A General Framework for Analyzing, Characterizing, and Implementing Spectrally Modulated, Spectrally Encoded Signals

Fourth generation (4G) communications will support many capabilities while providing universal, high speed access. One potential enabler for these capabilities is software defined radio (SDR). When controlled by cognitive radio (CR) principles, the required waveform diversity is achieved via a synergistic union called CR-based SDR. Research is rapidly progressing in SDR hardware and software venues, but current CR-based SDR research lacks the theoretical foundation and analytic framework to permit efficient implementation. This limitation is addressed here by introducing a general framework for analyzing, characterizing, and implementing spectrally modulated, spectrally encoded (SMSE) signals within CR-based SDR architectures. Given orthogonal frequency division multiplexing (OFDM) is a 4G candidate signal, OFDM-based signals are collectively classified as SMSE since modulation and encoding are spectrally applied. The proposed framework provides analytic commonality and unification of SMSE signals. Applicability is first shown for candidate 4G signals, and resultant analytic expressions agree with published results. Implementability is then demonstrated in multiple coexistence scenarios via modeling and simulation to reinforce practical utility

Adaptive Communications for Next Generation Broadband Wireless Access Systems

Un dels aspectes claus en el disseny i gestió de les xarxes sense fils d'accés de banda ampla és l'ús eficient dels recursos radio. Des del punt de vista de l'operador, l'ample de banda és un bé escàs i preuat que s´ha d'explotar i gestionar de la forma més eficient possible tot garantint la qualitat del servei que es vol proporcionar. Per altra banda, des del punt de vista del usuari, la qualitat del servei ofert ha de ser comparable al de les xarxes fixes, requerint així un baix retard i una baixa pèrdua de paquets per cadascun dels fluxos de dades entre la xarxa i l'usuari. Durant els darrers anys s´han desenvolupat nombroses tècniques i algoritmes amb l'objectiu d'incrementar l'eficiència espectral. Entre aquestes tècniques destaca l'ús de múltiples antenes al transmissor i al receptor amb l'objectiu de transmetre diferents fluxos de dades simultaneament sense necessitat d'augmentar l'ample de banda. Per altra banda, la optimizació conjunta de la capa d'accés al medi i la capa física (fent ús de l'estat del canal per tal de gestionar de manera optima els recursos) també permet incrementar sensiblement l'eficiència espectral del sistema.L'objectiu d'aquesta tesi és l'estudi i desenvolupament de noves tècniques d'adaptació de l'enllaç i gestió dels recursos ràdio aplicades sobre sistemes d'accés ràdio de propera generació (Beyond 3G). Els estudis realitzats parteixen de la premissa que el transmisor coneix (parcialment) l'estat del canal i que la transmissió es realitza fent servir un esquema multiportadora amb múltiples antenes al transmisor i al receptor. En aquesta tesi es presenten dues línies d'investigació, la primera per casos d'una sola antenna a cada banda de l'enllaç, i la segona en cas de múltiples antenes. En el cas d'una sola antena al transmissor i al receptor, un nou esquema d'assignació de recursos ràdio i priorització dels paquets (scheduling) és proposat i analitzat integrant totes dues funcions sobre una mateixa entitat (cross-layer). L'esquema proposat té com a principal característica la seva baixa complexitat i que permet operar amb transmissions multimedia. Alhora, posteriors millores realitzades per l'autor sobre l'esquema proposat han permès també reduir els requeriments de senyalització i combinar de forma óptima usuaris d'alta i baixa mobilitat sobre el mateix accés ràdio, millorant encara més l'eficiència espectral del sistema. En cas d'enllaços amb múltiples antenes es proposa un nou esquema que combina la selecció del conjunt optim d'antenes transmissores amb la selecció de la codificació espai- (frequència-) temps. Finalment es donen una sèrie de recomanacions per tal de combinar totes dues línies d'investigació, així con un estat de l'art de les tècniques proposades per altres autors que combinen en part la gestió dels recursos ràdio i els esquemes de transmissió amb múltiples antenes.Uno de los aspectos claves en el diseño y gestión de las redes inalámbricas de banda ancha es el uso eficiente de los recursos radio. Desde el punto de vista del operador, el ancho de banda es un bien escaso y valioso que se debe explotar y gestionar de la forma más eficiente posible sin afectar a la calidad del servicio ofrecido. Por otro lado, desde el punto de vista del usuario, la calidad del servicio ha de ser comparable al ofrecido por las redes fijas, requiriendo así un bajo retardo