Massive MIMO 시스템을 위한 채널 추정 및 피드백 기법

학위논문 (박사)-- 서울대학교 대학원 : 전기·컴퓨터공학부, 2017. 2. 이정우.To meet the demand of high throughput in next generation wireless systems, various directions for physical layer evolution are being explored. Massive multiple-input multiple-output (MIMO) systems, characterized by a large number of antennas at the transmitter, are expected to become a key enabler for spectral efficiency improvement. In massive MIMO systems, thanks to the orthogonality between different users' channels, high spectral and energy efficiency can be achieved through simple signal processing techniques. However, to get such advantages, accurate channel state information (CSI) needs to be available, and acquiring CSI in massive MIMO systems is challenging due to the increased channel dimension. In frequency division duplexing (FDD) systems, where CSI at the transmitter is achieved through downlink training and uplink feedback, the overhead for the training and feedback increases proportionally to the number of antennas, and the resource for data transmission becomes scarce in massive MIMO systems. In time division duplexing (TDD) systems, where the channel reciprocity holds and the downlink CSI can be obtained through uplink training, pilot contamination due to correlated pilots becomes a performance bottleneck when the number of antennas increases. In this dissertation, I propose efficient CSI acquisition techniques for various massive MIMO systems. First, I develop a downlink training technique for FDD massive MIMO systems, which estimates the downlink channel with small overhead. To this end, compressed sensing tools are utilized, and the training overhead can be highly reduced by exploiting the previous channel information. Next, a limited feedback scheme is developed for FDD massive MIMO systems. The proposed scheme reduces the feedback overhead using a dimension reduction technique that exploits spatial and temporal correlation of the channel. Lastly, I analyze the effect of pilot contamination, which has been regarded as a performance bottleneck in multi-cell massive MIMO systems, and propose two uplink training strategies. An iterative pilot design scheme is developed for small networks, and a scalable training framework is also proposed for networks with many cells.1 Introduction 1 1.1 Massive MIMO 1 1.2 CSI Acquisition in Massive MIMO Systems 3 1.3 Contributions and Organization 6 1.4 Notations 7 2 Compressed Sensing-Aided Downlink Training 9 2.1 Introduction 10 2.2 System Model 13 2.2.1 Channel Model 13 2.2.2 Downlink Channel Estimation 16 2.3 CS-Aided Channel Training 19 2.3.1 Training Sequence Design 20 2.3.2 Channel Estimation 21 2.3.3 Estimation Error 23 2.4 Discussions 26 2.4.1 Design of Measurement Matrix 26 2.4.2 Extension to MIMO Systems 27 2.4.3 Comparison to CS with Partial Support Information 28 2.5 Simulation Results 29 2.6 Conclusion 37 3 Projection-Based Differential Feedback 39 3.1 Introduction 40 3.2 System Model 44 3.2.1 Multi-User Beamforming with Limited Feedback 45 3.2.2 Massive MIMO Channel 47 3.3 Projection-Based Differential Feedback 48 3.3.1 Projection-Based Differential Feedback Framework 48 3.3.2 Projection for PBDF Framework 51 3.3.3 Efficient Algorithm 57 3.4 Discussions 58 3.4.1 Projection with Imperfect CSIR 58 3.4.2 Acquisition of Channel Statistics 61 3.5 Simulation Results 62 3.6 Conclusion 69 4 Mitigating Pilot Contamination via Pilot Design 71 4.1 Introduction 72 4.2 System Model 73 4.2.1 Multi-cell Massive MIMO Systems 74 4.2.2 Uplink Channel Training 75 4.2.3 Data Transmission 77 4.3 Iterative Pilot Design Algorithm 78 4.3.1 Algorithm 79 4.3.2 Proof of Convergence 81 4.4 Generalized Pilot Reuse 81 4.4.1 Concept of Pilot Reuse Schemes 81 4.4.2 Pilot Design based on Grassmannian Subspace Packing 82 4.5 Simulation Results 85 4.5.1 Iterative Pilot Design 85 4.5.2 Generalized Pilot Reuse 87 4.6 Conclusion 89 5 Conclusion 91 5.1 Summary 91 5.2 Future Directions 93 Bibliography 96 Abstract (In Korean) 109Docto

