Analysis of Millimeter-Wave Networks: Blockage, Antenna Directivity, Macrodiversity, and Interference

Due to its potential to support high data rates at low latency with reasonable interference isolation because of signal blockage at these frequencies, millimeter-wave (mmWave) communications has emerged as a promising solution for next-generation wireless networks. MmWave systems are characterized by the use of highly directional antennas and susceptibility to signal blockage by buildings and other obstructions, which significantly alter the propagation environment. The received power of each transmission depends on the direction the corresponding antennas point and whether the signal’s path is line-of-sight (LOS), non-LOS (i.e., partially blocked), or completely blocked. A key challenge in modeling blocking in mmWave networks is that, in actual networks, the blocking might be correlated. Such correlation arises, for example, when single transmitter tries to broadcast to pair of receivers that are close to each other, or more generally when they have a similar angle to the transmitter. In this situation, if the first receiver is blocked, it is likely that the second one is blocked, too. This dissertation explores four related but distinct issues associated with mmWave networks: 1) Analytical modeling of networks consisting of user devices and blockages with fixed or random, but independent, locations, 2) The careful characterization of correlated blocking and analysis of its impact on the performance of mmWave networks, 3) The proposed use of macrodiversity as an important strategy to mitigating correlated blocking in mmWave networks and the corresponding analysis, and 4) The proposed use of networks of unmanned aerial vehicles (UAVs) to provide connectivity in urban deployments. This work provides insight into the performance of variety of applications of mmWave communications, ranging from wireless personal area networks (WPAN), device-to-device networks, traditional terrestrial, cellular networks, and the UAV-based networks where the UAVs act as the cellular base stations. A common thread throughout this dissertation is the development of new tools based on stochastic geometry and their application to modeling and analysis. The analysis presented in this dissertation is general enough to find application beyond mmWave networks, for instance the results may also be applicable to systems that use free-space optical (FSO) signaling technologies

Correlated Blocking in mmWave Cellular Networks: Macrodiversity, Outage, and Interference

In this paper, we provide a comprehensive analysis of macrodiversity for millimeter wave (mmWave) cellular networks. The key issue with mmWave networks is that signals are prone to blocking by objects in the environment, which causes paths to go from line-of-sight (LOS) to non-LOS (NLOS). We identify macrodiversity as an important strategy for mitigating blocking, as with macrodiversity the user will attempt to connect with two or more base stations. Diversity is achieved because if the closest base station is blocked, then the next base station might still be unblocked. However, since it is possible for a single blockage to simultaneously block the paths to two base stations, the issue of correlated blocking must be taken into account by the analysis. Our analysis characterizes the macrodiverity gain in the presence of correlated random blocking and interference. To do so, we develop a framework to determine distributions for the LOS probability, Signal to Noise Ratio (SNR), and Signal to Interference and Noise Ratio (SINR) by taking into account correlated blocking. We validate our framework by comparing our analysis, which models blockages using a random point process, with an analysis that uses real-world data to account for blockage. We consider a cellular uplink with both diversity combining and selection combining schemes. We also study the impact of blockage size and blockage density along with the effect of co-channel interference arising from other cells. We show that the assumption of independent blocking can lead to an incorrect evaluation of macrodiversity gain, as the correlation tends to decrease macrodiversity gain

Improved Handover Through Dual Connectivity in 5G mmWave Mobile Networks

The millimeter wave (mmWave) bands offer the possibility of orders of magnitude greater throughput for fifth generation (5G) cellular systems. However, since mmWave signals are highly susceptible to blockage, channel quality on any one mmWave link can be extremely intermittent. This paper implements a novel dual connectivity protocol that enables mobile user equipment (UE) devices to maintain physical layer connections to 4G and 5G cells simultaneously. A novel uplink control signaling system combined with a local coordinator enables rapid path switching in the event of failures on any one link. This paper provides the first comprehensive end-to-end evaluation of handover mechanisms in mmWave cellular systems. The simulation framework includes detailed measurement-based channel models to realistically capture spatial dynamics of blocking events, as well as the full details of MAC, RLC and transport protocols. Compared to conventional handover mechanisms, the study reveals significant benefits of the proposed method under several metrics.Comment: 16 pages, 13 figures, to appear on the 2017 IEEE JSAC Special Issue on Millimeter Wave Communications for Future Mobile Network

Temporal and spatial combining for 5G mmWave small cells

This chapter proposes the combination of temporal processing through Rake combining based on direct sequence-spread spectrum (DS-SS), and multiple antenna beamforming or antenna spatial diversity as a possible physical layer access technique for fifth generation (5G) small cell base stations (SBS) operating in the millimetre wave (mmWave) frequencies. Unlike earlier works in the literature aimed at previous generation wireless, the use of the beamforming is presented as operating in the radio frequency (RF) domain, rather than the baseband domain, to minimise power expenditure as a more suitable method for 5G small cells. Some potential limitations associated with massive multiple input-multiple output (MIMO) for small cells are discussed relating to the likely limitation on available antennas and resultant beamwidth. Rather than relying, solely, on expensive and potentially power hungry massive MIMO (which in the case of a SBS for indoor use will be limited by a physically small form factor) the use of a limited number of antennas, complimented with Rake combining, or antenna diversity is given consideration for short distance indoor communications for both the SBS) and user equipment (UE). The proposal’s aim is twofold: to solve eroded path loss due to the effective antenna aperture reduction and to satisfy sensitivity to blockages and multipath dispersion in indoor, small coverage area base stations. Two candidate architectures are proposed. With higher data rates, more rigorous analysis of circuit power and its effect on energy efficiency (EE) is provided. A detailed investigation is provided into the likely design and signal processing requirements. Finally, the proposed architectures are compared to current fourth generation long term evolution (LTE) MIMO technologies for their anticipated power consumption and EE