Reconfigurable Receiver Front-Ends for Advanced Telecommunication Technologies

The exponential growth of converging technologies, including augmented reality, autonomous vehicles, machine-to-machine and machine-to-human interactions, biomedical and environmental sensory systems, and artificial intelligence, is driving the need for robust infrastructural systems capable of handling vast data volumes between end users and service providers. This demand has prompted a significant evolution in wireless communication, with 5G and subsequent generations requiring exponentially improved spectral and energy efficiency compared to their predecessors. Achieving this entails intricate strategies such as advanced digital modulations, broader channel bandwidths, complex spectrum sharing, and carrier aggregation scenarios. A particularly challenging aspect arises in the form of non-contiguous aggregation of up to six carrier components across the frequency range 1 (FR1). This necessitates receiver front-ends to effectively reject out-of-band (OOB) interferences while maintaining high-performance in-band (IB) operation. Reconfigurability becomes pivotal in such dynamic environments, where frequency resource allocation, signal strength, and interference levels continuously change. Software-defined radios (SDRs) and cognitive radios (CRs) emerge as solutions, with direct RF-sampling receivers offering a suitable architecture in which the frequency translation is entirely performed in digital domain to avoid analog mixing issues. Moreover, direct RF- sampling receivers facilitate spectrum observation, which is crucial to identify free zones, and detect interferences. Acoustic and distributed filters offer impressive dynamic range and sharp roll off characteristics, but their bulkiness and lack of electronic adjustment capabilities limit their practicality. Active filters, on the other hand, present opportunities for integration in advanced CMOS technology, addressing size constraints and providing versatile programmability. However, concerns about power consumption, noise generation, and linearity in active filters require careful consideration.This thesis primarily focuses on the design and implementation of a low-voltage, low-power RFFE tailored for direct sampling receivers in 5G FR1 applications. The RFFE consists of a balun low-noise amplifier (LNA), a Q-enhanced filter, and a programmable gain amplifier (PGA). The balun-LNA employs noise cancellation, current reuse, and gm boosting for wideband gain and input impedance matching. Leveraging FD-SOI technology allows for programmable gain and linearity via body biasing. The LNA's operational state ranges between high-performance and high-tolerance modes, which are apt for sensitivityand blocking tests, respectively. The Q-enhanced filter adopts noise-cancelling, current-reuse, and programmable Gm-cells to realize a fourth-order response using two resonators. The fourth-order filter response is achieved by subtracting the individual response of these resonators. Compared to cascaded and magnetically coupled fourth-order filters, this technique maintains the large dynamic range of second-order resonators. Fabricated in 22-nm FD-SOI technology, the RFFE achieves 1%-40% fractional bandwidth (FBW) adjustability from 1.7 GHz to 6.4 GHz, 4.6 dB noise figure (NF) and an OOB third-order intermodulation intercept point (IIP3) of 22 dBm. Furthermore, concerning the implementation uncertainties and potential variations of temperature and supply voltage, design margins have been considered and a hybrid calibration scheme is introduced. A combination of on-chip and off-chip calibration based on noise response is employed to effectively adjust the quality factors, Gm-cells, and resonance frequencies, ensuring desired bandpass response. To optimize and accelerate the calibration process, a reinforcement learning (RL) agent is used.Anticipating future trends, the concept of the Q-enhanced filter extends to a multiple-mode filter for 6G upper mid-band applications. Covering the frequency range from 8 to 20 GHz, this RFFE can be configured as a fourth-order dual-band filter, two bandpass filters (BPFs) with an OOB notch, or a BPF with an IB notch. In cognitive radios, the filter’s transmission zeros can be positioned with respect to the carrier frequencies of interfering signals to yield over 50 dB blocker rejection

A Unified Multi-Functional Dynamic Spectrum Access Framework: Tutorial, Theory and Multi-GHz Wideband Testbed

Dynamic spectrum access is a must-have ingredient for future sensors that are ideally cognitive. The goal of this paper is a tutorial treatment of wideband cognitive radio and radar—a convergence of (1) algorithms survey, (2) hardware platforms survey, (3) challenges for multi-function (radar/communications) multi-GHz front end, (4) compressed sensing for multi-GHz waveforms—revolutionary A/D, (5) machine learning for cognitive radio/radar, (6) quickest detection, and (7) overlay/underlay cognitive radio waveforms. One focus of this paper is to address the multi-GHz front end, which is the challenge for the next-generation cognitive sensors. The unifying theme of this paper is to spell out the convergence for cognitive radio, radar, and anti-jamming. Moore’s law drives the system functions into digital parts. From a system viewpoint, this paper gives the first comprehensive treatment for the functions and the challenges of this multi-function (wideband) system. This paper brings together the inter-disciplinary knowledge

Efficient Spectrum Sensing and Sharing Techniques for Dynamic Wideband Spectrum Access