y una baja tasa de perdida de paquetes para cada uno de los flujos de datos entre la red y el usuario. Durante los últimos años el número de técnicas y algoritmos que tratan de incrementar la eficiencia espectral en dichas redes es bastante amplio. Entre estas técnicas destaca el uso de múltiples antenas en el transmisor y en el receptor con el objetivo de poder transmitir simultáneamente diferentes flujos de datos sin necesidad de incrementar el ancho de banda. Por otro lado, la optimización conjunta de la capa de acceso al medio y la capa física (utilizando información de estado del canal para gestionar de manera óptima los recursos) también permite incrementar sensiblemente la eficiencia espectral del sistema.El objetivo de esta tesis es el estudio y desarrollo de nuevas técnicas de adaptación del enlace y la gestión de los recursos radio, y su posterior aplicación sobre los sistemas de acceso radio de próxima generación (Beyond 3G). Los estudios realizados parten de la premisa de que el transmisor conoce (parcialmente) el estado del canal a la vez que se considera que la transmisión se realiza sobre un sistema de transmisión multiportadora con múltiple antenas en el transmisor y el receptor. La tesis se centra sobre dos líneas de investigación, la primera para casos de una única antena en cada lado del enlace, y la segunda en caso de múltiples antenas en cada lado. Para el caso de una única antena en el transmisor y en el receptor, se ha desarrollado un nuevo esquema de asignación de los recursos radio así como de priorización de los paquetes de datos (scheduling) integrando ambas funciones sobre una misma entidad (cross-layer). El esquema propuesto tiene como principal característica su bajo coste computacional a la vez que se puede aplicar en caso de transmisiones multimedia. Posteriores mejoras realizadas por el autor sobre el esquema propuesto han permitido también reducir los requisitos de señalización así como combinar de forma óptima usuarios de alta y baja movilidad. Por otro lado, en caso de enlaces con múltiples antenas en transmisión y recepción, se presenta un nuevo esquema de adaptación en el cual se combina la selección de la(s) antena(s) transmisora(s) con la selección del esquema de codificación espacio-(frecuencia-) tiempo. Para finalizar, se dan una serie de recomendaciones con el objetivo de combinar ambas líneas de investigación, así como un estado del arte de las técnicas propuestas por otros autores que combinan en parte la gestión de los recursos radio y los esquemas de transmisión con múltiples antenas.In Broadband Wireless Access systems the efficient use of the resources is crucial from many points of views. From the operator point of view, the bandwidth is a scarce, valuable, and expensive resource which must be exploited in an efficient manner while the Quality of Service (QoS) provided to the users is guaranteed. On the other hand, a tight delay and link quality constraints are imposed on each data flow hence the user experiences the same quality as in fixed networks. During the last few years many techniques have been developed in order to increase the spectral efficiency and the throughput. Among them, the use of multiple antennas at the transmitter and the receiver (exploiting spatial multiplexing) with the joint optimization of the medium access control layer and the physical layer parameters.In this Ph.D. thesis, different adaptive techniques for B3G multicarrier wireless systems are developed and proposed focusing on the SS-MC-MA and the OFDM(A) (IEEE 802.16a/e/m standards) communication schemes. The research lines emphasize into the adaptation of the transmission having (Partial) knowledge of the Channel State Information for both; single antenna and multiple antenna links. For single antenna links, the implementation of a joint resource allocation and scheduling strategy by including adaptive modulation and coding is investigated. A low complexity resource allocation and scheduling algorithm is proposed with the objective to cope with real- and/or non-real- time requirements and constraints. A special attention is also devoted in reducing the required signalling. However, for multiple antenna links, the performance of a proposed adaptive transmit antenna selection scheme jointly with space-time block coding selection is investigated and compared with conventional structures. In this research line, mainly two optimizations criteria are proposed for spatial link adaptation, one based on the minimum error rate for fixed throughput, and the second focused on the maximisation of the rate for fixed error rate. Finally, some indications are given on how to include the spatial adaptation into the investigated and proposed resource allocation and scheduling process developed for single antenna transmission