Massive MIMO for Internet of Things (IoT) Connectivity

Massive MIMO is considered to be one of the key technologies in the emerging 5G systems, but also a concept applicable to other wireless systems. Exploiting the large number of degrees of freedom (DoFs) of massive MIMO essential for achieving high spectral efficiency, high data rates and extreme spatial multiplexing of densely distributed users. On the one hand, the benefits of applying massive MIMO for broadband communication are well known and there has been a large body of research on designing communication schemes to support high rates. On the other hand, using massive MIMO for Internet-of-Things (IoT) is still a developing topic, as IoT connectivity has requirements and constraints that are significantly different from the broadband connections. In this paper we investigate the applicability of massive MIMO to IoT connectivity. Specifically, we treat the two generic types of IoT connections envisioned in 5G: massive machine-type communication (mMTC) and ultra-reliable low-latency communication (URLLC). This paper fills this important gap by identifying the opportunities and challenges in exploiting massive MIMO for IoT connectivity. We provide insights into the trade-offs that emerge when massive MIMO is applied to mMTC or URLLC and present a number of suitable communication schemes. The discussion continues to the questions of network slicing of the wireless resources and the use of massive MIMO to simultaneously support IoT connections with very heterogeneous requirements. The main conclusion is that massive MIMO can bring benefits to the scenarios with IoT connectivity, but it requires tight integration of the physical-layer techniques with the protocol design.Comment: Submitted for publicatio

A Generalized Framework on Beamformer Design and CSI Acquisition for Single-Carrier Massive MIMO Systems in Millimeter Wave Channels

In this paper, we establish a general framework on the reduced dimensional channel state information (CSI) estimation and pre-beamformer design for frequency-selective massive multiple-input multiple-output MIMO systems employing single-carrier (SC) modulation in time division duplex (TDD) mode by exploiting the joint angle-delay domain channel sparsity in millimeter (mm) wave frequencies. First, based on a generic subspace projection taking the joint angle-delay power profile and user-grouping into account, the reduced rank minimum mean square error (RR-MMSE) instantaneous CSI estimator is derived for spatially correlated wideband MIMO channels. Second, the statistical pre-beamformer design is considered for frequency-selective SC massive MIMO channels. We examine the dimension reduction problem and subspace (beamspace) construction on which the RR-MMSE estimation can be realized as accurately as possible. Finally, a spatio-temporal domain correlator type reduced rank channel estimator, as an approximation of the RR-MMSE estimate, is obtained by carrying out least square (LS) estimation in a proper reduced dimensional beamspace. It is observed that the proposed techniques show remarkable robustness to the pilot interference (or contamination) with a significant reduction in pilot overhead

Uplink Sounding Reference Signal Coordination to Combat Pilot Contamination in 5G Massive MIMO

To guarantee the success of massive multiple-input multiple-output (MIMO), one of the main challenges to solve is the efficient management of pilot contamination. Allocation of fully orthogonal pilot sequences across the network would provide a solution to the problem, but the associated overhead would make this approach infeasible in practical systems. Ongoing fifth-generation (5G) standardisation activities are debating the amount of resources to be dedicated to the transmission of pilot sequences, focussing on uplink sounding reference signals (UL SRSs) design. In this paper, we extensively evaluate the performance of various UL SRS allocation strategies in practical deployments, shedding light on their strengths and weaknesses. Furthermore, we introduce a novel UL SRS fractional reuse (FR) scheme, denoted neighbour-aware FR (FR-NA). The proposed FR-NA generalizes the fixed reuse paradigm, and entails a tradeoff between i) aggressively sharing some UL SRS resources, and ii) protecting other UL SRS resources with the aim of relieving neighbouring BSs from pilot contamination. Said features result in a cell throughput improvement over both fixed reuse and state-of-the-art FR based on a cell-centric perspective

FDD massive MIMO channel spatial covariance conversion using projection methods

Knowledge of second-order statistics of channels (e.g. in the form of covariance matrices) is crucial for the acquisition of downlink channel state information (CSI) in massive MIMO systems operating in the frequency division duplexing (FDD) mode. Current MIMO systems usually obtain downlink covariance information via feedback of the estimated covariance matrix from the user equipment (UE), but in the massive MIMO regime this approach is infeasible because of the unacceptably high training overhead. This paper considers instead the problem of estimating the downlink channel covariance from uplink measurements. We propose two variants of an algorithm based on projection methods in an infinite-dimensional Hilbert space that exploit channel reciprocity properties in the angular domain. The proposed schemes are evaluated via Monte Carlo simulations, and they are shown to outperform current state-of-the art solutions in terms of accuracy and complexity, for typical array geometries and duplex gaps.Comment: Paper accepted on 29/01/2018 for presentation at ICASSP 201