Besides enabling an enhanced mobile broadband access, fifth-generation (5G) wireless mobile networks are envisioned to support the connectivity of massive, heterogeneous Internet of Things (IoT) devices. Connecting these devices through 5G systems and providing them with their needed data rates require huge amounts of spectrum and power resources, thus calling for the development and design of innovative, dynamic resource identification, access and sharing methods that make effective use of these limited resources. This thesis focuses specifically on wideband spectrum sensing, and presents innovative techniques that enable efficient identification and recovery of unused spectrum opportunities in wideband dynamic spectrum access. Recent research efforts have focused on leveraging compressive sampling (CS) theory to enable wideband spectrum sensing recovery at sub-Nyquist rates. However, these approaches suffer from the following shortcomings. First, they consider homogenous wideband spectrum, where all bands are assumed to have similar primary users (PU)s traffic characteristics whereas in practice, the wideband spectrum occupancy is heterogeneous. Second, the number of measurements that receiver hardware designs are able to perform is practically way smaller than the number of measurements required by the CS-based sensing approaches. Third, the number of measurements required by the CS-based sensing approaches depends on the number of occupied bands (i.e., sparsity level), which is often unknown in advance and changes over time. Forth, current wideband spectrum databases suffer from scalability issues in that they incur lots of sensing overhead. This thesis proposes a set of new, complementary techniques that overcome these aforementioned challenges. More specifically, in this thesis, 1. We design efficient spectrum occupancy information recovery techniques for heterogeneous wideband spectrum access. Our proposed techniques exploit the block-like structure of spectrum occupancy behavior observed in wideband spectrum access networks to enable the development of compressed spectrum sensing algorithms. Our proposed spectrum sensing algorithms achieve more stable spectrum information recovery than that achieved by existing approaches. 2. We develop distributed CS-based spectrum sensing techniques for cooperative wideband spectrum access that require lesser measurements while overcoming time-variability of spectrum occupancy and addressing hidden terminal challenges. Also, we propose non-uniform sensing matrices design that exploits the heterogeneity in the wideband spectrum access to further improve the spectrum sensing recovery accuracy. 3. We develop scalable spectrum occupancy information recovery techniques for database-driven wideband spectrum access networks. The novelty of our developed techniques lies in combining the merit of compressive sampling theory with that of low-rank matrix theory to enable scalable and accurate wideband spectrum occupancy recovery at low sensing overhead. 4. We propose joint data and energy transfer optimization frameworks for powering mobile cellular devices through RF energy harvesting. Our proposed framework accounts for both the consumed power at the base station and the battery power available at the end users to ensure that end users achieve their required data rates with as little battery power consumption as possible. We also analytically derive closed-form expressions of the optimal power allocations required for meeting the data rate requirements of the downlink and uplink communications between the base station and its mobile users

A Vision and Framework for the High Altitude Platform Station (HAPS) Networks of the Future

A High Altitude Platform Station (HAPS) is a network node that operates in the stratosphere at an of altitude around 20 km and is instrumental for providing communication services. Precipitated by technological innovations in the areas of autonomous avionics, array antennas, solar panel efficiency levels, and battery energy densities, and fueled by flourishing industry ecosystems, the HAPS has emerged as an indispensable component of next-generations of wireless networks. In this article, we provide a vision and framework for the HAPS networks of the future supported by a comprehensive and state-of-the-art literature review. We highlight the unrealized potential of HAPS systems and elaborate on their unique ability to serve metropolitan areas. The latest advancements and promising technologies in the HAPS energy and payload systems are discussed. The integration of the emerging Reconfigurable Smart Surface (RSS) technology in the communications payload of HAPS systems for providing a cost-effective deployment is proposed. A detailed overview of the radio resource management in HAPS systems is presented along with synergistic physical layer techniques, including Faster-Than-Nyquist (FTN) signaling. Numerous aspects of handoff management in HAPS systems are described. The notable contributions of Artificial Intelligence (AI) in HAPS, including machine learning in the design, topology management, handoff, and resource allocation aspects are emphasized. The extensive overview of the literature we provide is crucial for substantiating our vision that depicts the expected deployment opportunities and challenges in the next 10 years (next-generation networks), as well as in the subsequent 10 years (next-next-generation networks).Comment: To appear in IEEE Communications Surveys & Tutorial

Decentralized Narrowband and Wideband Spectrum Sensing with Correlated Observations

This dissertation evaluates the utility of several approaches to the design of good distributed sensing systems for both narrowband and wideband spectrum sensing problems with correlated sensor observations

Spectrum Adaptation in Cognitive Radio Systems with Operating Constraints

The explosion of high-data-rate-demanding wireless applications such as smart-phones and wireless Internet access devices, together with growth of existing wireless services, are creating a shortage of the scarce Radio Frequency (RF) spectrum. However, several spectrum measurement campaigns revealed that current spectrum usage across time and frequency is inefficient, creating the artificial shortage of the spectrum because of the traditional exclusive command-and-control model of using the spectrum. Therefore, a new concept of Cognitive Radio (CR) has been emerging recently in which unlicensed users temporarily borrow spectrum from the licensed Primary Users (PU) based on the Dynamic Spectrum Access (DSA) technique that is also known as the spectrum sharing concept. A CR is an intelligent radio system based on the Software Defined Radio platform with artificial intelligence capability which can learn, adapt, and reconfigure through interaction with the operating environment. A CR system will revolutionize the way people share the RF spectrum, lowering harmful interference to the licensed PU of the spectrum, fostering innovative DSA technology and giving people more choices when it comes to using the wireless-communication-dependent applications without having any spectrum congestion problems. A key technical challenge for enabling secondary access to the licensed spectrum adaptation is to ensure that the CR does not interfere with the licensed incumbent users. However, incumbent user behavior is dynamic and requires CR systems to adapt this behavior in order to maintain smooth information transmission. In this context, the objective of this dissertation is to explore design issues for CR systems focusing on adaptation of physical layer parameters related to spectrum sensing, spectrum shaping, and rate/power control. Specifically, this dissertation discusses dynamic threshold adaptation for energy detector spectrum sensing, spectrum allocation and power control in Orthogonal Frequency Division Multiplexing-(OFDM-)based CR with operating constraints, and adjacent band interference suppression techniques in turbo-coded OFDM-based CR systems