Capacity, coding and interference cancellation in multiuser multicarrier wireless communications systems

Multicarrier modulation and multiuser systems have generated a great deal of research during the last decade. Orthogonal Frequency Division Multiplexing (OFDM) is a multicarrier modulation generated with the inverse Discrete Fourier Transform, which has been adopted for standards in wireless and wire-line communications. Multiuser wireless systems using multicarrier modulation suffer from the effects of dispersive fading channels, which create multi-access, inter-symbol, and inter-carrier interference (MAI, ISI, ICI). Nevertheless, channel dispersion also provides diversity, which can be exploited and has the potential to increase robustness against fading. Multiuser multi-carrier systems can be implemented using Orthogonal Frequency Division Multiple Access (OFDMA), a flexible orthogonal multiplexing scheme that can implement time and frequency division multiplexing, and using multicarrier code division multiple access (MC-CDMA). Coding, interference cancellation, and resource sharing schemes to improve the performance of multiuser multicarrier systems on wireless channels were addressed in this dissertation. Performance of multiple access schemes applied to a downlink multiuser wireless system was studied from an information theory perspective and from a more practical perspective. For time, frequency, and code division, implemented using OFDMA and MC-CDMA, the system outage capacity region was calculated for a correlated fading channel. It was found that receiver complexity determines which scheme offers larger capacity regions, and that OFDMA results in a better compromise between complexity and performance than MC-CDMA. From the more practical perspective of bit error rate, the effects of channel coding and interleaving were investigated. Results in terms of coding bounds as well as simulation were obtained, showing that OFDMAbased orthogonal multiple access schemes are more sensitive to the effectiveness of the code to provide diversity than non-orthogonal, MC-CDMA-based schemes. While cellular multiuser schemes suffer mainly from MAI, OFDM-based broadcasting systems suffer from ICI, in particular when operating as a single frequency network (SFN). It was found that for SFN the performance of a conventional OFDM receiver rapidly degrades when transmitters have frequency synchronization errors. Several methods based on linear and decision-feedback ICI cancellation were proposed and evaluated, showing improved robustness against ICI. System function characterization of time-variant dispersive channels is important for understanding their effects on single carrier and multicarrier modulation. Using time-frequency duality it was shown that MC-CDMA and DS-CDMA are strictly dual on dispersive channels. This property was used to derive optimal matched filter structures, and to determine a criterion for the selection of spreading sequences for both DS and MC CDMA. The analysis of multiple antenna systems provided a unified framework for the study of DS-CDMA and MC-CDMA on time and frequency dispersive channels, which can also be used to compare their performance

Sub-graph based joint sparse graph for sparse code multiple access systems

Sparse code multiple access (SCMA) is a promising air interface candidate technique for next generation mobile networks, especially for massive machine type communications (mMTC). In this paper, we design a LDPC coded SCMA detector by combining the sparse graphs of LDPC and SCMA into one joint sparse graph (JSG). In our proposed scheme, SCMA sparse graph (SSG) defined by small size indicator matrix is utilized to construct the JSG, which is termed as sub-graph based joint sparse graph of SCMA (SG-JSG-SCMA). In this paper, we first study the binary-LDPC (B-LDPC) coded SGJSG- SCMA system. To combine the SCMA variable node (SVN) and LDPC variable node (LVN) into one joint variable node (JVN), a non-binary LDPC (NB-LDPC) coded SG-JSG-SCMA is also proposed. Furthermore, to reduce the complexity of NBLDPC coded SG-JSG-SCMA, a joint trellis representation (JTR) is introduced to represent the search space of NB-LDPC coded SG-JSG-SCMA. Based on JTR, a low complexity joint trellis based detection and decoding (JTDD) algorithm is proposed to reduce the computational complexity of NB-LDPC coded SGJSG- SCMA system. According to the simulation results, SG-JSGSCMA brings significant performance improvement compare to the conventional receiver using the disjoint approach, and it can also outperform a Turbo-structured receiver with comparable complexity. Moreover, the joint approach also has advantages in terms of processing latency compare to the Turbo approaches

Resource allocation in non-orthogonal multiple access technologies for 5G networks and beyond.

