The dual-mode operation results in a dependent tuning between the two ports. The presented designs are for SE-SE, SE-BAL, and BAL-BAL. However, based on the presented design concepts, any combination of the diplexer ports can be achieved in terms of supporting the balanced and single-ended system interface. The fabricated diplexers show low insertion loss, high isolation, good tuning range and high common mode rejection. Tunable bandstop filter (BSF) is one of the essential components in the design of RF front-ends that require wide-band operations. A wide-open front-end leaves the receiver vulnerable to jamming by high-power signals. As a result, this type of front-ends requires dynamic isolation of any interfering signal. Realization of such filters in a balanced configuration, as a second function, is an important step in the realization of full-balanced RF front-ends. Balanced (differential) circuits have many important advantages over unbalanced (single-ended) circuits such as immunity to system noise, reduction of transient noise generation and inherent suppression of even-order nonlinearities. All reported balanced filters are bandpass filters that target wide pass-bands and high common-mode rejection. These filters are necessary for wide-band RF front-ends but, as mentioned above, leave the system open to interferers and jammers. In this dissertation, a new differential coupling structure for evanescent-mode cavity resonators is developed, enabling the design of fully-balanced tunable BSF. The proposed filter is tunable from 1.57-3.18 GHz with 102% tuning range. In addition, over the full range, the measured 10-dB fractional bandwidth ranges from 1-2.4%, and the attenuation level is better than 47 dB. Lastly, Substrate Integrated Waveguide (SIW) evanescent-mode cavity resonators (EVA) are employed in the design of RF couplers, quadrature hybrid and rat-race couplers. These couplers are used in the design of numerous RF front-end components such as power amplifiers, balanced mixers, and antenna array feeding networks. Utilizing such resonators (EVA) in the design allows the couplers to have wide spurious-free range, low power consumption, high power handling capability and both tunability and filtering capabilities. The proposed quadrature hybrid coupler can be tuned starting from 1.32–2.22 GHz with a measured insertion loss range from 1.29 to 0.7 dB. The measured reflection and isolation are better than 12 dB and 17 dB, respectively. Moreover, the coupler has a measured spurious free range of 5.1–3fo (lowest–highest frequency). Regarding rat-race coupler, two designs are introduced. The first design is based on a full-mode cavity while the second one is more compact and based on a half-mode cavity. Both designs show more than 70% tuning range, and the isolation is better than 30 dB