Doctoral Degree. University of KwaZulu-Natal, Durban.The increasing demand of mobile and device connectivity poses challenging requirements for 5G wireless communications, such as high energy- and spectral-efficiency and low latency. This necessitates a shift from orthogonal multiple access (OMA) to Non-Orthogonal Multiple Access (NOMA) techniques, namely, power-domain NOMA (PD-NOMA) and code-domain NOMA (CD-NOMA). The basic idea behind NOMA schemes is to co-multiplex different users on the same resource elements (time slot, OFDMA sub-carrier, or spreading code) via power domain (PD) or code domain (CD) at the transmitter while permitting controllable interference, and their successful multi-user detection (MUD) at the receiver albeit, increased computational complexity. In this work, an analysis on the performance of the existing NOMA schemes is carried out. Furthermore, we investigate the feasibility of a proposed uplink hybrid-NOMA scheme namely power domain sparse code multiple access (PD-SCMA) that integrates PD-NOMA and CD-NOMA based sparse code multiple access (SCMA) on heterogeneous networks (HetNets). Such hybrid schemes come with resource allocation (RA) challenges namely; codebook allocation, user pairing and power allocation. Therefore, hybrid RA schemes namely: Successive Codebook Ordering Assignment (SCOA) for codebook assignment (CA), opportunistic macro cell user equipment (MUE)- small cell user equipment (SUE) pairing (OMSP) for user pairing (UP), and a QoS-aware power allocation (QAPA) for power allocation (PA) are developed for an energy efficient (EE) system. The performance of the RA schemes is analyzed alongside an analytical RA optimization algorithm. Through numerical results, the proposed schemes show significant improvements in the EE of the small cells in comparison with the prevalent schemes. Additionally, there is significant sum rate performance improvement over the conventional SCMA and PD-NOMA. Secondly, we investigate the multiplexing capacity of the hybrid PD-SCMA scheme in HetNets. Particularly, we investigate and derive closed-form solutions for codebook capacity, MUE multiplexing and power capacity bounds. The system’s performance results into low outage when the system’s point of operation is within the multiplexing bounds. To alleviate the RA challenges of such a system at the transmitter, dual parameter ranking (DPR) and alternate search method (ASM) based RA schemes are proposed. The results show significant capacity gain with DPR-RA in comparison with conventional RA schemes. Lastly, we investigate the feasibility of integrating the hybrid PD-SCMA with multiple-input multipleoutput (MIMO) technique namely, M-PD-SCMA. The attention to M-PD-SCMA resides in the need of lower number of antennas while preserving the system capacity thanks to the overload in PDSCMA. To enhance spectral efficiency and error performance we propose spatial multiplexing at the transmitter and a low complex joint MUD scheme based on successive interference cancellation (SIC) and expectation propagation algorithm (EPA) at the receiver are proposed. Numerical results exhibit performance benchmark with PD-SCMA schemes and the proposed receiver achieves guaranteed bit error rate (BER) performance with a bounded increase in the number of transmit and receive antennas. Thus, the feasibility of an M-PD-SCMA system is validated

Performance evaluation of detection algorithms for MOMI OFDM systems

Includes abstract.Includes bibliographical references (leaves 79-86).Introduction of Multi Input Multi Output (MIMO) Orthogonal Frequency Division Multiplexing (OFDM) as the base air interface method for Next Generation Network (NGN) will face a number of challenges from hostile channel conditions to interference from other users. This would result in an increase of detection complexity required for mobile systems. Complex detection will reduce the battery life of mobile devices because of the many calculations that have to be done to decode the signal. Very powerful detection algorithms exist but they introduce high detection complexity. NGN will employ different MIMO systems, but this research will consider spatially multiplexed MIMO which is used to improve the data rate and network capacity. In NGN different multi access modulation schemes will be used for uplink and downlink but they both have OFDM as the basic building block. In this work performance of MIMO OFDM is investigated in different channels models and detection algorithms. A low complexity detection scheme is proposed in this research to improve performance of MIMO OFDM. The proposed detection scheme is investigated for different channel characteristics. Realistic channels conditions are introduced to evaluate the performance of the proposed detection scheme. We analyze weaknesses of existing linear detectors and the enhancements that can be done to improve their performance in different channel conditions. Performance of the detectors is evaluated by comparison of Bit Error Rate (BER) and Symbol Error Rate (SER) against signal to noise ratio (SNR). This thesis proposes a detector which shows a higher complexity than linear detectors but less than Maximum Likelihood Detector (MLD). The proposed detector shows significant BER improvement in all channel conditions. For better performance evaluation this work also investigates performance of MIMO OFDM detectors in realistic channels like Kronecker and Weichselberger channel models

LTE performance study

Long Term Evolution (LTE) has been designed with new architecture and features to meet user’s high data rates demand for a longer term in the future. 3rd Generation Part-nership Project (3GPP) has set the goals and targets for LTE with better performance and data rates close to fixed networks. In this thesis outdoor measurements have been conducted in three different environ-ments macro/rural, urban and suburban. This thesis study has been done with single user measurements and performance analysis scenario. The idea of measurements was to analyze LTE performance in three different types of environments. Performance analysis has been done using few key performance indicators and parameters including RSRP, RS SNR, MAC downlink throughput, timing advance and CQI. Vendor/operator specific key performance indicators and parameters were unknown. The results and analysis of this thesis give an idea about LTE performance in three dif-ferent outdoor environments. The output of this thesis study can be beneficial in under-standing LTE behavior and performance in different environments, which can be further useful in planning and deployment phases for LTE

Semi-blind channel estimation for multiuser OFDM-IDMA systems.

M. Sc. Eng. University of KwaZulu-Natal, Durban 2014.Over the last decade, the data rate and spectral efficiency of wireless mobile communications have been significantly enhanced. OFDM technology has been used in the development of advanced systems such as 3GPP LTE and terrestrial digital TV broadcasting. In general, bits of information in mobile communication systems are conveyed through radio links to receivers. The radio channels in mobile radio systems are usually multipath fading channels, which cause inter-symbol interference (ISI) in the received signal. The ability to know the channel impulse response (CIR) and Channel State Information (CSI) helps to remove the ISI from the signal and make coherent detection of the transmitted signal at the receiver end of the system easy and simple. The information about CIR and CSI are primarily provided by channel estimation. This thesis is focused on the development of multiple access communication technique, Multicarrier Interleave Division Multiple Access (MC-IDMA) and the corresponding estimation of the system channel. It compares various efficient channel estimation algorithms. Channel estimation of OFDM-IDMA scheme is important because the emphasis from previous studies assumed the implementation of MC-IDMA in a perfect scenario, where Channel State Information (CSI) is known. MC-IDMA technique incorporates three key features that will be common to the next generation communication systems; multiple access capability, resistance to multipath fading and high bandwidth efficiency. OFDM is almost completely immune to multipath fading effects and IDMA has a recently proposed multiuser capability scheme which employs random interleavers as the only method for user separation. MC-IDMA combines the features of OFDM and IDMA to produce a system that is Inter Symbol Interference (ISI) free and has higher data rate capabilities for multiple users simultaneously. The interleaver property of IDMA is used by MC-IDMA as the only means by which users are separated at the receiver and also its entire bandwidth expansion is devoted to low rate Forward Error Correction (FEC). This provides additional coding gain which is not present in conventional Multicarrier Multiuser systems, (MC-MU) such as Code Division Multiple Access (CDMA), Multicarrier-Code Division Multiple Access (MC-CDMA) systems, and others. The effect of channel fading and both cross-cell and intra-cell Multiple Access Interference (MAI) in MC-IDMA is suppressed efficiently by its low-cost turbo-type Chip-by-Chip (CBC) multiuser detection algorithm. We present the basic principles of OFDM-IDMA transmitter and receiver. Comparative studies between Multiple Access Scheme such as Frequency Division Multiple Access (FDMA), Time Division Multiple Access (TDMA), CDMA and IDMA are carried out. A linear Minimum Mean Square Error (MMSE)-based estimation algorithm is adopted and implemented. This proposed algorithm is a non-data aided method that focuses on obtaining the CSI, remove ISI and reduce the complexity of the MMSE algorithm. However, to obtain a better and improved system performance, an improved MMSE algorithm and simplified MMSE using the structured correlation and reduced auto-covariance matrix are developed in this thesis and proposed for implementation of semi-blind channel estimation in OFDM-IDMA communication systems. The effectiveness of the adopted and proposed algorithms are implemented in a Rayleigh fading multipath channel with varying mobile speeds thus demonstrating the performance of the system in a practical scenario. Also, the implemented algorithms are compared to ascertain which of these algorithms offers a better and more efficient system performance, and with less complexity. The performance of the channel estimation algorithm is presented in terms of the mean square error (MSE) and bit error rate (BER) in both slow fading and fast fading multipath scenarios and the results are documented as well

High capacity multiuser multiantenna communication techniques

One of the main issues involved in the development of future wireless communication systems is the multiple access technique used to efficiently share the available spectrum among users. In rich multipath environment, spatial dimension can be exploited to meet the increasing number of users and their demands without consuming extra bandwidth and power. Therefore, it is utilized in the multiple-input multiple-output (MIMO) technology to increase the spectral efficiency significantly. However, multiuser MIMO (MU-MIMO) systems are still challenging to be widely adopted in next generation standards. In this thesis, new techniques are proposed to increase the channel and user capacity and improve the error performance of MU-MIMO over Rayleigh fading channel environment. For realistic system design and performance evaluation, channel correlation is considered as one of the main channel impurities due its severe influence on capacity and reliability. Two simple methods called generalized successive coloring technique (GSCT) and generalized iterative coloring technique (GICT) are proposed for accurate generation of correlated Rayleigh fading channels (CRFC). They are designed to overcome the shortcomings of existing methods by avoiding factorization of desired covariance matrix of the Gaussian samples. The superiority of these techniques is demonstrated by extensive simulations of different practical system scenarios. To mitigate the effects of channel correlations, a novel constellation constrained MU-MIMO (CC-MU-MIMO) scheme is proposed using transmit signal design and maximum likelihood joint detection (MLJD) at the receiver. It is designed to maximize the channel capacity and error performance based on principles of maximizing the minimum Euclidean distance (dmin) of composite received signals. Two signal design methods named as unequal power allocation (UPA) and rotation constellation (RC) are utilized to resolve the detection ambiguity caused by correlation. Extensive analysis and simulations demonstrate the effectiveness of considered scheme compared with conventional MU-MIMO. Furthermore, significant gain in SNR is achieved particularly in moderate to high correlations which have direct impact to maintain high user capacity. A new efficient receive antenna selection (RAS) technique referred to as phase difference based selection (PDBS) is proposed for single and multiuser MIMO systems to maximize the capacity over CRFC. It utilizes the received signal constellation to select the subset of antennas with highest (dmin) constellations due to its direct impact on the capacity and BER performance. A low complexity algorithm is designed by employing the Euclidean norm of channel matrix rows with their corresponding phase differences. Capacity analysis and simulation results show that PDBS outperforms norm based selection (NBS) and near to optimal selection (OS) for all correlation and SNR values. This technique provides fast RAS to capture most of the gains promised by multiantenna systems over different channel conditions. Finally, novel group layered MU-MIMO (GL-MU-MIMO) scheme is introduced to exploit the available spectrum for higher user capacity with affordable complexity. It takes the advantages of spatial difference among users and power control at base station to increase the number of users beyond the available number of RF chains. It is achieved by dividing the users into two groups according to their received power, high power group (HPG) and low power group (LPG). Different configurations of low complexity group layered multiuser detection (GL-MUD) and group power allocation ratio (η) are utilized to provide a valuable tradeoff between complexity and overall system performance. Furthermore, RAS diversity is incorporated by using NBS and a new selection algorithm called HPG-PDBS to increase the channel capacity and enhance the error performance. Extensive analysis and simulations demonstrate the superiority of proposed scheme compared with conventional MU-MIMO. By using appropriate value of (η), it shows higher sum rate capacity and substantial increase in the user capacity up to two-fold at target BER and SNR values